UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NOS. 77–3391 and 77–3890 |
SOUTHWESTERN
ELECTRIC POWER COMPANY, |
|
Respondent. |
|
August 19, 1980
DECISION
Before CLEARY, Chairman; BARNAKO and COTTINE,
Commissioners.
BY THE COMMISSION:
A
decision of Administrative Law Judge David G. Oringer is before the Commission
for review pursuant to section 12(j), 29 U.S.C. § 661(i), of the Occupational
Safety and Health Act of 1970, 29 U.S.C. §§ 651–678 (‘the Act’) Judge Oringer
concluded that Respondent, Southwestern Electric Power Company, violated
section 5(a)(2) of the Act, 29 U.S.C. § 654(a)(2), by failing to guard the
rotating chucks of two lathes[1] as required by the
standard at 29 C.F.R. § 1910.212(a)(1).[2] The judge also concluded,
however, that the violations were de minimis in nature rather than nonserious
as alleged by the Secretary. The Secretary’s petition for review of the judge’s
determination that the violations were de minimis was granted by Commissioner
Barnako.
Having
considered the Secretary’s exceptions to the judge’s decision, we conclude that
Judge Oringer properly determined that Respondent’s noncompliance with section
1910.212(a)(1) was de minimis. The judge’s ruling is consistent with Commission
decisions holding that certain violations of the Act are de minimis because the
hazards presented are too trifling to warrant the imposition of an abatement
requirement or the assessment of a penalty. See Fabricraft, Inc., 79
OSAHRC 49/A2, 7 BNA OSHC 1540, 1979 CCH OSHD ¶ 23, 691 (No. 76–1410, 1979); National
Rolling Mills Co., 76 OSAHRC 121/D7, 4 BNA OSHC 1719, 1976–77 CCH OSHD ¶ 21,114,
(No. 7987, 1976).
Accordingly,
the judge’s decision is affirmed. SO ORDERED.
FOR THE COMMISSION:
RAY H. DARLING, JR.
EXECUTIVE SECRETARY
DATED:
AUG 19, 1980
COTTINE, Commissioner, dissenting:
The Commission errs in holding that the violation was
properly classified as de minimis. The Commission has authority under section
10(c) of the Act, 29 U.S.C. § 659(c), to classify a violation as de minimis
where the relationship of the violation to safety and health is so remote as to
be negligible. E.g., Clifford B. Hannay & Son, Inc., 78 OSAHRC
12/A2, 6 BNA OSHC 1335, 1978 CCH OSHD ¶ 22,525 (No. 15983, 1978), National
Rolling Mills Co., 76 OSAHRC 121/D7, 4 BNA OSHC 1719, 1976–77 CCH OSHD ¶ 21,114
(No. 7987, 1976); Van Raalte Co., Inc., 76 OSAHRC 48/B8, 4 BNA OSHC
1151, 1975–76 CCH OSHD ¶ 20, 633 (No. 5507, 1976), Continental Oil Co.,
79 OSAHRC 42/C3, 7 BNA OSHC 1432, 1979 CCH OSHD ¶ 23,626 (No. 13750, 1979).
However, in this case, the Respondent’s failure to guard the rotating chucks on
its lathe has a direct and immediate relationship to employee safety.
Therefore, the violation is not properly classified as de minimis and instead
should be classified as nonserious.
The
lathes at issue are used by Respondent in machining various sizes and shapes of
material. Each lathe has a 12-inch diameter chuck that is used to hold the
piece being machined. The chucks are cylindrical in shape. Within each chuck
are three jaws that are adjusted to hold the work piece. Depending on the size
of the piece, the jaws of a chuck can protrude beyond the surface of the chuck
itself. The chuck rotates at between 25 and 1500 revolutions per minute during
the operation of a lathe. The operator normally has both hands on the machine’s
controls while the chuck is rotating. However, sometimes the operator may
perform his duties with only one or no hand on the controls. For example,
Respondent’s production manager testified that there are times when the lathe
operator will hold the cutting tool directly at the face of the chuck.
