B. HECKERMAN IRON WORKS, INC.  

OSHRC Docket No. 111

Occupational Safety and Health Review Commission

July 30, 1973

 

Before MORAN, Chairman; VAN NAMEE and CLEARY, Commissioners

OPINIONBY: MORAN

OPINION:

  MORAN, CHAIRMAN: On March 9, 1973, Review Commission Judge David G. Oringer issued a decision in this case.   Thereafter, on April 12, 1973, pursuant to section 12(j) of the Act, that decision was ordered to be reviewed by the Commission.

Having examined the record in its entirety, the Commission finds no prejudicial error therein.   Accordingly, it is ordered that the Judge's decision is hereby affirmed in all respects.  

DISSENTBY: CLEARY

DISSENT:

  CLEARY, COMMISSIONER, dissenting: I dissent from the majority opinion affirming the Judge's dismissal of the citation.   The citation was dismissed because it charged respondent with failure to comply with a standard requiring that floor hole openings be guarded. The Judge found that the Secretary had failed to prove the existence of a "floor," and therefore the cited standard inapplicable.

The Commission's Rules of Procedure provide that in the absence of a specific Commission Rule, the Federal Rules of Civil Procedure shall apply (section 2(b)).   Rule 15(b) of the Federal Rules of Civil Procedure provides, in pertinent part,

(b) Amendments to Conform to the Evidence.   When issues not raised by the pleadings are tried by express or implied consent of the parties, they shall be treated in all respects as if they had been raised in the pleadings.

  The intent of this rule is to promote decisions on the merits of the case and not on technicalities of pleadings.   Secretary of Labor v. Brisk Waterproofing Co., Securities and Exchange Commission v. Rapp, 304 F.2d 786 (2nd Cir. 1962). The Second Circuit has also held rule 15(b) to be ". . . mandatory and not merely permissive." n1 S.E.C. v. Rapp, supra.

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n1 The Fifth Circuit has stated: "Whether we would go so far as the Second Circuit that the effect of F.R. Civ. P. 15(b) 'is mandatory, not merely permissive' we are commited to '. . . a course of strong liberality in allowing amendments.   To rule otherwise would be to frustrate the 'affirmative policy' of F.R. Civ. P. 15(b)." (Citations omitted).   U.S. v. Stephens Brothers Line, 384 F.2d 118, 124 (1967).

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The Commission Judge concluded that "(T)he conditions that existed . . . where the accident took place constituted a well recognized hazard to any employee working down below." Indeed, to describe these conditions is to recognize them as a hazard.

The Judge stated in his decision that he ". . . will not determine whether the general duty clause (section 5(a)(1) of the Act) would have been applicable in the instant case inasmuch as that question is not before him." I disagree.

In Associated Home Builders v. N.L.R.B., 352 F.2d 745, 752-753 (9th Cir. 1965), the Court reversed a dismissal by the Board of a charge, stating:

The failure to mention (other sections) in the complaint should not have prevented the Board from considering their applicability. . . .   In American Newspaper the Board held that the acts alleged in the complaint as constituting violations of §   8(b)(1)(A) did not come within the prohibition of that subsection of the Act.   The Court noted that the Board 'apparently was under the impression that, since the particular action alleged, was not alleged to be a violation of §   8(b)(3), it was required to dismiss this charge without passing upon the sufficiency of the proof.   We   think this action of the Board, in so dismissing the charge . . . constituted error.' . . .   Thus in National Labor Relations Bd. v. Pecheur Lozenge Co., 2 Cir., 209 F.2d 393, 402, the Court said . . .   'We think it would not matter that the complaint failed to mention a specific section of the Act, if the alleged conduct was in fact violative of that section.'

In this case, there is sufficient evidence of record to infer that respondent violated section 5(a)(1) of the Act, and that the issue was tried without objection so as to deem the pleadings amended to conform to the evidence under the mandate of rule 15(b).

Formal amendment is necessary only when objection is made to the introduction of evidence as outside the pleadings.   S.E.C. v. Rapp, supra.

As the Court said in Hopkins v. Metcalf, 435 F.2d 123, 124 (10th Cir. 1970),

In the instant case the facts . . . were received in evidence without pertinent objection.   In such circumstances the issue is before the court for determination and the pleadings should be regarded as amended to conform to the evidence.

See also United States Fidelity and Guaranty Co. v. U.S., 389 F.2d 697 (10th Cir. 1968).

