UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 16118 |
SUN
SHIP, INC., |
|
Respondent. |
|
December 17, 1982
DECISION
Before ROWLAND, Chairman; CLEARY and COTTINE,
Commissioners.
BY THE COMMISSION:
The
occupational noise standard at 29 C.F.R. § 1910.95(b)(1)[1] requires that ‘feasible’
administrative or engineering controls be implemented to reduce excessive noise
levels. This case involves the meaning of the word ‘feasible’ as it is used in
the standard. In Continental Can Co.,
76 OSAHRC 109/A2, 4 BNA OSHC 1541, 1976–77 CCH OSHD ¶21,009 (No. 3973, 1976), appeal withdrawn, No. 76–3229 (9th Cir.
Apr. 26, 1977) (‘Continental Can’),
the Commission first interpreted ‘feasible’ in the noise standard. A divided
Commission held that the word must be interpreted ‘to effectuate the
Congressional purposes underlying the Act,’[2] 4 BNA OSHC at 1546,
1976–77 CCH OSHD at p. 25,255, and reasoned that this means a cost-benefit
analysis is required. The Commission stated: ‘In determining whether controls
are economically feasible, all relevant cost and benefit factors must be
weighed.’ 4 BNA OSHC at 1547, 1976–77 CCH OSHD at p. 25,256.
This
holding of Continental Can has
remained Commission precedent. Samson
Paper Bag Co., 80 OSAHRC 60/A2, 8 BNA OSHC 1515, 1980 CCH OSHD ¶24,555 (No.
76–222, 1980). However, the Supreme Court has since interpreted the word
‘feasible’ in section 6(b)(5)[3]of the Act and held that
‘feasible’ does not require, and indeed precludes, a weighing of costs and
benefits. American Textile Manufacturers
Institute, Inc. v. Donovan, 101 S.Ct. 2478 (1981) ( ‘ATMI’). The Court held that ‘feasible’ means ‘capable of being
done’ or ‘achievable’ and that Congress intended employee health to outweigh
‘all other considerations save those making the attainment of this ‘benefit’
unachievable.’ 101 S.Ct. at 2490.
In
this case, we consider the impact of the Supreme Court’s decision in ATMI on the Commission’s interpretation
of the noise standard in Continental Can.
For the following reasons, we hold that the interpretation in Continental Can was erroneous.
I
Sun
Ship, Inc. operates a shipyard in Chester, Pennsylvania. In September, 1975, a
United States Department of Labor compliance officer inspected the plant and
measured the noise to which one blacksmith was exposed during his work shift.
Because the compliance officer found excessive noise exposure, Sun Ship
received a citation alleging noncompliance with the noise standard, section
1910.95(b)(1).
At
the hearing, the Secretary proposed engineering controls to reduce the
excessive noise. An expert, a consulting engineer with experience in noise
control, testified about the controls and the costs involved in implementing
them. He gave a figure representing the cost of fabricating the controls but he
did not quantify any indirect costs, such as any loss of productivity,
incidental to using the controls.
At
the close of the Secretary’s case, Sun Ship moved to dismiss the charges on the
basis that the Secretary’s case was insufficient. Sun Ship argued that the
Secretary failed to meet his burden of proof under Continental Can, supra, because he failed to demonstrate indirect
costs. Administrative Law Judge William E. Brennan, before whom the case was
tried, granted Sun Ship’s motion to dismiss. He concluded that the Secretary
failed to meet the burden of proof imposed by Continental Can since he did not establish the indirect costs of
the engineering controls.
The
Secretary filed a petition for discretionary review which Commissioner Cleary
granted.[4] The Commission
subsequently issued the following briefing order:
(1) What impact, if any, does the United
States Supreme Court decision in American
Textile Manufacturers Institute, Inc. v. Donovan . . . have on the
Commission interpretation of 29 C.F.R. § 1910.95(b)(1) set forth in . . . Continental Can Co. . . .