Walter
C. Hogan, a compliance officer for the Occupational Safety and Health
Administration, inspected Respondent’s facility. He observed that the lathe
chuck was not guarded to prevent the operator’s accidental contact with the
rotating chuck. Accordingly, the Respondent was cited for violating the machine
guarding requirements of § 1910.212(a)(1).[3] Hogan testified that an
operator’s hand could be struck by the protruding jaws of the chuck and he
asserted that such an occurrence could result in a contusion, laceration, or
broken bone in the hand or finger. He suggested that the lathe chuck could be
guarded by a curved barrier of metal or plexiglass that would be positioned
between the operator and the chuck when the lathe was operating, but would be
hinged so that the operator could move the guard out of the way when setting up
the lathe for operation.
The
Respondent’s production manager, Ray T. Whetstone, testified that there was no
record of injuries to Respondent’s employees operating these or similar lathes.
He also stated that ‘any type of guard on this lathe chuck presents additional
hazards that may cause an accident.’ Specifically, Whetstone opined that the
cutting tool could run into the guard. Although implying that this would be
hazardous, Whetstone did not describe how an injury could be caused if this
event occurred. He also stated that the guard suggested by Hogan would create
an additional pinch point at the location of the hinge. Finally, Whetstone
implied that the presence of a guard would diminish the concentration of the
lathe operators.
Judge
Oringer concluded that the Secretary had proven a ‘technical violation’ in that
the lathes were unguarded.[4] He rejected the
Respondent’s contention that it would be more hazardous to operate the lathe
with a guard than without one. Though he found that contact with the jaws of
the chuck ‘could result in a contusion, laceration, or a possible broken finger
bone,’ Judge Oringer determined that the existence of an actual hazard had not
been proven. As a result, he concluded that ‘the risk of injury and the result
of injury is minimal here and at most the Secretary has proven a de minimis
violation.’ In reaching this conclusion, Judge Oringer partially relied on the
evidence that the Respondent’s employees had not suffered any injuries from
contact with lathe chucks.
On
review, the Secretary argues that the judge erred in classifying the violation
as de minimis. The Secretary notes that the Commission has only classified
violations as de minimis where there was only a negligible relationship to
employee safety, where the violation was trifling, or where there was no direct
or immediate relationship to safety and health. The Secretary points out that a
rotating chuck, with its protruding jaws, rotates at high speeds and can cause
contusions, lacerations and broken bones. Thus, he argues that the violative
condition posed more than a negligible relationship to employee safety and
health. The Secretary maintains that this case is distinguishable from the de
minimis violation in Hood Sailmakers, Inc., 77 OSAHRC 212/C12, 6 BNA
OSHC 1206, 1977–78 CCH OSHD ¶ 22,422 (No. 13996, 1977). He notes that ‘[i]n
that case, unlike the one at bar, ‘the injuries which occurred were all minor’
so that the hazard was ‘trifling’ in nature and ‘too slight to warrant an
abatement order or the imposition of a penalty.’ ‘The Secretary also contends
that the judge erred in relying on the fact that Respondent’s employees had not
suffered injuries from unguarded lathes. Citing A.E. Burgess Leather Co.,
77 OSAHRC 25/D6, 5 BNA OSHC 1096, 1977–78 CCH OSHD ¶ 21, 573, (No. 12501,
1977), aff’d, 576 F.2d 948 (1st Cir. 1978), he argues that little
reliance should be placed on an individual employer’s accident-free record when
the objective facts demonstrate the existence of a hazard.
The
injury that can result from contact with a rotating chuck is not, as Judge
Oringer termed it, ‘minimal.’ In fact, Judge Oringer himself found that contact
with the chuck ‘could result in a contusion, laceration, or a possible broken
finger bone.’ As the Secretary argues on review, these injuries are not so
minor that they are properly described as having a negligible relationship to
employee safety and health.
