UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY OF LABOR,
Complainant,
v. OSHRC DOCKET NO. 9622
CRAWFORD STEEL CONSTRUCTION CO.,
Respondent.
BEFORE BARNAKO, Chairman; MORAN and CLEARY, Commissioners.
MORAN, Commissioner: A decision of Review Commission Judge J. Paul Brenton,
dated May 8, 1975, is before this Commission for review pursuant to 29 U.S.C. § 661(i).
Having examined the record, the Commission finds no prejudicial error therein.
1
Accordingly, the Judge’s decision is hereby affirmed in all respects.
FOR THE COMMISSION:
William S. McLaughlin
Executive Secretary
DATED: DEC 7, 1976
1
A copy of the Judge’s decision is attached hereto as Appendix A.
BARNAKO, Chairman, concurring:
I agree that the citation should be vacated, but reach this conclusion for reasons
somewhat different than those the Judge assigned.
Respondent was erecting the steel framework of an exit ramp from a bridge. At the
particular part of the structure which is here at issue, two vertical concrete piers had been
erected. Respondent was using a crane to lay steel beams between the piers. While the beams
were still held by the crane, they would be connected by bolts to each pier. A ladder was used by
Respondent’s employees to gain access to one of the piers in order to connect the beams. They
would then reach the other pier by walking across one of the beams.
1A
On these facts, Respondent was cited for allegedly violating 29 C.F.R. § 1926.105(a)
for failing to utilize safety nets to protect the employees walking across the beams from the
effects of a possible fall. Respondent’s uncontradicted evidence, however, established that,
because of the weight of the beams, it was necessary to operate the crane almost directly under
the locations at which the beams were to be set. Accordingly, a safety net erected under the
beams would be torn down by the crane. Based on this evidence, Judge Brenton found that the
use of safety nets was impossible. His finding is supported by the record, and, indeed, the
Secretary does not take exception to it. Instead, the Secretary argues that Respondent violated
§ 1926.105(a) by not utilizing any of the means of fall protection enumerated therein. He relies
on the decision in Brennan v. Southern Contractors Service, 492 F.2d 498 (5th Cir. 1974), which
held that the standard requires the use of at least one of the specified means of fall protection.
I respectfully disagree with the Court’s decision in Southern Contractors. In my opinion,
§ 1926.105(a) is solely a safety net standard. Warnel Corp., Docket No. 4537, BNA 4 OSHC
1034, CCH OSHD para. 20,576 (March 31, 1976). Although § 1926.105(a) does mention other
types of fall protection, it must be read in conjunction with other construction safety standards
2
which specify under what conditions the other means of fall protection should be used. Section
1A This standard provides:
Safety nets shall be provided when workplaces are more than 25 feet above the
ground or water surface, or other surfaces where the use of ladders, scaffolds,
catch platforms, temporary floors, safety lines, or safety belts is impractical.
2
For example, 29 C.F.R. § 1926.28(a) provides:
The employer is responsible for requiring the wearing of appropriate personal
protective equipment in all operations where there is an exposure to hazardous
1926.105(a) supplements these other standards by requiring the use of safety nets when the other
means of fall protection are impractical.
The evidence in this case shows, however, that safety nets could not be used.
Accordingly, a violation of § 1926.105(a) cannot be found. See Warnel Corp., supra. There was,
however, evidence concerning the feasibility of using safety belts. Consideration must therefore
be given to whether a violation of § 1926.28(a) was tried by consent. See note 2, infra.
Respondent’s foreman testified that it was not customary to use safety belts during the
steel erection phase of this type of construct on. In order to safety belts, a safety line to which the
belts could be tied-off would have to be strung. According to the foreman, this could only be
done by erecting posts to the beams and stringing the line between the posts. He thought,
however, that it was impractical to erect posts to the beams before the beams were connected to
the piers. He also thought that such posts would create tripping hazards to the employees walking
along the beams.
The Secretary introduced evidence which showed that an arrangement utilizing a safety
line strung between posts had subsequently been used on the same project by the contractor who
installed the decking on the ramp. Respondent points out, however, that this occurred after the
beams were connected, and that this evidence is therefore consistent with its position that such an
arrangement could not be used before the beams were connected. Respondent also points out that
the decking contractor’s employees would work in fixed positions for considerable lengths of
time, and would therefore not require the mobility of employees using the beams to move from
one pier to another.
In order to prove a violation of § 1926.28(a), the Secretary must show that the use of
safety belts is an appropriate means of fall protection. Frank Briscoe Co., Docket No. 7792, (Oct.