(2) What impact, if any, does the decision
in Carnation Co. v. Secretary of Labor,
641 F.2d 801 (9th Cir. 1981), have on whether the Secretary established a prima
facie case that Respondent violated 29 C.F.R. § 1910.95(b)(1)?[5]
Sun
Ship argues that ATMI does not affect
Continental Can because ATMI involved a section 6(b)(5)[6] rather than a section 6(a)[7] standard, ATMI involved a
life-threatening hazard, and under ATMI cost-benefit may be used to determine
the feasible abatement to reach a given exposure level. The Secretary argues
that ATMI requires Continental Can to be overruled. In the
Secretary’s view, ‘feasible’ must be given the same meaning in the noise
standard as in section 6(b)(5). Also, the Act does not require a cost-benefit
analysis for a standard adopted under section 6(a).
II
In ATMI the Supreme Court interpreted the
language of section 6(b)(5) which states:
The Secretary, in promulgating standards
dealing with toxic materials or harmful physical agents under this subsection,
shall set the standard which most adequately assures, to the extent feasible,
on the basis of the best available evidence, that no employee will suffer material
impairment of health or functional capacity. . . .
The
Court was confronted with an industry challenge to a standard regulating
employee exposure to cotton dust. The standard was adopted by the Secretary
under section 6(b)(5) and the industry parties contended that the Act requires
the Secretary to balance costs and benefits when promulgating a standard under
this section.
Focusing
on the phrase ‘to the extent feasible,’ the Court held that ‘feasible’ means
‘capable of being done’ or ‘achievable.’ 101 S.Ct. at 2490, 2494. The Court
looked to the ‘plain meaning’ of the word—the common definition. The Court also
examined other statutes and found that ‘[w]hen Congress has intended that an
agency engage in cost-benefit analysis, it has clearly indicated such intent on
the face of the statute.’ 101 S.Ct. at 2491. From this, the Court concluded
that, in view of the common definition of ‘feasible,’ the word as used by
Congress in section 6(b)(5) cannot be understood to impose a requirement for
cost-benefit analysis. In addition, the Court reviewed the legislative history
of the Act and concluded:
The legislative history of the Act, while
concededly not crystal clear, provides general support for . . . [the
conclusion that ‘feasible’ does not require cost-benefit analysis]. The
congressional reports and debates certainly confirm that Congress meant
‘feasible’ and nothing else in using that term. Congress was concerned that the
Act might be thought to require achievement of absolute safety, an impossible standard,
and therefore insisted that health and safety goals be capable of economic and
technological accomplishment. Perhaps most telling is the absence of any
indication whatsoever that Congress intended OSHA to conduct its own
cost-benefit analysis before promulgating a toxic material or harmful physical
agent standard. The legislative history demonstrates conclusively that Congress
was fully aware that the Act would impose real and substantial costs of
compliance on industry, and believed that such costs were part of the cost of
doing business.
101 S.Ct. at 2493. The Court specifically concluded
from its examination of the congressional discussions of general costs and
general employee benefits:
Nowhere is there any indication that
Congress contemplated a different balancing by OSHA of the benefits of worker
health and safety against the costs of achieving them. Indeed Congress thought
that the financial costs of health
and safety problems in the workplace were as large or larger than the financial costs of eliminating these
problems. In its statement of findings and declaration of purpose encompassed
in the Act itself, Congress announced that ‘personal injuries and illnesses
arising out of work situations impose a substantial burden upon, and are a hindrance
to, interstate commerce in terms of lost production, wage loss, medical
expenses, and disability compensation payments.’ 29 U.S.C. § 651(a).
101 S.Ct. at 2496–2497 (emphasis by the Court).
In
sum, in ATMI the Supreme Court held
that, because neither the Act nor its legislative history reveals that Congress
intended to require a cost-benefit analysis as a part of rulemaking under
section 6(b)(5), the word ‘feasible’ in that section must be given its ordinary
meaning—that which is ‘achievable.’ Significantly, the Court determined that
Congress, in enacting the Act, believed that the costs of employee injuries and
illnesses were at least as great as, and likely greater than, the costs of
eliminating injuries and illnesses and that, therefore, the benefits of reduced
injuries and illnesses generally justified the costs that would be incurred in
doing so.