Professor Moore, in his treatise on Federal Practice, states:

Rule 15(b) has rejected any concept that such amendments are barred if they result in a change of the plaintiff's 'cause of action.' . . .   (A)s a matter of practice issues tried by implied or express consent ordinarily do arise from the same general set of facts set forth in the complaint.   Thus a plaintiff may sue on one (theory) and recover on (another). . . .   The fact that this involves a change in . . . the legal theory of the action is immaterial so long as the opposing party has not been prejudiced in presenting his case.   Second Edition, Volume 3, section 15.13(2), pp. 984-985.

In Brisk Waterproofing Co., supra, the employer was cited for a violation of section 5(a)(1) and defended on the ground that the alleged violation was not a "recognized hazard." In his submissions following   direction for review by the Commission, the Secretary conceded that he should have proceeded on the theory that the employer had violated section 5(a)(2) by failure to comply with a specific standard.   He concluded that the complaint should be amended to conform to the evidence, absent prejudice to the employer.

The Commission allowed the amendment and found the employer in violation of section 5(a)(2) of the Act.   This is totally consistent with the authorities cited above.   Thus, in the Brisk Waterproofing case the amendment changed the compliant to allege a violation of section 5(a)(2) by failure to comply with a specific standard where a violation of section 5(a)(1) was tried.

I believe it equally proper to amend a complaint in which a section 5(a)(2) violation is alleged so as to allege a violation of section 5(a)(1).   However, in this situation, the utmost attention should be given to whether the issue of the existence of a "recognized hazard" was tried.

As Professor Moore has said regarding rule 15(b) amendments after judgment:

(I)t cannot be fairly said that there is any implied consent to try an issue where the parties do not squarely recognize it as an issue in the trial. . . .   The test should be whether the (other party) would be prejudiced by the implied amendment, i.e., whether he had a fair opportunity to defend and whether he could offer any additional evidence if the case were to be retried on a different theory.   Moore's Federal Practice, 2nd Edition,   Volume 3, section 15.15(2), pp. 992-993.

Where, as here, it appears that respondent has little if any defense to an allegation that the condition for which it was cited is a recognized hazard, I would issue an Order to Show Cause why the complaint should not be so amended to charge a violation of section 5(a)(1)   of the Act.   If the issue is unclear, I would remand the case.   Either action would present the parties an opportunity to be heard on the issue.

[The Judge's decision referred to herein follows]

ORINGFR, JUDGE, OSAHRC: This is a proceeding pursuant to Section 10 of the Occupational Safety and Health Act of 1970 (29 USC 651 et seq.., hereafter called the Act) contesting a Citation issued by the Complainant against the Respondent under the authority vested in Complainant by Section 9(a) of that Act.   The Citation alleges that as the result of the inspection of a workplace under the ownership, operation or control of the Respondent, located at Treatment Building No. 1, 500 Block, Cedar Street, Syracuse, New York 13210, and described as follows: "a three-story concrete block steel and brick building", the Respondent has violated Section 5(a)(2) of the Act by   failing to comply with certain occupational safety and health standards promulgated by the Secretary of Labor, pursuant to Section 6 thereof.   The Respondent was issued Citations and a Notification of Proposed Penalty on October 6, 1971, for the following alleged violations:

Citation Number 1. -- Public Law 91-54, Construction Safety Act, Subpart M.-Sec. 1518.500(a) and (b)(1) and 1518.752(j).

Citation Number 2. -- (1) Public Law 91-54, Construction Safety Act, Subpart E-Sec. 1518.100(a) and (b).

(2) Public Law 91-54, Construction Safety Act, Subpart E-Sec. 1518.102(a)(1) and (a)(1)(5).

The Citations, which were issued on October 6, 1971, alleges that the violations contested by the Respondent result from a failure to comply with standards promulgated by the Secretary by publication in the Federal Register and codified in 29 CFR   1518.500(a) and (b)(1) and 1518.752(j), 29 CFR 1518.100(a) and (b), 29 CFR 1518.102(a)(1) and (a)(1)(5).

The description of the alleged violations contested by the Respondent, contained in the said Citations, states as follows:

Citation No. 1.   Unguarded stairwell openings, Stairwell #1.

Citation No. 2.   (1) Two employees working in Stairwell #1 not protected by protective helmets.

(2) One employee working in Stairwell #1 not protected by eye and face protection.

