UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 13746 |
SMITH MASONRY CONTRACTORS, INC., |
|
Respondent. |
|
January 3, 1978
DECISION
Before CLEARY, Chairman; and BARNAKO, Commissioner.
CLEARY, Chairman:
A
decision of Administrative Law Judge Thomas J. Donegan is before the Commission
pursuant to section 12(j) of the Occupational Safety and Health Act of 1970, 29
U.S.C. § 651 et seq. [hereinafter ‘the Act’]. In that decision the Judge, among
other things,[1]
vacated a citation for a repeated nonserious violation of section 5(a)(2) of
the Act that alleged that respondent, Smith Masonry Contractors, Inc., failed
to comply with the safety standard published at 29 CFR § 1926.451(a)(4).[2]
Following
the issuance of the Judge’s decision the Secretary of Labor filed a petition
for discretionary review. The petition, which was granted by the Chairman,
raised the following issues:[3]
(1)
Whether the Administrative Law Judge erred in concluding that respondent’s
employees were not exposed to the hazard of unguarded scaffolds in the ‘shop’
area of respondent’s worksite?
(2) If the Judge did err, was the violation
repeated?
For
the reasons that follow, we answer both questions in the affirmative and affirm
the citation.
At
the time of the inspection, on May 28, 1975, respondent was engaged in masonry
work for the construction of the National Fish Hatchery on the Warm Springs
Indian Reservation in Oregon. Respondent had three employees on the site. Two
of the employees, both of whom were bricklayers, were laying cinderblocks
around the core of a column on the river intake area, about 100-200 feet from
the shop area of the building under construction where respondent had
previously been working. The third employee, a hod carrier, was supplying the
bricklayers with blocks and mortar. He was also dismantling the scaffolding in
the shop area whenever the bricklayers required additional scaffolding where
they were working.
The
scaffolding in the shop area had been erected at three locations: at the north
wall both inside and outside the shop area, and on the south wall inside the
shop area.
The
scaffolds had two levels. The lower level was 6 feet 6-inches off the ground,
while the higher level was 13 feet. The compliance officer testified that he
observed no guardrails at the 13-foot level of any of the scaffolding in the
shop area. He stated that he did not see any of respondent’s employees using
the scaffold. Moreover, he testified that he was told by the employees that the
scaffold was last used five days before the inspection.[4] Nevertheless, the
compliance officer apparently concluded that employees had access to the upper
level of the scaffold because, as evidenced by exhibit C-3, there was a ladder
leading to the 13-foot level of the scaffold inside the north wall, and the
scaffold contained quantities of cinderblock which had to be taken down before
it was dismantled. The removal would necessarily result in the actual exposure
of employees to a fall hazard.
Respondent’s
foreman denied that any of the employees were on the scaffold on the day of the
inspection. He testified that due to a delivery failure, he was forced to stop
work on the shop walls. Instead, he and the other bricklayer began working at
the river intake area. The hod carrier spent his time both supplying them with
equipment and dismantling the scaffold. According to the foreman the hod
carrier dismantled the upper level of the scaffold while standing on the 6 foot
6 inch level of the scaffold by reaching up to the 13-foot level.
Judge
Donegan held that the Secretary failed to establish employee exposure. He noted
that there were neither mortar boards[5] nor mortar on the
scaffolds, thus indicating that no construction work was being done. Failing to
find any other evidence that employees were exposed to the unguarded scaffold
on the day of the inspection, the Judge vacated the citation.
The
Secretary, on review, takes exception to the Judge’s failure to find employee
exposure. He argues that photographic exhibits C-3 and C-4 provide
circumstantial evidence proving that on the day of the inspection, an employee
of respondent was on the scaffold located on the inside of the north wall of
the shop area. According to the Secretary, exhibit C-3 depicts a pile of
masonry blocks located in about the center on the 13-foot level, a ladder to
reach that level, no guardrails or toeboards, respondent’s employee standing
directly behind the ladder on the 6 foot 6 inch level, and a few masonry blocks
placed on the edge of the left side of the 6 foot 6 inch level. Exhibit C-4,
which was taken ten minutes later, shows that the pile of masonry blocks which
were on the 13-foot level had been removed and placed on the left side of the 6
foot 6 inch level, directly next to the few masonry blocks which were shown in
exhibit C-3. In addition, the ladder shown in exhibit C-3 had been removed. The
Secretary argues that these two exhibits, when taken together, permit strong
inferences of actual exposure of employees to the unguarded scaffold in the
course of removing the masonry blocks.