The
Court’s interpretation of ‘feasible’ is limited, Sun Ship argues in this case,
to standards promulgated under section 6(b)(5). Because the noise standard was
promulgated under section 6(a) of the Act, see note 7 supra, and neither Congress nor the Secretary ever considered the
balance of costs against benefits for this standard, Sun Ship argues that
cost-benefit analysis should be required to enforce the standard. Accordingly,
Sun Ship urges that the Commission adhere to Continental Can.
We
find these arguments unpersuasive in light of the Court’s decision. Clearly,
the Supreme Court decided only the meaning of section 6(b)(5) and not whether
cost-benefit analysis might be required for standards promulgated under other
sections. See 101 S.Ct. at 2490 n. 29 and 2493 n. 32. However, the Supreme
Court held that, because of the absence of any strong indication that Congress
intended ‘feasible’ to have a special meaning, ‘feasible’ as used by Congress
must be given its ordinary meaning. The Court further held that, under its
ordinary meaning of ‘achievable,’ ‘feasible’ cannot require cost-benefit
analysis. See 101 S.Ct. at 2490,
2492. The Court thus decided that Congress did not intend to require
cost-benefit analysis by using the word ‘feasible.’ The identical question of
legislative intent is presented in interpreting the noise standard.
The
pertinent language of the noise standard is: ‘When employees are subjected to
sound exceeding those listed . . ., feasible administrative or engineering
controls shall be utilized.’ The Secretary adopted this language in the noise
standard because Congress directed that the Walsh-Healey standards, one of
which was the noise standard, be adopted as occupational safety and health
standards under section 6(a). See note 7 supra.
Accordingly, the Commission in Continental
Can examined the Walsh-Healey Act and its history as well as the history of
the noise standard to determine whether ‘feasible’ had any special meaning.
However, there was no indication that the word was intended to have any meaning
other than the common definition. In these circumstances, the Commission
concluded, ‘The standard must be interpreted to effectuate the Congressional
purposes underlying the Act.’ 4 BNA OSHC at 1546, 1976–77 CCH OSHD at p.
25,255.
Because
‘feasible’ had no special meaning under the Walsh-Healey Act, it is appropriate
to interpret it in accordance with the Congressional purpose underlying the OSH
Act. But, as held by the Supreme Court in
ATMI, ‘feasible’ under the OSH Act means ‘achievable’ and does not require
cost-benefit analysis. Regulations are to be construed consistent with the
statutes under which they are promulgated. United
States v. American Trucking Ass’ns, 310 U.S. 534, 542 (1940). Furthermore,
unless a different intent is clearly evident the same statutory terms are to be
given the same meaning. Chugach Natives,
Inc. v. Dayon Ltd., 588 F.2d 723 (9th Cir. 1979) and cases cited.
Accordingly, regulatory language should be given the same meaning as the same
language appearing in the statute. See
Baroid Div. of N.L. Industries, Inc. v. OSHRC, 660 F.2d 439, 447 (10th Cir.
1981), and RMI Co. v. Secretary of Labor,
594 F.2d 566 (6th Cir. 1979), where the statutory and regulatory uses of ‘feasible’
are viewed as synonymous.[8] Accordingly, we overrule
Continental Can to the extent that it holds that ‘feasible’ in the noise
standard requires cost-benefit analysis.[9]
The
Supreme Court did not, however, reject the idea that ‘feasible’ includes
economic considerations. All parties in ATMI agreed that a standard would not
be feasible if its costs would be so high as to threaten the economic viability
of an industry.[10]
The Court did not disagree, expressing the view that inclusion of economic
considerations ‘is certainly consistent with the plain meaning of the word
‘feasible.” 101 S.Ct. at 2501 n. 55. In promulgating the standard in ATMI, the Secretary had estimated the
costs of compliance for the different sectors of the cotton industry affected
by the standard and evaluated their ability to absorb the costs. Because he
concluded that compliance with the standard would not threaten the ‘long-term
profitability and competitiveness’ of the various industrial sectors, the
Secretary concluded that the standard was feasible. Id.