Additionally,
Judge Oringer erred to the extent that he relied on the fact that the
Respondent’s employees had not suffered injuries from the unguarded lathes in
the past. The Commission has held that the absence of injuries is not
controlling with respect to the de minimis classification. Van Raalte Co.,
Inc., supra. Rather, a hazard requiring abatement may exist in the absence
of recorded injuries, Arkansas-Best Freight Systems, Inc., v. OSHRC, 529
F.2d 649 (8th Cir. 1976), for ‘[o]ne purpose of the Act is to prevent the first
accident.’ Lee Way Motor Freight v. Secretary of Labor, 511 F.2d 864,
870 (10th Cir. 1975). Moreover, the likelihood of an accident occurring during
operation of the lathe, despite no record of accidents, is not so remote as to
be negligible. Although the lathe operator often uses both hands, there are
occasions when both hands are not needed to perform lathe operations. During
these times, the lathe operator stands near the machine with nothing between
his hands and the rotating chuck. There are also times that the operator will
hold the cutting tool directly at the face of the chuck. Therefore, there is a
hazard of employee contact with the chuck and resulting injury.
This
case is clearly distinguishable from those cases where the Commission has
properly classified a violation as de minimis. The common element in those
cases is the fact that, despite a technical failure to comply with the
standard, there was no evidence that employee health or safety was more than
remotely affected by the violation. See, e.g., Continental Oil Co.,
supra (lack of one stairway railing and no vertical fall hazard); Rust
Engineering Co. and Allegheny Industrial Electric Co., 77 OSAHRC 37/C8, 5
BNA OSHC 1183, 1977–78 CCH OSHD ¶ 21,693 (Nos. 12200 & 12201, 1977)
(configuration of scaffolding and frame used as ladder not in accordance with
spacing requirements for rungs of ladders); Clifford B. Hanny & Son, Inc.,
supra (configuration of spray booth violated 1971 National Electric Code
provision adopted by OSHA; spray booth in conformance with provision in 1975
edition); D. Fortunato, Inc., 79 OSAHRC 69/B12, 7 BNA OSHC 1643, 1979
CCH OSHD ¶ 23, 781 (No. 76–3103, 1979) (insufficient number of garbage
containers, but containers were emptied daily and did not create a fire
hazard).
The
violation in this case directly relates to employee safety is therefore not
properly classified as de minimis. This case is factually similar to cases in
which the Commission has held the violation to be nonserious. In Slyter Chair,
Inc., 76 OSAHRC 46/A2, 4 BNA OSHC 1110, 1975–76 CCH OSHD ¶ 20, 589 (No.
1263, 1976), the Respondent was cited for violating § 1910.212(a)(3)(ii)[5] in that it failed to guard
the needles of nine sewing machines. Although the judge determined that the
occurrence of an injury was unlikely and that the injury received would be a
minor puncture wound, the Commission affirmed a nonserious violation, stating
that the Act is intended to prevent minor as well as major injuries. In Signode
Corp., 76 OSAHRC 43/A2, 4 BNA OSHC 1078, 1975–76 CCH OSHD ¶ 20,575, (No.
3527, 1976), appeal denied, No. 76–1456 (7th Cir. Feb. 9, 1977), the
Respondent received a citation alleging noncompliance with § 1910.212(a)(1) in
that rotating paddles on a rewind machine were unguarded. It was found that an
employee operating the machine could catch a finger or hand against the
rotating paddles and that an employee’s clothing could become snagged in the
paddles, pulling him towards the machine and causing injury. There had been no
accidents caused by the unguarded paddles and it was found that the likelihood
of an accident actually occurring was small. However, the Commission held that
the unguarded machines constituted a hazard and affirmed a nonserious
violation.
The
majority’s affirmance of a de minimis violation is therefore inconsistent with
precedent. Moreover, National Rolling Mills Co., 76 OSAHRC 121/D7, 4 BNA
OSHC 1719, 1977–78 CCH OSHD ¶21,114 (No. 7987, 1976), cited by the majority, is
factually distinguishable from the case before us. In National the Commission
properly found a de minimis violation based on the negligible relationship to
safety of the hazard posed by a 3 foot fall where employees working adjacent to
an open pit were only briefly exposed, wore non-skid shoes, and were standing
on ‘all-grip’ plates. The majority also cites to Fabricraft, Inc., 79
OSAHRC 49/A2, 7 BNA 1540, 1979 CCH OSHD ¶23,691 (No. 76–1410, 1979). However,
the violation in Fabricraft, Inc.[6] directly affected employee
safety and that the decision was therefore similarly inconsistent with safety
and that decision was therefore distinguished nor overruled.