The
Secretary also argues that respondent was not dismantling the scaffolds.
Although some planks were removed from the scaffold on the outer north wall of
the shop area, no other scaffolding was removed during the course of the
three-hour inspection. In any event, it is argued, the dismantling of the
scaffold did not excuse the failure to have guardrails if employees still were
using them.
Finally,
the Secretary asserts that the citation should be affirmed as ‘repeated.’ The
Secretary observes that respondent had been cited twice previously for failure
to comply with § 1910.451(a)(4) and that both citations had become final
orders before the instant inspection.
Respondent
argues for affirmance of the Judge’s decision. It stresses that work at the
shop area had ceased and that its employees had no reason to be on the 13-foot
level of the scaffold. Respondent also contends that the hod carrier removed
the planks from the 13-foot level of the scaffold by reaching from the level
below. Finally, respondent emphasizes that although the ladder on the inside
north wall of the shop provided a means of access to the 13-foot level, the
compliance officer testified that he had no evidence that the ladder was used to
gain access to the upper level. Nowhere, however, does respondent meet the
Secretary’s argument that exhibits C-3 and C-4 establish employee exposure.
We
agree with Judge Donegan’s finding that at the time of the inspection
respondent’s employees had finished laying the blocks at the shop area, and
that the scaffolds were being dismantled. The Judge did not consider, however,
that the cleanup of the area had not concluded. Both tools and blocks remained
on the scaffolds, which were being dismantled. Exhibits C-3 and C-4
persuasively establish that during this period, respondent’s hod carrier
climbed onto the unguarded 13-foot level of the inside north wall scaffold to
remove the blocks before dismantling it, thereby exposing himself to the
hazardous condition.
Exhibit
C-3 shows that the distance between the ladder and the pile of blocks on the
13-foot level was too great for the hod carrier to have removed the blocks
while standing on the ladder. Exhibit C-4 shows that the blocks were removed to
the lower level of the scaffold. The most obvious and perhaps the only way the
blocks could have been removed was for the hod carrier to have climbed the
ladder onto the 13-foot level, walked to the blocks, and carried them down the
ladder, and finally placed them in the corner of the lower level.
We
note that the compliance officer testified that he did not know if respondent’s
employee actually climbed onto the scaffold, or if he removed the blocks while
standing on the lower level by reaching up between a space in the planks.
Exhibit C-3 reveals, however, that the top blocks on the pile would have been
far too high for the hod carrier to have reached while standing on the lower
level. We find the Secretary’s interpretation of the evidence to be persuasive,
and exposure to have been established by circumstantial evidence. See Chicago
Bridge & Iron Co., 74 OSAHRC 92/A2, 2 BNA OSHC 1413, 1974-75 CCH OSHD
para. 19,158 (No. 224, 1974), aff’d 535 F.2d 371 (7th Cir. 1976). With
no other explanation offered by respondent, we find that the hod carrier was
exposed to the unguarded scaffold.
We
also conclude that the violative condition is repeated. In Chairman Cleary’s
view, it is enough that respondent had been cited twice previously for a
failure to comply with § 1926.451(a)(4), and that both citations had become
final orders before the inspection in this case. See Chairman Cleary’s separate
opinion in George Hyman Constr. Co., 77 OSAHRC 67/C7, 5 BNA OSHC 1318,
1977-78 CCH OSHD para. 21,774 (No. 13559, 1977), petition for review
docketed, No. 77-1591, 4th Cir., May 2, 1977.