Thus,
‘feasibility’ under section 6(b)(5) includes consideration of whether the cost
of compliance with a standard will be so great as to threaten an industry’s
long-term profitability and competitiveness. By analogy, considerations of cost
must also enter into whether administrative or engineering controls are
‘feasible’ under section 1910.95(b)(1).[11] Generally, administrative
or engineering controls would be economically infeasible if their cost would
seriously jeopardize the cited employer’s long-term financial profitability and
competitiveness.[12]
There may also, as the Secretary points out, be situations in which a
particular employer is lagging so far behind its industry in protecting the
health and safety of its employees that it cannot afford to implement controls
that are generally feasible throughout the industry. See Industrial Union Department, AFL–CIO v. Hodgson, 499 F.2d 467,
478 (D.C. Cir. 1974). In these situations, controls may be feasible even though
they are beyond the financial capability of the cited employer. Thus, as part
of his proof of feasibility, the Secretary must show either that the cost of
engineering and administrative controls will not threaten the cited employer’s
long-term profitability and competitiveness or that the employer’s inability to
afford the cost of controls results from the employer lagging behind its
industry in providing safety and health protection for employees.[13]
III
In
this case, the Secretary’s charges under the noise standard were dismissed at
the close of the Secretary’s evidence. The question is whether the Secretary
made a prima facie case of violation under our interpretation of the noise
standard. The evidence presented during the Secretary’s case-in-chief is as
follows.
On
September 30, 1975, a blacksmith was performing grinding and blacksmith work
for shipfitting and fabrication in a building in Sun Ship’s shipyard. Using a
dosimeter and a sound level meter, the compliance officer measured the noise to
which the blacksmith was exposed during his shift.
During
the morning half of his shift, the blacksmith worked in the shipfitting end of
the building grinding steel hatch opening rings. He used a Stanley V–50
pneumatic hand-held grinder which was not equipped with a muffler. A metal
workbench was used to hold each ring as it was ground. The ring was not clamped
to the workbench. Also, there were eight or nine other employees performing
welding, grinding, and shipfitting work in the vicinity of the blacksmith.
With
the sound level meter, the compliance officer measured the noise levels. She
found that they ranged from 101 to 108 dBA while the blacksmith was using the
grinder in contact with a hatch opening ring and the other employees were
working in the background. When there was no background noise but the
blacksmith was using the grinder on a ring, the noise levels were 102 to 103
dBA. The background noise alone was 90 to 92 dBA. The noise levels were below
90 dBA when no employees were working.
The
compliance officer timed the blacksmith’s grinding activities. She watched the
employee grinding several of the rings and, using a stop watch, she timed the
intervals during which he held the grinder in contact with the ring. She found
that the intervals added up to about five minutes per ring, on the average.
Since eleven rings were ground that morning, the compliance officer attributed
one hour of the morning portion of the shift to grinder-to-metal work.
Between
the intervals of grinder-to-metal work, the blacksmith was doing such things as
adjusting the ring on the workbench or adjusting the grinder. During these
times, he was exposed only to background noise and/or noise from his grinder
which may have been switched on. He was not holding the grinder in contact with
anything, however. Because the blacksmith spent a total of about three hours
working on grinding the eleven hatch opening rings but one of those hours could
be attributed to grinder-to-metal work, the compliance officer attributed the
remaining two hours to pre-grinding work involving exposure mainly to
background noise. There remained approximately one hour during which the
blacksmith was performing some unidentified activities not involving exposure
to any of this noise. The compliance officer concluded that during this hour
the blacksmith’s noise exposure was below 90 dBA.
During
the afternoon half of his shift, the blacksmith performed blacksmith work in
the fabrication end of the same building. With the sound level meter, the
compliance officer found that the noise level was generally 92 dBA. She also
found that the blacksmith was exposed to this noise level for about 3.25 hours.
With
the information compiled about the various sound levels and time intervals, the
compliance officer was able to compute the blacksmith’s total noise exposure.