Accordingly,
consistent with Commission precedent, I would affirm the alleged violation as
nonserious. The unguarded chuck poses a hazard and the violation bears a direct
relationship to employee safety and health.
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NOS. 77–3391 and 77–3890 |
SOUTHWESTERN
ELECTRIC POWER COMPANY, |
|
Respondent. |
|
FOR THE COMPLAINANT
Ronald M.Gaswirth, Regional Solicitor
James F. Gruben, Attorney
Office of the Solicitor
U. S. Department of Labor
555 Griffin Square Building, Suite 501
Dallas, Texas 75202
FOR THE RESPONDENT
Ray T. Whetstone, Manager of Production
Southwestern Electric Power Company
P. O. Box 2116
Shreveport, Louisiana 71156
DECISION AND ORDER
ORINGER, JUDGE:
This
is a proceeding under section 10(c) of the Occupational Safety and Health Act
of 1970, 29 U.S.C. 651, et seq., (hereinafter referred to as the ‘Act’) to review
a citation issued by the Secretary of Labor (hereinafter referred to as
‘Complainant’) pursuant to section 9(a), and a proposed assessment of penalties
thereon issued, pursuant to section 10(a) of the Act.
In
this cause, bearing Docket No. 77–3391, the Secretary issued a citation against
the respondent alleging ‘other than serious’ violations, the only one of which
still in issue is item no. three alleging a violation of the standard set forth
at 29 C.F.R. 1910.212(a)(1), for which no penalty was proposed.
Subsequent
thereto, the Secretary cited the respondent again at a different site for
‘other than serious’ violations, one of which was another allegation of
violation of the standard set forth at 29 C.F.R. 1910.212(a)(1) which concerned
another unguarded chuck on a Le Blond Lathe. Again, no penalty was proposed.
The parties moved to consolidate this latter case bearing Docket No. 77–3890
with the aforementioned case bearing Docket No. 77–3391 and agreed that the
findings of fact, conclusions of law and decision and order in Docket No.
77–3391 would apply equally to Docket No. 77–3890 without any further trial of
the issues. Both parties, however, reserved their rights to an appeal in the
event of dissatisfaction with the decision in Docket No. 77–3391 which will
become the decision in Docket No. 77–3890 as well.
The
description of the alleged violation in Docket No. 77–3391 reads as follows:
STANDARD,
REGULATION OR SECTION OF THE ACT ALLEGEDLY VIOLATED DESCRIPTION
OF ALLEGED VIOLATION |
29
C.F.R. 1910.212(a)(1) ‘Machine
guarding was not provided to protect operator(s) and other employees from
hazard(s) created by: The
revolving chuck of the Le Blond Lathe, SN–8E2887, located toward the west
side of the Machine Shop.’ |
|
|
In
Docket No. 77–3890, the violation was described as follows: |
|
STANDARD,
REGULATION OR SECTION OF THE ACT ALLEGEDLY VIOLATED DESCRIPTION
OF ALLEGED VIOLATION |
29
C.F.R. 1910.212(a)(1) ‘Machine
guarding was not provided to protect operator(s) and other employees from
hazard(s) created by rotating parts: The
unguarded chuck on the LeBlond Lathe, S/N 9E599.’ |
THE ISSUES
1. Is
the respondent in a business that affects commerce and is this cause within the
jurisdiction of this tribunal?
2.
Was the respondent in violation of the standard alleged on the day in question
or at any time prior thereto?
3. In
the event the respondent was in violation of the Secretary’s standard, what is
the appropriate penalty, if any, that should be assessed?
In
Docket No. 77–3391, the only case that was actually tried, the respondent moved
to withdraw his notice of contest to the allegation of ‘serious’ violation of
the standard set forth at 29 C.F.R. 1910.213(c)(1) after the Secretary moved to
reduce his proposed penalty from $300 to $150 therefor. Both motions were
granted, thereby affirming the ‘serious’ violation of the standard set forth at
29 C.F.R. 1910.213(c)(1) and a penalty of $150 was assessed therefor.
Having
heard the testimony and observed the demeanor of the witnesses, and having
considered the same, together with the citations, notification of proposed
penalties, notices of contest, pleadings, representations, stipulations and
admissions of the parties, it is concluded that the preponderance of the
credible evidence of record supports the following
FINDINGS OF FACT
1.