In
Commissioner Barnako’s view, it is not enough to show previous violations; some
showing that the employer has failed to take steps to prevent a recurrence of
the violative condition is required, and he would find a prima facie failure to
take such steps when the same violation recurs under the same supervisor. See
Commissioner Barnako’s opinion in George Hyman Constr. Co., supra. In
this regard, Commissioner Barnako takes official notice of Administrative Law
Judge Stuller’s decision in Smith Masonry Contractors, Inc., 73 OSAHRC
49/B6, 1 BNA OSHC 3212, 1973-74 CCH OSHD para. 16,638 (No. 2042, 1973), which
involves one of the two previous violations of § 1926.451(a)(4) by respondent
cited by the Secretary in support of the repeated allegation. That decision
states that, as in the instant case, a Martin Holm was the supervisor in charge
of the worksite. Accordingly, Commissioner Barnako finds the violation is
‘repeated.’ Both members agree that under the circumstances here and consistent
with 5 U.S.C. § 556(e), respondent be given ten (10) days from the service of
this order to request an opportunity to show that the supervisor in this case
and Docket No. 2042 were not the same individuals.
Regarding
the penalties, we conclude that the $340 proposed by the Secretary is
appropriate. Respondent is an employer with approximately 100 employees on its
payroll. Only one employee was exposed briefly but the gravity of the violation
was moderately high. Not only were there no guardrails, but the scaffold had
been partially dismantled thereby reducing the size of the platform on which
the exposed employee had to stand. Finally, as discussed above, the violation
was ‘repeated.’
Accordingly,
it is ORDERED that citation 3 for a repeated failure to comply with § 1926.451(a)(4)
is affirmed and a penalty of $340 is assessed, unless respondent requests,
within 10 days of the date of this decision, an opportunity to show that the
supervisors in this case and in Docket No. 2042 were not the same person. In
the latter event further proceedings, consistent with this opinion, may be
held.
FOR
THE COMMISSION:
Ray
H. Darling Jr.
Acting
Executive Secretary
DATED:
JAN 3, 1978
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 13746 |
SMITH MASONRY CONTRACTORS, INC., |
|
Respondent. |
|
For the Complainant: William W. Kates,
Attorney Office of the Solicitor U.S. Department of Labor
7009 Federal Office Building Seattle, WA
98174
For the Respondent: James R. Watts,
Esquire
3434 SW Water Avenue Portland, OR 97201
DECISION AND ORDER
Donegan, Judge:
This
is a proceeding pursuant to section 10(c) of the Occupational Safety and Health
Act of 1970 (29 U.S.C. 651 et seq., 84 Stat. 1590, hereinafter referred to as
the Act).
The Respondent,
Smith Masonry Contractors, Inc., was engaged in masonry work at the National
Fish Hatchery, Warm Springs Indian Reservation, Oregon, when this worksite was
inspected on May 28, 1975 by a compliance officer (inspector) of the
Occupational Safety and Health Administration, U.S. Department of Labor.
The
four citations and the notification of proposed penalties totaling $480, issued
on June 9, 1975 as a result of this inspection, were timely contested by the
Respondent.
The
complaint differs from citation number three in that there is the additional
allegation in paragraph IV, sub-paragraph 3 of the complaint that ‘toeboards’
were not provided. The Respondent moved at the opening of the hearing to strike
this additional allegation concerning ‘toeboards’. This motion was denied; and
the Complainant’s motion, also made at the hearing, to amend citation number
three to conform to the allegation of the complaint concerning ‘toeboards’ was
granted (T. 7,25).
The
citations, proposed penalties and the standards allegedly violated are as
follows:
Citation Number One (Nonserious)
Item Number 1—‘A metal extension ladder in
the shop area under construction used to gain access to scaffolding 13 feet
above ground level was not secured against movement.’
Abatement Date: Immediately upon receipt
of citation
Proposed Penalty: None
Standard cited: 29 CFR 1926.450(a)(10)
§ 1926.450—Ladders
(a) General Requirements
(10) Portable ladders in use shall be
tied, blocked, or otherwise secured to prevent their being displaced.