4, 1976). In this case, the evidence establishes that it is not customary in Respondent’s industry
to utilize safety belts under the existing conditions, and that their use is not practical.
Accordingly, even if the issue of whether § 1926.28(a) was violated was tried by consent, a
violation was not shown.
conditions and where this part indicates the need for using such equipment to
reduce the hazards to the employees.
We have interpreted this standard as requiring the use of safety belts tied off to lifelines where
this is shown to be a practical and feasible means of fall protection. Frank Briscoe Co., Docket
No. 7792 (Oct. 4, 1976), and cases cited therein.
CLEARY, Commissioner, DISSENTING:
Undisputed evidence adduced in this case indicates the existence of a serious hazard to
respondent’s employees. Moreover, it is clear that respondent took no steps to protect its
employees from the consequences of a fall in excess of 25 feet. Nevertheless, my colleagues
vacate the citation at issue and fail to enter an appropriate abatement order. For the following
reasons I would affirm the citation and issue an abatement order requiring that respondent use
safety nets to protect its employees.
Respondent was cited for allegedly failing to comply with the safety standard at 29 CFR
§ 1926.105(a).2a Respondent used none of the safety devices enumerated in § 1926.105(a), and
failure to use any of them has been held to constitute noncompliance with the standard. Brennan
v. Southern Contractors Service & O.S.H.R.C., 492 F.2d 498, 501 (5th Cir. 1974). This reading
of the standard was expressly adopted by this Commission in Allied Structural Steel Co., 2 BNA
3
OSHC 1457, 1974–75 CCH OSHD para. 19,184 (No. 1681, January 1, 1975).
During the erection of the steel framework of an exit ramp to a bridge, respondent’s
employees were required to use an unsecured steel girder as a walkway. In some places the
girder was in excess of 25 feet above the ground.
There was little dispute that safety nets could have been erected beneath the girder that
served as a walkway for respondent’s employees. Nevertheless, with very little discussion of the
facts the Judge ruled that the use of a safety net was ‘impractical.’ According to the Judge, the
impracticality of safety nets coupled with the impracticality of a protection system incorporating
safety belts required that the citation be vacated. I disagree.
I read the standard involved to require the use of safety nets under work areas that are
above 25 feet from the ground when the listed devices are not ‘practical,’ that is to say possible
4
with reasonable performance. Words and Phrases, ‘Practical.’ Since the use of any of the listed
devices exempts the employer from the requirement of a safety net under general principles the
3
Thus, the Chairman’s reading of the standard as expressed in Warnel Corp., supra and in his
concurring opinion in the instant case does not state a majority view of the Commission. In this
regard it should be noted that Judge Brenton properly followed the Fifth Circuit’s reading of
§ 1926.105(a).
4
While § 1926.105(a) requires the use of one of the enumerated devices, the standard by its
terms requires that safety nets be used only if the use of all the other enumerated safety devices is
‘impractical.’
employer should have the burden of proving the exemption. Only the possible use of safety belts
was tried, and the Judge correctly held that it was impractical to use them. Thus, the employer
was required to use one of the other listed devices.
But assuming arguendo that their use was also impractical, the employer was required to
erect safety nets, unless there is a defense of impossibility concerning this requirement.
If impossibility of compliance is a valid method of avoiding the requirements of a
specific standard, it is at most an affirmative defense. Brennan v. O.S.H.R.C. & Underhill
Constr. Corp., 513 F.2d 1032, 1035 (2d Cir. 1975). Consequently, it is incumbent upon the cited
employer to establish the claim of impossibility. See e.g., United States Steel Corp. v.
O.S.H.R.C., 537 F.2d 780, 782 (3rd Cir. 1976); Slyter Chair, Inc., 4 BNA OSHC 1110, 1975–76
CCH OSHD para. 20,589 (No. 1263, April 8, 1976).
If there were a defense it has not been proved here. It was physically possible to install
safety nets beneath the elevated steel girder that respondent’s employees used as a walkway. A
crane was used to set the girders in place in preparation for bolting. Respondent showed,
however, that because of the weight of the girders it was necessary to position the crane beneath
the girders. Thus, as noted in the concurring opinion, any safety netting erected beneath the
girders would be torn by the crane. While I agree with the opinion’s analysis insofar as it
concludes that it was impossible to use nets under these conditions, I disagree with his
conclusion that this evidence establishes impossibility of compliance with the safety net
requirement of § 1926.105(a).
Inasmuch as it was physically possible to erect safety nets beneath the girder, in order to
establish impossibility, respondent would at the very least have to show that it could not perform
work with the safety net system in place. Although the evidence showed that the crane used by
respondent had to be operated beneath the girders, it was also established that operation of the
crane beneath the girders was necessary because of the crane’s limited lifting capacity.