The respondent generates electric power and operates in three states of the
union (Tr. 6).
2.
The compliance officer, Mr. Hogan, has conducted approximately 415 inspections,
half of which were in industrial establishments, of which 20 percent involved
lathes, which would roughly approximate 45 to 50 establishments with lathes
(Tr. 10). In all of his investigations of accidents, the compliance officer has
known of none involving lathes chucks (Tr. 16, 17).
3.
Much of the time during the operation of the lathe in question, both hands are
obligated, however, in the opinion of the compliance officer, there are times
when both hands would not be obligated (Tr. 19).
4.
The compliance officer has seen engine lathe guards of two types, one
constructed out of a curved portion of flat metal in about a hundred and eighty
degree are hinged to the rear of the opposite side of the chuck from the
operator and hinged to a back part or post where it can be thrown back out of
the way when the operator sets up the machine. When he gets ready to start the
machine, he pushes the guard forward. Other types that he has observed were
fashioned of sections of plexi-glass mounted on an articulating arm (Tr. 20).
5.
The respondent’s exhibit R–1 depicted a guard that would meet the standard,
however, the compliance officer’s opinion was that its design did not make it
practical for use (Tr. 21, 22).
6. It
was the opinion of the compliance officer that if the hinge and mounting point
for the guard shown on exhibit R–1 was placed on the opposite side of the chuck
from the operator and the lower back edge was where the hinge was mounted and
the width of the guard was no greater than what was necessary to detect the
body of a chuck, it could work by folding it back (Tr. 27). In other words, the
compliance officer was of the opinion that the hinge should have been parallel
to the chuck rather than perpendicular to it (Tr. 28).
7.
The greater majority of lathes that are guarded are production type lathes
where the lathe is set up primarily to handle one particular piece or size or
length of stock (Tr. 29, 30). This is not the situation that exists at the
respondent’s plant (Tr. 30). In this plant, various sizes and configurating
pieces of material or equipment are mounted into the jaws of the chuck (Tr.
30).
8.
The compliance officer worked in plants where there were unguarded lathes,
however, they worked at a very low speed and did not have guards because of the
slow movement (Tr. 31, 32).
9. In
the event of an accident on the lathe in question, if an employee inadvertently
get his hand or fingers in an area of the jaws, it could result in a contusion,
laceration or a possible broken finger bone (Tr. 34).
10.
There were no injuries whatsoever in the plant records of the instant
respondent (Tr. 34, 35).
11.
The respondent’s representative, Mr. Whetstone, is a graduate mechanical
engineer who has worked on the start up of power plants, lay outs and designs
and has been employed for the past seven years as manager of production with
overall responsibility for operation, maintenance and safety in the power
plants, particularly for those persons under his jurisdiction (Tr. 37, 38).
12.
There are two classifications of employees who would be using the lathe in
question. The first such employee would be a machinist and the other is a
combination welder-machinist (Tr. 38, 39). In addition thereto, other employees
are allowed to use the machine shop to do their personal work (Tr. 39).
13.
The respondent company has six operating plants, one beginning in 1926, another
in 1947, another in 1950, another in 1954, another in 1964, and the last one
started up in 1977. There were no records of any type of accident in any of
these plants in all of the years, involving a lathe (Tr. 39, 40).
14.
The respondent’s company has an outstanding safety record among electric
utilities (Tr. 40, 41, 42, 43).
15.
It was the opinion of Mr. Whetstone, the respondent’s representative, that
guarding the particular lathe in question would be more dangerous than having
it unguarded (Tr. 47).
16.
The respondent places their lathes out of the line of traffic against the wall
so that there is no one behind the operator and he is restricted (Tr. 49).
17.
In operating this machine because of the different sizes of the stock, the
respondent would sometime use the guard and other times not use it (Tr. 58,
59).
18.