Citation Number Two (Repeated Nonserious)
Item Number 1—‘No ladder was used to gain
access to the 66‘ or 13 level of scaffolding in the shop being constructed and
to scaffolding 66‘ above ground around pillers under construction at south end
of construction site.’
Abatement Date: Immediately upon receipt
of citation
Proposed Penalty: $70
Standard cited: 29 CFR 1926.451(a)(13)
§ 1926.451—Scaffolding
(a) General Requirements
(13) An access ladder or equivalent safe
access shall be provided.
Citation Number Three (Repeated
Nonserious)
Item Number 1—‘Scaffolding in the shop
under construction approximately 13 above ground level did not have guardrails
installed.’
As amended in the complaint:
‘Standard guardrails and toeboards as
defined at 29 CFR 1926.451(a)(5) were not provided on the 13 foot high levels
of the scaffolding located inside of and at both the north and south ends of
the aforesaid shop area, contrary to 29 CFR 1926.451(a)(4).’
Abatement Date: Immediately upon receipt
of citation
Proposed Penalty: $340
Standard cited: 29 CFR 1926.451(a)(4)
§ 1926.451—Scaffolding
(a) General Requirements
(4) Guardrails and toeboards shall be
installed on all open sides and ends of platforms more than 10 feet above the
ground or floor, except needle beam scaffolds and floats (see paragraphs (p)
and (w) of this section). Scaffolds 4 feet to 10 feet in height, having a
minimum horizontal dimension in either direction of less than 45 inches, shall
have standard guardrails installed on all open sides and ends of the platform.
Citation Number Four (Repeated Nonserious)
Item Number 1—‘Building material was
stored on scaffolding on both sides of the north wall of the shop area and on
the scaffolding located at the south wall of the shop.’
Abatement Date: Immediately upon receipt
of citation
Proposed Penalty: $70
Standard cited: 29 CFR 1926.250(b)(5)
§ 1926.250—General Requirements for
Storage
(5) Materials shall not be stored on
scaffolds or runways in excess of supplies needed for immediate operations.
It
was stipulated that the Respondent is an Oregon Corporation which was engaged
in activities affecting commerce at the Warm Springs Indian Reservation
worksite, and that the Commission has jurisdiction in the case (T. 5–6).
No
affected employees or representatives of affected employees have elected to
participate in this proceeding (T. 3–5).
The
attorneys for the parties have submitted post-hearing briefs.
FINDINGS
The
violations which are alleged to have occurred on May 28, 1975, the date of the
inspection, are principally concerned with three scaffolds that had been
erected some time before the inspection for the purpose of constructing the
walls of a building which is referred to in the citations and complaint as the
‘shop’ or ‘shop area’. A roof had not been placed on the walls at the time of
the alleged violations (T. 48, 57, 93; exhibits C–1, C–2, C–3, C–4, C–5).
The
fourth scaffold involved in one of the alleged ladder access violations of
citation number two was located at one of the pillars which had been erected at
the ‘river intake area’ of the worksite, approximately 100 feet away from the
‘shop’ building (T. 58, 169). There is no photograph of this scaffold.
The
significant issue in each of the alleged violations involving the three
scaffolds located at the north and south walls of the ‘shop’ is whether the
three employees at the worksite on the day of the inspection were exposed to
work hazards caused by these alleged violations. With the exception of the
violation charged in citation number four (blocks stored on scaffolding), it is
concluded that they were not.
On
May 28, 1975, the date of the inspection and of the alleged violations,[6] no work was being done on
the walls and none had been done since May 23, 1975 (T. 90, 120, 123, 126). On
the inspection date there were no mortar boards or mortar on the scaffolding
located at the ‘shop’ and the uncontradicted evidence of record sustains a
finding that the foreman, Holm, and the bricklayer, Oja, were doing masonry
work on the pillars located at the ‘river intake area’ of the worksite (T.
173).