The description of the alleged violations contested by the Respondent, contained in the said Citations, states as follows:

Citation No. 1. -- 29 CFR 1518.500 Guardrails, handrails, and covers.

(a) General provision.   This subpart shall apply to temporary or emergency conditions where there is danger of employees or materials falling through floor, roof, or wall openings, or from stairways or runways.

(b) Guarding of floor openings and floor holes. (1) Floor openings shall be guarded by a standard railing and toe boards or cover, as specified in paragraph (f) of this section.   In general, the railing shall be provided on all exposed sides, except at entrances to stairways.

29 CFR 1518.752 Bolting, riveting, fitting-up and plumbing-up.

(j) All unused openings in floors, temporary or permanent, shall be completely planked over or guarded in accordance with Subpart M of this part.

Citation No. 2. -- 29 CFR 1518.100 Head protection.

(a) Employees working in areas where there is a danger of head injury from impact, or from falling of flying objects, or from electrical shock and burns, shall be protected by protective helmets.

(b) Helmets for the protection of employees against impact and penetration of falling and flying objects shall meet the specifications contained in American National Standards Institute, Z89.1-1969, Safety Requirements for Industrial Head Protection.

  29 CFR 1518.102 Eye and face protection.

(a) General.   (1) Employees shall be provided with eye and face protection equipment when machines or operations present potential eye or face injury from physical, chemical, or radiation agents.

(5) Table E-1 shall be used as a guide in the selection of face and eye protection for the hazards and operations noted.

A Notification of Proposed Penalty was issued on October 6, 1971.   Pursuant to the provisions of Section 10(a) of the Act, the penalty set forth below was proposed by the Complainant, based on the above Citations:

Citation No.

Proposed Penalty

1.

$500.00

2.

No penalty

 

The Respondent served notice of intention to contest the Citations and proposed penalty on the Secretary by letter dated October 20, 1971.

This cause was referred to the Occupational Safety and Health Review Commission pursuant to Section 10(c) of the Act on October 21, 1971.   On November 11, 1971, the Regional Solicitor made a motion to consolidate this cause with the case of Secretary of Labor v. Gressani-Gysel Construction, Inc. (Case Docket No. 112), predicated upon the fact that both cases arose out of the same events at the same workplace, and on the same date.   The Regional Solicitor further averred that a single trial will enable all parties to the accident to present the factual and legal issues upon which a full and complete adjudication can be effected.   No opposition appearing to this motion, the case was consolidated by order of the Executive Secretary, dated December 7, 1971, and then assigned to Judge David G. Oringer for hearing and disposition, on December 9, 1971.

Pursuant to notice, a consoldiated hearing was held   on March 16, 1972, in the U.S. Post Office and Court House, 101 N. Clinton Street, Syracuse, New York.   It was agreed, with no objections, that while cases were tried simultaneously, two separate decisions would be issued.

Having heard the testimony and observed the demeanor of the witnesses, and having considered the same, together with the Citations, Notification of Proposed Penalty, Notice of Contest, pleadings, representations and admissions of the parties, it is concluded that substantial evidence, on the record considered as a whole, supports the following

FINDINGS OF FACT

1.   B. Heckerman Iron Works, Inc., is a New York Corporation having its principle office and place of business at 1220 East Water Street, Syracuse, New York (T.5) (Complaint and Answer).

2.   The company's gross annual dollar volume of business in 1971, was approximately $400,000, for the year, and it was considered a small size corporation (T.7).

3.   During the year 1971, this Respondent employed an average number of employees that were less than sixteen (16).   On this job site, the Respondent employed two (2) men (T.9).

4.   The Respondent is engaged in the erection and installation of stairways and other metal products, in commercial, industrial and institutional facilities, and many of its materials, equipment and supplies were manufactured without the State of New York and apparently shipped therein (T. 5, 6).

5.   On September 28, 1971, the employees of this Respondent were employed at a place of employment located at 500 Block, Cedar Street, Syracuse, New    York, in the construction of a Psychiatric Hospital (T.6, 21, 24, & 25).

6.   An inspection of the worksite was conducted on September 29, 1971, by one Joseph Deaver, a representative of the Secretary of Labor, working for the Occupational Safety and Health Administration of the United States Department of Labor, as a result of a telephone report that came in on September 28th (T. 96).