More than 50 percent of the work done on the lathe in question could not be
performed with the guard on the machine (Tr. 67).
19.
The compliance officer is of the opinion that there is no additional hazard in
a man performing some jobs with a guard and some without a guard. In his
opinion it would be no different moving the guard out of the way than it would
be to any other set up or operational procedure on the lathe (Tr. 70).
20.
The manufacturer of this lathe, which was delivered in late 1975 or early 1976,
does not furnish or supply guards for engine lathes inasmuch as it is the
opinion of the manufacturer that it cannot design a guard that will be
satisfactory in all situations (Tr. 71, 72).
21.
This is the first electrical utility that has been cited for an unguarded
engine lathe (Tr. 72, 73).
22.
The above findings are applied to Docket No. 77–3890 pursuant to the
stipulation entered into by the parties.
OPINION
The
standard allegedly violated in this cause, to wit, 29 C.F.R. 1910.212(a)(1)
reads as follows:
(a) Machine guarding—(1) Type of guarding.
One or more methods of machine guarding shall be provided to protect the
operator and other employees in the machine area from hazards such as those
created by point of operation, ingoing nip points, rotating parts, flying chips
and sparks. Examples of guarding methods are-barrier guards, two-hand tripping
devices, electronic safety devices, etc.
In
order to understand this standard, you have to read part two as well, which
reads:
(2) General requirements for machine
guards. Guards shall be affixed to the machine where possible and secured
elsewhere if for any reason attachment to the machine is not possible. The
guard shall be such that it does not offer an accident hazard in itself.
The
standard makes clear and unequivocal that it has been promulgated to do away
with ‘hazards.’ The evidence of record reveals that in approximately seven
plants, the oldest of which has been operating for more than thirty years where
millions of man hours have been employed, not one injury has occurred on a
chuck on a Le Blond Lathe such as is the focal point of the instant allegation
of violation. The evidence further indicates that more than 50 percent of the
operations of the respondent could not be performed with a guard on this
machine. The evidence further indicates that it is on rare occasions that both
hands are not utilized in the operation of the machine.
While
it is true that the Secretary has a duty to prevent the first accident, in my
opinion, the Secretary has failed to sustain the burden of proof that there is
in this case an actual hazard. I am not convinced by the respondent’s testimony
that utilization of a guard would be more dangerous than the lack of a guard,
however in my opinion, no actual hazard has been proven. In the event of a
hazard, the compliance officer testified there might be contusions, abrasions,
lacerations or a possible fracture of the fingers or the hand. The respondent
and its employees indicate that the use of a guard might relax them to where it
would be more dangerous than working with a guard.
In my
opinion, a technical violation was proven. The Le Blond Lathe is in fact
unguarded and some little less than 50 percent of its work could be performed
with a proper guard fixed on it. However in my opinion, the risk of injury and
the result of injury is minimal here and at most the Secretary has proven a de
minimis violation.
While
it is true that the late Mr. Justice Clark, speaking for the Second Circuit
Court of Appeals in, ‘The Society of the Plastics industry, Inc. v. The
Occupational Safety and Health Administration, et al, 509 F.2d 1301 (2nd Cir.
1975), stated inferentially that this act was technological forging
legislation, that case involved cancer and the life and death of many
employees. That case involved thirteen deaths as a result of the chemical
involved. In the instant cause, there has not been any accident in over thirty
years. The difference in impact, in hazard and in danger to employees is vast.
Focus should initially be centered on the
character of the potential hazard. Where violations will result in death or
serious bodily harm, more stringent enforcement measures should be demanded
than if the result of noncompliance is merely minor injury. Likewise, where the
employee’s conduct endangers innocent bystanders, there is reason to force the
employer to adopt more drastic means to secure compliance than if the dangers
resulting from noncompliance accrue only to the noncomplying employee himself.49 Moreover, if the likelihood of the
hazard is slight, the employer should be held to a lower standard of care than
where occurrence is statistically more certain.
(See Atlantic and Gulf Stevedores, Inc. v. OSHRC,
et al, Harvard Law Review, Vol. 90:1041, at page 1050; ‘Employee
noncompliance with OSHA safety standards.’) (Emphasis added)
In
accordance with the above considerations, I find that the Secretary has proven
a violation, however, it is de minimis in scope and notice should have been
issued rather than a citation. Of course, the proposal of no penalty was
appropriate in the premises.