The compliance officer’s data indicated that the blacksmith was exposed to the
following minimum noise levels for the following times:
102
dBA |
-1
hour (grinder-to-metal work—no background noise) |
90
dBA |
-2
hours (background noise only) |
less
than 90 dBA |
-1
hour (unidentified work) |
92
dBA |
-3.25
hours (blacksmith work) |
Table G–16, note 1 supra,
gives the permissible exposure time for each of these noise levels. The footnote
to the table states that the combined effect of exposure to two or more periods
of noise exposure at different levels may be determined by computing the sum of
fractions Cn/Tn where Cn is the total actual exposure time and Tn is the
permissible exposure time for the particular noise level. In this case, the
fractions added up to 1.46.[14] Because the sum exceeded
unity (one), the compliance officer concluded that the blacksmith was exposed
to excessive noise.
The
compliance officer also used a dosimeter to judge the blacksmith’s noise
exposure. The blacksmith wore the dosimeter while he was engaged in performing
the grinding and blacksmith work. The total readout was 168 percent of
permissible noise exposure which showed exposure to excessive noise. Because
both the dosimeter readout and the computation based on the sound level meter
measurements revealed excessive noise exposure, the Secretary issued the
citation alleging noncompliance with the noise standard with respect to the
blacksmith.
At
the hearing, the Secretary presented expert testimony proposing engineering
controls for the hatch opening ring grinding operation. The expert visited Sun
Ship’s facility and tested the noise levels generated by a Stanley V–50
pneumatic grinder which was being used to grind the metal substructure of a
ship. He found that the levels were generally 92 dBA when the grinder was in
contact with the metal. When the grinder was not in contact, the levels were
about 90 dBA. Any higher noise levels detected during grinder-to-metal work are
generally attributable almost entirely to vibration of the work piece. Also,
large metal objects such as this metal ship substructure produce little
significant vibration noise while being ground. The expert concluded from his
tests that the noise level produced by the grinder alone was about 92 dBA. He
testified that the 102 dBA noise levels detected by the compliance officer
while the blacksmith was grinding hatch opening rings but there was no
background noise were attributable to two sources, the grinder itself and the
hatch opening rings vibrating on the workbench. Therefore, the expert
recommended muffling the grinder and using a sound-dampening workbench.
The
expert testified that the primary source of the noise generated by the grinder
is the exhaust air port, where the pressurized air exhausts after turning the
turbine of the grinder. Accordingly, the expert proposed enclosing the exhaust
air port and attaching a muffler. The expert testified that from Stanley, the
manufacturer of the grinder, he learned that a muffled version of the grinder
can be purchased. He also learned that, although Stanley does not produce a
retrofit kit to muffle the older V–50 grinder, for $200 an employer can
purchase the muffling parts of the newer grinder and apply them to the older
tool. However, because Stanley does not produce the parts specifically adapted
to retrofit the older V–50, the Secretary’s expert designed a muffler for the
grinder. His design consisted of a housing enclosing the exhaust air port and a
hose leading to a muffler. The expert estimated that the design cost would be
$1500 and the fabrication cost would be $320, a total of $1820.[15] He also estimated, based
on his experience in muffling grinding tools, that a 3 dBA reduction would result
and as much as a 6 dBA reduction could be possible.
The
expert also recommended that the metal workbench be replaced with a wooden one
and that the workbench be equipped with clamps to hold the hatch opening rings
securely to the workbench during grinding. The expert estimated that the cost
of materials and labor for this workbench would be about $460.