Respondent’s foreman, Patrick Crawford, testified as follows:
Q. Mr. Crawford, does that crane have to be in the midst of all those beams, or couldn’t it
be repositioned outside the area where the beams are being installed?
A. The crane didn’t have the capacity to get too far away from the girders.
Q. How far away could it be?
A. I can’t remember the exact weight of them girders, but it would depend on the size of
5
the crane and the weight of the girders as to how far away you can get.
It is therefore, possible that respondent could have protected its employees with safety
nets if it had used a crane with a greater lifting capacity. While this testimony does not
necessarily indicate that a change in operation was possible, it does leave open a significant
question as to whether it was impossible for respondent to perform its job with safety nets in
place.
Inasmuch as respondent is required to affirmatively establish impossibility, the mere
existence of such an unanswered question derived from testimony of its foreman results in
respondent’s failure to sustain a defense of impossibility.
5 Transcript at 93.
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY OF LABOR,
Complainant,
v. OSHRC DOCKET NO. 9622
CRAWFORD STEEL CONSTRUCTION CO.,
Respondent.
Brenton, Judge: This is a proceeding pursuant to section 10 of the Occupational Safety and
Health Act of 1970 (29 U.S.C. §§ 651, et seq., 84 Stat. 1590, hereinafter referred to as to Act)
contesting a citation issued by the complainant against the respondent under the authority vested
in complainant by section 9(a) of the Act.
The contested citation, which is citation no. 2, alleges that as the result of the inspection
of a workplace under the ownership, operation or control of the respondent, located at I–471
Bridge Construction, Cincinnati, Ohio, and described as ‘steel erector’, the respondent has
violated section 5(a)(2) of the Act by failing to comply with a certain occupational safety and
health standard promulgated by the Secretary of Labor pursuant to section 6 thereof.
The contested citation, which was issued on July 29, 1974, alleges that the violation
results from a failure to comply with a standard promulgated by the Secretary by publication in
the Federal Register and codified in 29 CFR 1926.
The description of the alleged violation contained on said citation states:
Item 1. ‘29 CFR 1926.105(a) Failure to provide safety nets when workplaces are
more than 25 feet above the ground or water surface, or other surfaces where the
use of ladders, scaffolds, catch platforms, temporary floors, safety lines or safety
belts is impractical. e.g. Two employees were observed during the inspection
walking on steel I beams 14–16 inches wide with a drop of 26 feet, 9 inches to the
adjacent ground without a safety net, guard rails, or other devices installed to
prevent their falling, nor were provisions made for employees to hook their
lanyards to a cable while walking.
The standard as promulgated by the Secretary provides as follows:
Item 1. ‘Section 1926.105 Safety Nets
(a) Safety nets shall be provided when workplaces are more than 25 feet above the
ground or water surface, or other surfaces where the use of ladders, scaffolds,
catch platforms, temporary floors, safety lines, or safety belts is impractical.’
Pursuant to the enforcement procedure set forth in section 10(a) of the Act, the
respondent was notified by letter dated July 29, 1974, from R. J. McCann, Area Director of the
Cincinnati, Ohio, area, Occupational Safety and Health Administration, U. S. Department of
Labor proposed to assess a penalty for the violation alleged in the amount of $550.00.
After respondent contested this enforcement action, and a complaint and an answer had
been filed by the parties, the case came on for hearing at Cincinnati, Ohio, on December 5, 1974.
FINDINGS OF FACT
1. Respondent, a corporation, whose principal office is located in Hamilton, Ohio, utilizes
equipment and material, imported from points outside the state of Ohio, in the business of steel
erection.
2. At the time of the alleged violation respondent was engaged in the sole function of
erecting, setting, and securing in place steel girders upon concrete piers as a part of the
construction of an exit ramp to a new bridge spanning the Ohio River, designated as I–471
project.
3. The first step in the performance of this function is to lift a girder from the ground by
means of a crane, swing it into position, and set it in place on the piers. Next this girder is tied
down against the pier, after which a second girder is put in position on the pier and the two are
then held together upon the installation of X bracing. Also on top of the pier a rocker is set and
welded to the girder for expansion and contraction. And this process is continuous with the final
stage of splicing which is bolting down the girders.
4. After a girder is put in place upon the piers and workmen are required to ascend the
structure, to perform the several tasks, it was accomplished by means of climbing a ladder placed
against one pier then using the top of the girder as a walkway.