7.   Subsequent to the inspection of the Respondent's workplace, the Respondent on or about October 6, 1971, was issued a Citation for a serious violation, alleging violations of 29 CFR 1518.500(a) and (b)(1) and 29 CFR 1518.752(j), as well as a Citation for non-serious violations, alleging violations of those standards found at 29 CFR 1518.100(a) and (b) and of 29 CFR 1518.102(a)(1) and (a)(1)(5).   In addition thereto, the Respondent was issued on October 6, 1971, a Notification of Proposed Penalty for the alleged serious violation (Complaint and Answer; Citations, and Notification of Proposed Penalty).

8.   A Notice of Contest was timely filed by the Respondent on or about October 20, 1971 (T. 10)

9.   The Citation for serious violation in the instant cause, dated October 6, 1971, alleges a violation of "Public Law 91-54, Construction Safety Act, Subpart M.-Sec. 1518.500(a) and (b)(1) and 1518.752(j)", (sic) and the description of the violation was as follows: "Unguarded stairwell openings, Stairwell #1" (Citation).

10.   The Complaint alleges that on September 28, 1971, this Respondent violated the standards found at 29 CFR Part 1518.500(a) and (b)(1), in that the "Respondent corporation failed to provide a guard, covering or railing for a temporary floor opening where there was a danger of employees or materials falling   through said opening, while employees were working at a building site . . ." (Complaint Paragraph IV).

11(a) The standards allegedly violated in the instant cause, then applicable, to wit, 29 CFR 1518.500(a) and (b)(1), applied to temporary or emergency conditions where there was danger of employees or materials falling through floor, roof, or wall openings, or from stairways or runways. The particular portion of the standard allegedly violated, that is, that part found at 29 CFR 1518.500(b)(1), entitled, "Guarding of floor openings and floor holes," provides that floor openings should be guarded by a standard railing and toe boards or cover, as   specified in paragraph (f) of this section, and in general, that railings shall be provided on all exposed sides, except at entrances to stairways (See 29 CFR 1518.500).

11(b).   The further alleged violation contained in the Citation but not in the Complaint, to wit, 29 CFR Part 1518.752(j), applied to "All unused openings in floors, temporary or permanent, which pursuant to the standard then applicable, shall have been completely planked over or guarded in accordance with Subpart M of 29 CFR 1518." That section not having been alleged in the Complaint is looked upon as no longer alleged by the Secretary at time of trial (See Citation and Complaint and 29 CFR Part 1518.500(a) and (b)(1) and 1518.752(j)).

12.   The serious violation for which the Respondent was cited and which he allegedly violated, specifically pertains solely to floor openings and floor holes (See 29 CFR 1518.500(a) and (b)(1) and 29 CFR 1518.752(j).

13.   It is necessary to have a floor, either temporary or permanent, in order to have a floor hole or floor opening (See 29 CFR 1518.502, Part (a) and Part (b)).

14.   On the date that the violation is alleged to have   occurred, to wit, September 28, 1971,   there was no flooring existant at the third story elevation (T. 56, 57, 73, 79, 80, 82, 215, 216, 227).

15.   The site of the accident referred to in the instant cause was under construction at the time of such accident and there were safety provisions that should have been taken, that were not taken.   The failure however, to take such safety precautions did not come within the purview of the standard cited in the Citation or in the Complaint, alleging serious violations.

16.   On September 28, 1971, there were two employees working in a stairwell with an opening at the top, who were not wearing protective helmets. There was a danger of head injury from impact of falling or flying objects from an opening at the top of the stairwell. One of the Respondent's employees, who failed to wear a helmet, one Galloway, was a foreman of that company and exercised corporate responsibility in that area (T. 20, 26, 27).

17.   While one of the Respondent's employees was doing some chipping, there is insufficient evidence to show that this operation presented potential eye or face injury from physical, chemical or radiation agents (T. 28, et seq. ).

18.   The Complainant proposed no penalty   for the alleged violation of failing to wear protective helmets (See Notification of Proposed Penalty).

19.   The failure to propose a penalty for failure to wear protective helmets was inappropriate in the instant cause.

OPINION

In this case the Secretary cited the Respondent for an alleged violation of "Public Law 91-54, Construction Safety Act, Subpart M-Sec. 1518.500(a) and   (b)(1), and described the alleged violation as Unguarded stairwell openings, Stairwell #1."