IV
The
Secretary’s evidence shows employee exposure to excessive noise. The principal
question is whether the evidence shows there are feasible engineering controls
for the excessive noise. According to the expert’s testimony, the muffler would
result in a 3 dBA reduction in the noise produced by the grinder alone, which
the expert determined was approximately 92 dBA. Further, the elevation in noise
levels during grinder-to-metal work results from vibration noise. Accordingly,
vibration noise accounts for approximately 10 dBA of the 102 dBA noise levels
detected by the compliance officer while the blacksmith was using the grinder
in contact with the hatch opening rings.[16] With a 3 dBA reduction in
grinder noise and most of the vibration noise eliminated,[17] the Secretary’s evidence
shows that the blacksmith’s exposure will be within permissible limits.[18]
The
Secretary’s evidence also establishes that the cost of implementing the
controls will be about $2,500. See note 15 supra
and accompanying text. The judge dismissed the Secretary’s charges because the
Secretary did not show the indirect costs, such as inefficiency or loss of productivity,
that might result from implementation of the controls. We can infer, however,
that such indirect costs would be negligible. Substitution of a wooden
workbench for a metal one should present no impediment to Sun Ship’s grinding
process. Moreover, the fact that muffled grinders are available commercially
suggests that grinders can be successfully muffled without a significant
adverse effect on performance.
The
Secretary’s evidence also establishes that Sun Ship has annual sales in excess
of $100 million. In light of this, we infer that the $2,500 cost of the
controls will not adversely affect Sun Ship’s long-term profitability and
competitiveness. We therefore conclude that the Secretary has established a
prima facie case. In making this conclusion, we have not taken into account
whether abatement on a plant-wide basis will threaten Sun Ship’s long-term
profitability and competitiveness. See note 5 supra and accompanying text.
However, we conclude that, to make a prima facie case, the Secretary is not
required to show more than that the controls are economically feasible for the
cited operation or location. As the Court of Appeals for the Ninth Circuit
stated in Carnation Co. v. Secretary of Labor, supra, in rejecting the
employer’s argument that the Secretary was required to inspect the entire plant
for noise violations and issue a comprehensive citation:
It would be a waste of government money
and energy to compel the Secretary to prove the economic feasibility of
plant-wide controls where there is no suggestion by the violator that such
controls would be economically infeasible. . . . The matter would be entirely
different if a violator were able to show that the controls installed at
discrete locations, while economically feasible, would not be economically
feasible were they installed throughout the plant. The latter case would be
impermissible because the Secretary could carry his burden and prove economic
feasibility under 29 C.F.R. § 1910.95 by piecemeal proof in situations where he
would not be able to prove economic feasibility had he required the violator at
the outset to remedy all the violations in the plant.
641 F.2d at 803.
Accordingly,
we conclude that the Secretary has established a prima facie case of violation
of the noise standard.[19] The judge’s decision
granting Sun Ship’s motion to dismiss is therefore set aside and the case is
remanded for further proceedings.[20] SO ORDERED.
FOR THE COMMISSION:
Ray H. Darling, Jr.
Executive Secretary
DATED: DEC 17, 1982
ROWLAND, Chairman, dissenting:
During
the more than ten years that the noise standard has been in effect, this
Commission has been unable to interpret and apply it in a consistent,
reasonable manner. This decision, which represents the Commission’s latest
attempt to define the meaning of the term ‘feasible,’ is no exception. Relying
on a Supreme Court decision[21] that is not dispositive
of the issue at hand, the majority concludes that ‘feasible’ has the ‘plain
meaning’ of ‘achievable,’ and that the noise standard therefore requires employers
to spend large sums of money to reduce noise levels regardless of whether such
expenditures produce any commensurate benefits in employee safety or health.
Moreover, the majority’s interpretation preempts a rulemaking decision that the
Secretary of Labor is statutorily empowered to make, and indeed is in the
process of making. In my opinion, the inability of the Commission to arrive at
a consistent interpretation of the standard, coupled with the absence of any
legislative history concerning the meaning ‘feasible’ was intended to have in
the standard, demonstrates that the standard lacks ascertainable criteria for
its enforcement and impermissibly delegates to the Commission the authority to
decide what the standard should mean. I therefore conclude that the standard is
unenforceable to the extent it seeks to require ‘feasible administrative or
engineering controls’ and would vacate the citation issued to Sun Ship in this
case on this basis.