5. The height of this beam above the ground ranged from 19 feet six inches to 26 feet
nine inches.
6. The work to be performed upon reaching a work area positioned the workmen within
the structure at points less than 25 feet above the ground.
7. No safety net nor was any other safety device provided, such as a scaffold, catch
platform, temporary floor, safety line, or safety belt, to prevent falling in excess of 25 feet during
the course of going to and from these tasks by means of the girder as a walkway.
ISSUES
Whether compliance with 29 CFR 1926.105(a) makes it impossible for respondent to
perform its work.
If compliance is feasible do the facts support a violation.
Does the fact that there is a variation in the height requirement of the regulation alleged
and 29 CFR 1926.705(b)(2) render the charge unenforceable.
If affirmance is required what penalty, if any, is appropriate.
DISCUSSION
I.
Respondent contends where, as here, the height requirements of two safety standards,
which seek to prevent injury or death from falls, is not uniform, the cited standard is unenforcible
because enforcement is thereby arbitrary, inconsistent, and discriminatory.
The requirements of the cited standard relate to workplaces in construction generally.
Whereas, 29 CFR 1926.750(b)(2) relates to a specific steel erection situation with a single
requirement upon encountering special facts and circumstances. It would appear had respondent
been found to have been working in a situation encompassed by 29 CFR 1926.750(b)(2) then he
might properly involve the defense that the specific standard prevails over the general.
Neither a rational basis for the difference in height requirement in the two regulations,
nor the lack of it, has been successfully demonstrated. Moreover, the Secretary is authorized to
promulgate and amend regulations and his interpretations thereof are entitled to great weight.
Surely the respondent must show that the promulgator’s action and interpretation is clearly
unreasonable or manifestly unjust.
1
Respondent’s contention and argument here is untenable and of no merit. 1 It is therefore
rejected.
II
1
See Griggs v. Duke Power Co., 401 U.S. 424; Roy Bryant Cattle Co. v. U.S. 463 Fed 2nd 418
Although the charge set forth in the citation might be couched in more appropriate
language it effectively charges a violation of the regulation alleged. It spelled out to respondent
that he had not provided any kind of safety measure to protect falls in excess of 25 feet.
Neither the wisdom nor the avowed purpose of the regulation is subject to any further
significant debate in view of the pronouncements in Brennan v. Southern Contractors Service,
492 Fed 2d 498. This case stands for the proposition that upon the exposure, by an employer, of
an employee to a workplace more than 25 feet above the ground, without providing either a
safety net or one of the other safety devices listed in the regulations, subjects the employer to
sanctions for violation of the cited standard. This proposition is conditioned on whether the
evidence establishes that it was, in fact, practical to use one of the safety devices.
According to the evidence the girder at the scene of the alleged violation was within the
area of the several workplaces and was used as a means of getting to them for the performance of
work tasks as well as for placing kegs of bolts accessible for use in performing the bracing
operation. Apparently it was necessary to traverse all or part of the 26 feet nine inch height to
acquire a supply of bolts. Thus, it is inescapable that this walkway, to the extent that its height
exceeded 25 feet, was part and parcel of the workplaces to which employees were subjected.
The evidence was rather conclusive that the employment of a safety net was impractical.
On the other hand, the evidence is also rather conclusive that here, under the facts and
circumstances, only a steel cable, supported by a metal span between girders upon which is
mounted a pole with an eyelet, to which a workman’s lanyard is attached, could properly afford
protection from falling and at the same time afford mobility, be somewhat practical, and not
impossible. In reaching the latter conclusion it is inferred that the cable, which is the lifeline, is
secured above the point of operation, namely, the top of the girder used as a walkway, and that
the anchorage is capable of supporting a minimum dead weight of 5,400 pounds, which complies
with the commands of 29 CFR 1926.104(b).
This method of protection was suggested by the compliance officer who had observed
this kind of safety device, in use by the decking contractor at a later date and at a place, on the
project where respondent’s work had been completed. Thus, at that time it may be reasonably
inferred that the girders were secured and firm. Also it may be inferred, from the fact this officer
approved this method of protection, that he determined the girders, then firm and secure, were
capable, as the anchorage for the lifeline of supporting a minimum dead weight of 5,400 pounds.
At what stage during the course of the work performed by respondent the girders, as an
anchorage, become capable of supporting a minimum dead weight of 5,400 pounds is left to
speculation and guesswork. The evidence does show at the time a girder is put in place on the
piers a strong wind can blow it over or off its resting place unless it is tied down. After it is tied
down it is then capable of remaining erect and in place permitting it to be used as a walkway.