The
only one of the three employees engaged in work activity on the scaffolds on
the day of the alleged violations was the hod carrier, who was dismantling the
‘shop’ scaffolding for the purpose of moving sections of it to the river area
for erection around the pillars. Part of the scaffolding had been removed prior
to the date of the alleged violations (T. 169–171). This work activity of the
hod carrier was supplemental to his principal duties which required that he
keep employees Holm and Oja supplied with blocks and mortar for the masonry
work on the pillars at the river level.
On
May 28, 1975, the walls of the ‘shop’ had been completed except for the
installation of a beam anchor to hold the roof. Work had been discontinued
awaiting delivery of the beam anchor. Before resuming work on the scaffolding,
it would be necessary to restore parts of the scaffolding that had been removed
and to enlarge it (T. 161–167).
The
inspector testified that he concluded there was employee exposure to hazards
created by the alleged violations on May 28, 1975 because of statements made to
him by employees Holm and Oja concerning the condition of the scaffolding when
it was last used on May 23, 1975 (T. 107–109, 120–121, 133–134). Mr. Oja did
not testify and Mr. Holm’s testimony does not support the inspector’s testimony
concerning the condition of the scaffolding on May 23, 1975. It is concluded
that the inspector’s testimony in this regard is of no probative value.
The
alleged violations involving the three ‘shop’ scaffolds do not come within the
ambit of Brennan v. O.S.H.R.C. & Underhill Construction Corporation,
513 F.2d 1032 (2nd Cir. 1975) wherein it was held that to prove a violation of
a safety or health standard it need only be shown that a hazard has been committed
and the area of the hazard was accessible to the employees of the cited
employer.
When
evaluating the issue of employee exposure to the hazards of the ‘shop’
scaffolding, it is helpful to consider the analogy of a partially dismantled
machine which is not in compliance with applicable safety standards but is
accessible to employees. The scaffolding was undergoing partial dismantlement
and was neither available nor was it being used for any kind of construction
work at the time of the alleged violations.
Citation
Number One (Nonserious)
The
ladder in this alleged violation appears in the first photograph (exhibit C–3)
taken by the inspector of the scaffolding located at the interior side of the
north wall of the ‘shop’. The ladder had been removed when the inspector took
the second photograph (exhibit C–4), some ten minutes later (T. 64, 135).
The
inspector testified that this metal ladder was not attached to the scaffolding
or another stable structure to prevent it from moving when being used (T. 65).
He did not see anyone using the ladder and said he had no evidence that it had
been used to gain access to the 13-foot level of the scaffolding as alleged in
the citation and complaint, but did have as to the 6 1/2-foot level (T.
119–120).
The
foreman, Martin Holm, testified that the ladder was used by the hod carrier,
Gary Norden, for the purpose of dismantling the scaffold (T. 166–167). The hod
carrier appears in photographs C–3 and C–4, standing on the 6 1/2-foot level of
the scaffold.
The
ladder was not tied or blocked; but it is concluded that it was ‘otherwise
secured’ to prevent it from moving, since it was equipped with rubber skid
safety feet which rested on the dry concrete floor of the ‘shop’. Under the
circumstances of the ladder being utilized for the dismantling of the scaffold,
it was not feasible for the Respondent to comply with the requirement that the
ladder be tied or blocked. It is concluded that the rubber skid safety feet
resting on a dry concrete floor complied with the requirement of the cited
standard (29 CFR 1926.450(a)(10)) in this instance.
Citation
Number Two (Repeated Nonserious)
There
are two worksite areas involved in the allegation that no ladder or equivalent
means of safe access to the scaffolding were provided, contrary to 29 CFR
1926.451(a)(13).
The
first area involves the scaffolding in the ‘shop’. The ladder that was located
in the ‘shop’ has been referred to in the discussion of the violation alleged
in citation number one. Findings have also been made that the scaffolding in
the ‘shop’ was being partially dismantled and was not available for
construction work at the time of the alleged violations. As to the allegation
that no ladder or equivalent means of safe access was provided for the ‘pillar’
scaffolding in the ‘river intake area,’ it is also concluded that this charge
is not supported by credible evidence (T. 58, 69, 132, 176–178).