Unquestionably the Secretary's representative, when drawing the Citation, intended to charge a violation of that standard found at 29 CFR 1518.500(a) and (b)(1), and, in Paragraph IV, of his Complaint, the Complainant so alleged.   The description of the violation in this paragraph relates, "In that the Respondent corporation failed to provide a guard, covering or railing for a temporary floor opening where there was a danger of employees or materials falling through said opening, . . ."

The standard then found at 29 CFR 1518.500(a) relates to temporary or emergency conditions where there is danger of employees or materials falling through floor, roof, or wall openings, or from stairways or runways, and   is a general provision alerting the reader to what the subpart applies to.   The specific violation alleged was part (b)(1), Part (b) reading, "Guarding of floor openings and floor holes," and part (b)(1) reading as follows: "(1) Floor openings shall be guarded by a standard railing and toe boards or cover, as specified in paragraph (f) of this section.   In general, the railing shall be provided on all exposed sides, except at entrances to stairways."

Webster's Seventh New Collegiate Dictionary defines a floor, inter alia, as follows:

1.   The part of a room on which one stands.

2.   The lower inside surface of a hollow structure.

3.   A ground surface.

3a.   A structure dividing a building into stories.

4.   The surface of a structure on which one travels.

The Judge finds that in order to have a floor hole or floor opening, as the case may be, there must be a floor. In the instant cause the Secretary failed to prove that there was a floor at the third level, and accordingly,   the violation, reading, "the floor opening shall be guarded . . ." is inapplicable to the condition found in the case at bar.

A Citation of the Secretary alleging a violation of a particular   standard by a Respondent must fall if the proof of record discloses that the standard cited is inapplicable to such proof, even if violations of other standards not charged are proven.   Secretary of Labor v. Pearl Steel Erection Co., OSAHRC Docket #1166 (also entitled in Judge's Decision as Secretary of Labor v. J. W. Bounds, OSAHRC Docket #1166); Secretary of Labor v. Northwest Bridge and Tank Company, OSAHRC Docket #1113; Secretary of Labor v. DeLuca Construction Company, OSAHRC Docket #1225.

Whether the chimney-like structure would come within the purview of Section (b)(3) reading, "hatchways and chute floor openings," will not be determined here inasmuch as this question is not before the Judge.   Certainly the conditions that existed in the chimney-like structure where the accident took place constituted a well recognized hazard to any employee working down below.   There was a steel beam being moved over an opening while the Respondent's employees worked below with nothing to stop the materials from dropping on the heads of those working below, any part of the way down.   This certainly constituted a very dangerous condition, particularly to Respondent's employees thus exposed. Such hazard however, is not covered by the standard for which the Respondent was cited by the Secretary.   The Judge will not determine whether the general duty clause would have been applicable in the instant cause, inasmuch as that question is not before him.   Certainly a recognized hazard existed which could have been discovered with reasonable diligence by this Respondent, however,   inasmuch as the standard for which he was cited is herein inapplicable, the Judge must vacate the Citation for serious violation and the penalty proposed for that Citation.

While it may seem unjust to allow hazardous practices as those utilized in this case to be unpenalized, nevertheless, the statute clearly prescribes the rights of the Secretary and the rights of the Respondent.   Certainly the Respondent has a right to be correctly apprised of the statute or regulation that he is alleged by the Complainant, to have violated.   The standard alleged by the Secretary, to have been violated by the Respondent in the instant cause, is inapplicable to the facts as found in the case at bar, for reasons previously related.   Accordingly the Citation and Proposed Penalty must fall.

The Judge finds that there is a total lack of proof on the part of the Secretary that a floor existed on September 28, 1971, when the standard was allegedly violated, and without a floor, no floor opening could have existed and the Citation for violation of 29 CFR 1518.500(b)(1) was thus inapplicable in the present case.

This Respondent had a foreman on the job and no one should have been allowed to work in an area where materials could be dropped through an opening so as to strike the Respondent's employees working below.   In addition thereto, it was certainly a dangerous practice to allow employees to work in such area without wearing protective helmets. Giving an employee a protective helmet is not enough to comply with the statute.   The employer must exercise some discipline over his employees and see to it that protective helmets are worn wherever necessary for the safety of those employees.   No evidence was adduced showing that the employer disciplined an employee for failure to wear a   helmet and, in fact, the proof of record shows the opposite.   The foreman himself was on the job and did not wear a helmet either.   While it is difficult to speculate on what might have been, the use of a helmet may have saved the life of the decedent, Ross.