Then after an adjacent girder is tied down they will support, apparently, two workmen, each on a
board extended between these girders at the bottom, during the installation of the bracing. And,
of course, the final stage of respondent’s work is to bolt down a girder, at the conclusion of
which it apparently becomes good and solid for all purposes to which it may or could be
subjected.
It is self evident from the testimony of complainant that his predicate for a violation of
the alleged standard at the time of investigation, issuance of citation and during the presentation
of his case at the hearing was based upon the failure to provide a safety net. Apparently,
however, during trial in rebuttal, complainant abandoned that predicate in favor of a lifeline
(cable) and lanyard, because respondent showed that a safety net was impractical as well as
impossible to use.
Complainant in his brief did not concede that safety nets were impractical. Nevertheless,
he hailed to come forward with any evidence tending to show the feasibility and likely utility of
this kind of protection under the facts and circumstances surrounding respondent’s steel erection
on the job site under consideration. And, of course, he did not argue the point. He resorted to the
argument that the alternative of a safety line attached to a cable, as proposed by the compliance
officer, could and should have been used.
Although respondent’s foreman, an experienced steel worker testified that ‘you can put
up the angles, and I guess you could put one up there, if you wanted to,’ respondent rejected the
utility of such device as being cumbersome and likely to cause tripping on the angles.
It is most difficult to ascertain from the evidence how much of the top of the girder was
elevated above the 25 feet height from the ground. It is concluded that only a small portion
extended beyond that height. Exposure at any given time was certainly less than a few seconds.
Regardless, there still existed the possibility of a fall from a point more than 25 feet above the
ground. And there appears to be no dispute with respect to the proposition that in the event of
such a fall it could result in serious injury or death, concerning which respondent was aware.
Thus, respondent had the duty of employing some method to protect its workmen from the
consequences of such a fall. It should be observed that falls from various heights of less than 25
feet could have the same consequences, however, respondent is not so charged nor has there
been any deviation from the terms and conditions of the regulation alleged.
Now, therefore, has complainant established that respondent did in fact and law violate
the standard alleged.
It is undisputed that respondent did not employ a safety net. It is also undisputed that it
did not employ any one of the safety devices listed in the regulations. Therefore, noncompliance
is obvious, however, complainant has an additional burden of showing the specific steps a cited
employer should have taken to avoid a citation. As heretofore indicated his attempt to sustain this
burden failed with respect to utilization of a safety net. Therefore he advanced the safetyline—
lanyard safety device as the only means proscribed by the regulations that would have afforded
the protection avoiding the citation. As has been demonstrated this proposition was grounded on
the fact that the decking contractor was using the suggested safety device after respondent had
completely erected and installed the steel. None of complainant’s witnesses were qualified as
experts capable of testifying as to feasible safety precautions within the knowledge of the steel
erecting industry. No expert testimony was adduced in support of complainant’s case. Generally,
2
reference to industry custom and practice will establish the standard of conduct. Perhaps it may
be concluded from respondent’s testimony that the situation here is an instance where industry
practice fails to take reasonable precautions against this hazard which is generally known in the
industry.
Where as here, however, the employment of the suggested means of avoiding the citation
may or could be a violation of another regulation, namely 29 CFR 1926.104(b), without proof to
the contrary, the practicality and utility of the safety requirements as so interpreted by
complainant are suspect. The substantial evidence on the record considered as a whole does no
more than create a suspicion of the existence of the truth of the fact to be established. The
relevant evidence is inadequate to support the conclusion submitted by complainant.
Complainant has simply failed to show that his suggested method of compliance would be
feasible and usable under all the facts and circumstances existing at the time and place of the
2
Cope and Vineyard Etc. v. Occupational Safety and Health Review Commission, —— Fed 2nd
——, 73–1223 (1st CA) (3/3/75)
3
alleged violation. 3 Accordingly, complainant has failed to make a case for violation of 29 CFR
1926.105(a).
CONCLUSIONS OF LAW
1. The Review Commission has jurisdiction to hear and decide this case.
2. Where the evidence shows the use of a safety net is impractical and further fails to
show the feasibility and usability of a safety line and lanyard, in lieu thereof, in a particular fact
and circumstance situation there can be no violation of the commands of 29 CFR 1926.105(a).
ORDER
Wherefore it is Ordered that item 1 of citation 2 and the $550.00 penalty to be assessed
be and each is hereby vacated.
It is so Ordered at Dallas, Texas.
J. Paul Brenton
Judge
Date: May 8, 1975
3
Secretary v. The Ceco Corporation, OSAHRC Docket 9467.