I
It is
a fundamental principle that a statute or regulation is unenforceable if its
terms are so uncertain of meaning as to result in arbitrary and discriminatory
enforcement. Grayned v. City of Rockford,
408 U.S. 104 (1972); Giaccio v. State of
Pennsylvania, 382 U.S. 399 (1966); International
Society for Krishna Consciousness of Atlanta v. Eaves, 601 F.2d 809 (5th
Cir. 1979). As the Supreme Court said in Grayned
v. City of Rockford, supra:
[I]f arbitrary and discriminatory
enforcement is to be prevented, laws must provide explicit standards for those
who apply them. A vague law impermissibly delegates basic policy matters to
policemen, judges, and juries for resolution on an ad hoc and subjective basis,
with the attendant dangers of arbitrary and discriminatory application.
408 U.S. 108–09 (footnotes omitted). Examining the
nexus between unenforceably vague statutory terms and the non-delegation
doctrine, Justice Rehnquist observed in his concurring opinion in Industrial Union Department, AFL–CIO v.
American Petroleum Institute, 448 U.S. 607, 100 S.Ct. 2844 (1980) ( ‘IUD v. API’):
As formulated and enforced by this Court,
the nondelegation doctrine serves three important functions. First, and most
abstractly, it ensures to the extent consistent with orderly governmental
administration that important choices of social policy are made by Congress,
the branch of our government most responsive to the popular will. See Arizona v. California, 373 U.S. 546,
626 (1963) (Harlan, J., dissenting in part); United States v. Robel, 389 U.S. 258, 276 (1967) (Brennan, J.,
concurring in the result). Second, the doctrine guarantees that, to the extent
Congress finds it necessary to delegate authority, it provides the recipient of
that authority with an ‘intelligible principle’ to guide the exercise of the
delegated discretion. See Hampton &
Co. v. United States, 276 U.S. 394, 409 (1928); Panama Refining Co. v. Ryan, 293 U.S. 388, 430 (1935). Third, and
derivative of the second, the doctrine ensures that courts charged with
reviewing the exercise of delegated legislative discretion will be able to test
that exercise against ascertainable standards. See Arizona v. California, supra, at 626 (Harlan, J., dissenting in
part); American Power & Light Co. v.
SEC, 329 U.S. 90, 106 (1946).
100 S.Ct. at 2885–86. Justice Rehnquist’s observation
that Congress ‘must provide sufficient principles to guide an agency as to the
limits of its delegated discretion,’ is equally applicable to agency
promulgation of standards. Accordingly, where an agency exercises
Congressionally-delegated authority to promulgate standards, the agency must
write the standards in reasonably explicit terms so that the adjudicators under
those standards have principles to guide their findings and conclusions.
In
attempting to interpret the noise standard, individual Commission members have
held greatly divergent views about the meaning of ‘feasible’ and ultimately the
Commission has not been able to adhere to an interpretation. Instead, each time
the Commission has examined the issue, its members came to different
conclusions. In Continental Can Co.,[22] a Commission majority
agreed that ‘[i]n determining whether controls are economically feasible, all
relevant cost and benefit factors must be weighed.’ 4 BNA OSHC at 1547, 1976–77
CCH OSHD at p. 25,256. The majority noted that the Secretary would only allow
consideration of economic factors if the cost of implementing controls would
seriously jeopardize the financial health of a company[23] and stated that this
approach is unreasonable because it compels employers to expend considerable
sums of money for protection against a hazard that is not life threatening:
Clearly, employers have finite resources
available for use to abate health hazards. And just as clearly if they are to
be made to spend without limit for abatement of this hazard their financial ability
to abate other hazards, including life threatening hazards, is reduced. We can
conceive that in some if not many cases it will be reduced to the point that
they will be put in financial jeopardy when faced with the problem of abating a
life threatening hazard.
4 BNA OSHC 1547, 1976–77 CCH OSHD at p. 25,256. Thus,
the Continental Can majority saw that
it is entirely unreasonable to hold that ‘feasible’ means simply ‘achievable’
or ‘capable of being done.’ The courts that reviewed decisions concerning
alleged violations of the noise standard accepted the Continental Can
majority’s interpretation. Donovan v.