Citation
Number Three (Repeated Nonserious)
This
citation has been amended to conform to the allegation of the complaint that
the Respondent was in violation of 29 CFR 1926.451(a)(4) in that the
scaffolding located inside of the north and south walls of the ‘shop’ were not
provided on the 13-foot high levels of the scaffolding with standard guardrails
and toeboards as defined at 29 CFR 1926.451(a)(5). As in the other citations,
this violation is alleged to have occurred on the date of the inspection.
The
evidence sustains a finding that this scaffolding did not have guardrails or
toeboards on the 13-foot level as alleged in the citation. Nevertheless, it is
concluded that the Respondent was not in violation of the cited standard on May
28, 1975. As stated previously in this decision, the scaffolding was being
partially dismantled and was not used by the Respondent’s employees in this
area of the worksite for construction purposes on the date of the alleged
violation.
Citation
Number Four (Repeated Nonserious)
The
substantial evidence of record sustains a finding that masonry blocks in excess
of supplies needed for immediate construction work were stored on the
scaffolding on May 28, 1975, as alleged in the citation and complaint (T.
75–76, 80–87, 95, 111–113, 123, 125–126, 133; exhibits C–1, C–2, C–3, C–4,
C–5).
The
scaffolding involved in this violation had not been used for the purpose of
constructing the wall for a number of days prior to the inspection, and the
masonry blocks stored on the scaffolding were not needed for immediate
construction work. The hod carrier engaged in dismantling the scaffolding and
the other two employees when in the vicinity of this scaffolding, were exposed
to the possibility of being hit by a falling masonry block if the scaffolding
was accidentally jolted. There were no toeboards on the scaffolding to prevent
a masonry block from slipping over the edge of a level of the scaffolding on
which it was stored. The violation was of a low level of gravity.[7]
At
the conclusion of the Complainant’s case, the Respondent moved to dismiss the
allegation that this was a repeated violation within the meaning of section
17(a) of the Act.[8]
In support of the motion, the Respondent contended that the Complainant had
failed to sustain the burden which it had assumed in the complaint of showing
similarities of fact, import, and character to the worksite conditions and
practices present on March 26, 1973 at the Port of Portland Airport
construction worksite (T. 148–157).
Exhibit
C–7 is a copy of a citation issued to the Respondent on April 18, 1973 as a result
of an inspection of the Respondent’s construction worksite at the Port of
Portland Airport on March 27, 1973. The citation states that the Respondent was
engaged in masonry work on a building at this worksite, and in item number 4
alleges that the Respondent violated 1926.250(b)(5) in that ‘cement blocks were
stored on scaffolding approximately 18 feet above ground level on north side of
building; employees working below.’ The parties stipulated at the hearing that
this alleged violation was affirmed and became a final order of the Commission[9] (T. 99–105).
In
the absence of evidence to the contrary, in the form of an affirmative defense;
it is concluded that the Complainant made a sufficient showing of similarities
in the violations of March 26, 1973 and May 28, 1975 to sustain a finding that
the violation on May 28, 1975 was a repeated violation of 29 CFR 1926.250(b)(5)
within the meaning of section 17(a) of the Act.
Pursuant
to the provisions of section 17(j) of the Act,[10] an appropriate civil
penalty for this repeated nonserious violation is $50.
CONCLUSIONS OF LAW
1.
The Respondent, Smith Masonry Contractors, Inc., was at all times material to
this proceeding an employer engaged in business affecting interstate commerce
within the meaning of section 3 of the Act.
2.
The Occupational Safety and Health Review Commission has jurisdiction over the
parties and the subject matter of this proceeding as provided in section 10 of
the Act.
3.
The place of employment maintained by the Respondent at the National Fish
Hatchery, Warm Springs, Indian Reservation, Oregon was inspected by an
authorized employee of the Secretary
4.
The Respondent did not violate 29 CFR 1926.450(a)(10) as alleged in citation
number one and in the complaint, and therefore was not in violation of section
5(a)(2) of the Act in this instance.