The Judge finds that the proof of record is not sufficient upon which to predicate a violation of the standard requiring the use of eye shields or protective glasses.   While there is some bare mention of chipping, there is nothing in the record to show what was chipped; whether much debris from the chipping was in the air, or whether it endangered the eyes of the man allegedly so chipping, on September 28, 1971.   The only evidence whatsoever, concerning chipping is contained on page 28, of the transcript, wherein the counsel for the Complainant asked a leading question, as follows:

Question: Was there any chipping involved in what he was doing?

Answer: Yes, there was.

The Judge finds that the record evidence is insufficient upon which to predicate a violation of 29 CFR 1518.102.

Insofar as the penalty is concerned, the lack of penalty proposed by the Secretary for the failure to wear a protective helmet in this case was inappropriate. There were two men involved, one of whom was a foreman, and the possibility of injury from falling materials was grave, and the injuries that possibly could occur as a result of the lack of wearing protective helmets was grave, nevertheless, the Commission may not raise a violation classified as "non-serious" by the Secretary, to a "serious violation." Secretary of Labor v. Dundas Pallet Company, OSAHRC #266.

The Judge is of the opinion that in view of the grave   injuries that may be sustained from falling objects by persons unprotected by protective helmets, and the chances of such accidents occurring, together with the fact that two men were exposed, including a foreman, mandates a penalty for this violation in an amount of $150, considering the gravity of the violation, the chances of it occurring and the number of men exposed, as well as the size of the Respondent's business and all of the circumstances in the case at bar.

Based upon the foregoing, and the record in its entirety, the Judge makes the following

CONCLUSIONS OF LAW

1.   At all of the times herein mentioned, the Respondent was an employer engaged in a business affecting commerce within the meaning of Section 3, of the Act.

2.   At all of the times herein mentioned, the Respondent was subject to the provisions of the Occupational Safety and Health Act of   1970, and the regulations promulgated thereunder.

3.   That standard, found at the time that the Citations were issued, at 29 CFR 1518.500(a), is a general provision and purely describes what that subpart applies to, to wit, to temporary or emergency conditions where there is danger of employees or materials falling through floor, roof, or wall openings, or from stairways or runways. There cannot be a violation of 29 CFR 1518.500(a), in and of itself.

4.   That standard found at 29 CFR 1518.500(b)(1) applies solely to floor openings.

5.   The Secretary failed to sustain the burden of proof that a floor existed where the violation allegedly occurred, and accordingly there was no floor opening in the area where the alleged violation took place.

  6.   This Respondent was not in violation of that standard that was cited in the Citation for serious violation, to wit, 29 CFR 1518.500(a) and (b)(1).

7.   The Citation for serious violation issued to the Respondent by the Complainant in this case must be vacated.

8.   In view of the Conclusions of Law above, the penalty proposed to be assessed against the Respondent, for the alleged serious violation contained in such Citation, is inappropriate and must be vacated, inasmuch as the Citation for serious violation is being vacated.

9.   The Respondent is in violation of that standard, found at the time of issuance, at 29 CFR 1518.100(a).

10.   The Secretary's proposal of no penalty for this violation is inappropriate.

11.   The appropriate penalty for violation of that standard, found at the time of issuance of 29 CFR 1518.100, is $150.

12.   The Secretary failed to prove that the Respondent was in violation of that standard found at 29 CFR 1518.102(a)(1) and/or (a)(1)(5).

In view of the foregoing, good cause appearing therefore, it is ORDERED, that

1.   The Complainant's Citation issued to this Respondent, alleging a serious violation of 29 CFR Part 1518.500(a) and (b)(1), be, and the same, is herewith vacated.

2.   The Complainant's Proposed Penalty for alleged violation of that standard found at 29 CFR Part 1518.500(a) and (b)(1), in the amount of $500, be, and the same, is hereby vacated.

3.   The Complainant's Citation for non-serious violation issued to this Respondent alleging violation of 29 CFR 1518.100(a) and (b) is herewith affirmed.

4.   The proposal of the Complainant of no penalty for    the violation found in 3, above, is hereby vacated, and in place thereof, a penalty of $150, is herewith assessed.

5.   The Complainant's Citation issued to this Respondent alleging violation of 29 CFR 1518.102(a)(1) and 29 CFR 1518.102(a)(1)(5) is herewith vacated.

6.   That part of the Citation for serious violation alleging violation of 29 CFR 1518.752(j) is herewith vacated.