Inasmuch
as Docket No 77–3890 was consolidated with this cause and the parties agreed
that the decision in the instant cause, 77–3391, be the decision in 77–3890, I
similarly find a de minimis violation of the standard in that case as well.
Based
on the aforementioned findings of fact, opinion and the entire record, the
judge makes the following
CONCLUSIONS OF LAW
1. At
all times herein mentioned, the respondent, Southwestern Electric Power
Company, was engaged in a business affecting commerce within the meaning of
section 3 (5) of the Occupational Safety and Health Act of 1970, and the
Commission had jurisdiction to hear and decide the within controversy.
2.
The complainant failed to sustain the burden of proof by a preponderance of the
credible evidence of record that the respondent was in violation of the
standard set forth at 29 C.F.R. 1910.212(a)(3)(ii) as an ‘other than serious’
violation and, did prove that a violation existed, however, it was de minimis
in nature and rather than a citation a de minimis notice should have been
issued.
3. In
Docket No. 77–3890 the citation alleging a violation of the standard set forth
at 29 C.F.R. 1910.212(a)(1) is vacated and in substitution thereof a de minimis
notice of the violation of the same standard is substituted therefor. No
penalty is proposed.
In view
of the foregoing, good cause appearing therefor, it is ORDERED that:
1.
The citation alleging a ‘serious’ violation of the standard set forth at 29
C.F.R. 1910.213(c)(1) in Docket No. 77–3391 is AFFIRMED and a penalty of $150
is ASSESSED therefor.
2.
The citations in both Docket Nos. 77–3391 and 77–3890 alleging violations by
this respondent of the standard set forth at 29 C.F.R. 1910.212(a)(1) in
nonserious manner are VACATED and de minimis violations of the same standard
are substituted in lieu therefor. The penalties are VACATED.
SO ORDERED this 9th day of May, 1978, in Atlanta,
Georgia.
DAVID G. ORINGER
JUDGE, OSHRC
[1] Docket No.
77–3391 involves a Le Blond lathe located at Respondent’s electric power
generating plant near Cason, Texas. Docket No. 77–3890 involves a Le Blond
lathe at Respondent’s power generating facility near Gentry, Arkansas. The
parties stipulated that the two lathes are identical and are put to identical
uses, and moved that the cases be consolidated, with the evidence presented
being equally applicable to both cases. Judge Oringer granted the motion for
consolidation.
[2] This standard
provides:
§
1910.212 General requirements for all machines.
(a)
Machine Guarding—(1) Types of guarding. One or more methods of machine guarding
shall be provided to protect the operator and other employees in the machine
area from hazards such as those created by point of operation, ingoing nip
points, rotating parts, flying chips and sparks. Examples of guarding methods
are—barrier guards, two-hand tripping devices, electronic safety devices, etc.
[3] This standard
provides:
§
1910.212 General requirements for all machines.
(a)
Machine guarding—(1) Types of guarding. One or more methods of machine guarding
shall be provided to protect the operator and other employees in the machine
area from hazards such as those created by point of operation, ingoing nip
points, rotating parts, flying chips and sparks. Examples of guarding methods
are—barrier guards, two-hand tripping devices, electronic safety devices, etc.
[4] The Respondent
has not taken exception to the judge’s determination that if failed to comply
with the standard.
[5] 29 CFR § 1910.212
General requirements for all machines.
(a)
Machine guarding—
(3)
Point of operation guarding.
(ii)
The point of operation of machines whose operation exposes an employee to
injury, shall be guarded. The guarding device shall be in conformity with any
appropriate standards therefore, or, in the absence of applicable specific
standards, shall be so designed and constructed as to prevent the operator from
having any part of his body in the danger zone during the operating cycle.
[6] See my dissenting
opinion in Fabricraft, Inc., supra.
49 See 540 F.2d at 547 (Campbell, J., concurring). See generally G. Calabresi, The Costs of Accidents 135, 174–75 (1970).