5.
The Respondent did not violate 29 CFR 1926.451(a)(13) as alleged in citation
number two and in the complaint, and therefore was not in violation of section
5(a)(2) of the Act in this instance.
6.
The Respondent did not violate 29 CFR 1926.451(a)(4) as alleged in citation
number three and in the complaint, and therefore was not in violation of
section 5(a)(2) of the Act in this instance.
7.
The Respondent was not in compliance with 29 CFR 1926.250(b)(5) as alleged in
citation number four and in the complaint, and thereby violated section 5(a)(2)
of the Act.
8.
The violation of 29 CFR 1926.250(b)(5) was a repeated nonserious violation
within the meaning of sections 17(a) and 17(c) of the Act. In accordance with
the provisions of section 17(j) of the Act, an appropriate civil penalty for
this violation is $50.
ORDER
Based
on the foregoing findings of fact and conclusions of law, it is ORDERED:
1.
That citation number one issued to the Respondent on June 9, 1975 be, and is
hereby vacated.
2.
That citation number two issued to the Respondent on June 9, 1975 be, and is
hereby vacated.
3.
That citation number three issued to the Respondent on June 9, 1975 be, and is
hereby vacated.
4.
That citation number four issued to the Respondent on June 9, 1975 be, and is
hereby affirmed.
5.
That the notification of proposed penalties issued to the Respondent on June 9,
1975 be, and is hereby vacated.
6.
That a civil penalty of $50 be, and is hereby assessed for the repeated
nonserious violation of citation number four.
THOMAS J. DONEGAN
Judge
DATED:
May 19, 1976
Seattle,
Washington
[1] The Judge also
vacated citations that alleged a failure to comply with the standards at
§ 1926.450(a)(10) and § 1926.451(a)(13), and affirmed a citation for
failure to comply with § 1926.250(b)(5). Neither party excepted to the
Judge’s disposition of these citations, and they are not before us on review.
[2] § 1926.451
Scaffolding.
(a)
General requirements.
(4)
Guardrails and toeboards shall be installed on all open sides and ends of
platforms more than 10 feet above the ground or floor, except needle beam
scaffolds and floats (see paragraph (p) and (w) of this section). Scaffolds 4
feet to 10 feet in height, having a minimum horizontal dimension in either
direction of less than 45 inches, shall have standard guardrails installed on
all open sides and ends of the platform.
[3] Former
Commissioner Moran also issued a direction for review which specified no issues.
[4] At the hearing,
counsel for the Secretary stated that the citation was based on conditions as
they existed on the day of the inspection and that there was no allegation that
§ 1926.451(a)(4) was violated before that day.
[5] Mortar boards are
objects that hold the mortar before its application on the bricks.
[6] When the
Respondent objected to the inspector’s testimony concerning the condition and
use of the scaffolding on May 23, 1975, the Complainant reaffirmed the date of
the alleged violations as set forth in the citations and complaint, and
asserted that the violations occurred on May 28, 1975, the date of the
inspection, and not on any other date (T. 91–93).
[7] Examples of some
of the factors that are considered in determining the degree of gravity of the
violation are; number of employees exposed to risk of injury; duration of
employee exposure; precautions taken against injury, if any; and degree of
probability of occurrence of an injury.
[8] Section 17(a)
provides: ‘Any employer who willfully or repeatedly violates the requirements
of section 5 of this Act, any standard, rule, or order promulgated pursuant to
section 6 of this Act, or regulations prescribed pursuant to this Act, may be
assessed a civil penalty of not more than $10,000 for each violation.’
[9] See Secretary
v. Smith Masonry Contractors, Inc., 6 OSAHRC 385 (1974).
[10] Section 17(j)
provides: ‘The Commission shall have authority to assess all civil penalties
provided in this section, giving due consideration to the appropriateness of
the penalty with respect to the size of the business of the employer being
charged, the gravity of the violation, the good faith of the employer, and the
history of previous violations.’