Castle & Cooke Foods, No. 77–2565 (9th Cir. Nov. 19, 1982); RMI Co. v. Secretary, 594 F.2d 566 (6th
Cir. 1979); Turner Co. v. Secretary, 561 F.2d 82 (7th Cir. 1977). See also Diversified Industries Division,
Independent Stave Co. v. OSHRC, 618 F.2d 30 (8th Cir. 1980); Marshall v. West Point Pepperell, 588
F.2d 979, 981 n.3 (5th Cir. 1979).
The
Commission has never until now overruled the Continental Can interpretation, but the two Commission members who
form the majority in this case certainly wanted to, and were only prevented
from doing so through their inability to agree on a new interpretation.
Commissioner Cleary first described his views in his dissenting opinion in Continental Can. There he said,
‘Economic considerations are not
implicit in the term ‘feasible’ as it appears in section 1910.95(b)(1)’
(emphasis in the original) and ‘Cost considerations are relevant only in
determining the pace at which an abatement program should proceed.’ 4 BNA OSHC
at 1550, 1976–77 CCH OSHD at p. 25,259. Thus, Commissioner Cleary took the view
that ‘feasible’ means technologically achievable and nothing more. As
technology develops, employers must implement it, without regard to costs and
benefits. Commissioner Cottine later agreed with this position in Samson Paper Bag Co., 80 OSAHRC 60/A2, 8
BNA OSHC 1515, 1980 CCH OSHD ¶24,555 (No. 76–222, 1980) (concurring opinion),
but Commissioner Cleary then decided, having given the matter further thought,
that economics plays some role in determining whether controls are feasible.
According to Commissioner Cleary, the standard ‘should not force an employer
into an abatement situation that, from an economic standpoint, is patently
unreasonable.’ 8 BNA OSHC at 1525, 1980 CCH OSHD at p. 30,048. However, he
rejected weighing the costs against the benefits as the test of economic
feasibility, saying that the OSH Act does not require a reasonable balance of
costs and benefits.
Thus,
over about four years there were three widely diverging and strongly held views
expressed by Commission members about the meaning of ‘feasible’: one requiring
cost-benefit analysis, another prohibiting any consideration of economic
factors, and a third permitting consideration of economic factors under a
vaguely defined ‘reasonableness’ test.
The
current Commission majority adopts a fourth view. As part of the Secretary’s
proof of feasibility, the Secretary must show ‘either that the cost of
engineering and administrative controls will not threaten the cited employer’s
long-term profitability and competitiveness or that the employer’s inability to
afford the cost of controls results from the employer lagging behind its
industry in providing safety and health protection for employees.’[24]
II
Accepting
the Secretary’s arguments, the majority bases its interpretation of the noise
standard on ATMI, in which the
Supreme Court decided that ‘feasible’ means simply ‘capable of being done’ or
‘achievable.’[25]
However, in ATMI the Supreme Court
was faced only with the narrow question of interpreting section 6(b)(5) of the
OSH Act, which deals with the promulgation of standards for toxic substances
and harmful physical agents. See notes 3 and 6 of the majority opinion. See
also 101 S.Ct. at 2489. The Court unequivocally stated in ATMI that it did not decide whether costs and benefits can be
weighed in promulgating standards under other provisions of the OSH Act or to
establish priorities among possible standards for rulemaking proceedings. 101
S.Ct. at 2490 n. 29 and 2493 n. 32. See
Donovan v. Castle & Cooke Foods, slip op. at 12. Thus, ATMI does not answer what role costs and
benefits can play in a standard adopted under section 6(a).
Additionally,
the Court’s ‘plain meaning’ definition of ‘feasible’ cannot be uncritically
applied wherever the term is found. The Court closely examined the legislative
history of section 6(b)(5) to assure that the Congressional intent in inserting
‘feasible’ into the section corresponded with what the Court said was the
‘plain meaning’ of the term. See 101
S.Ct. at 2490–94. Accordingly, although the meaning of section 6(b)(5) of the
OSH Act is now clear from ATMI, the
meaning of the noise standard remains an unanswered question.
Interpreting
the noise standard presents different and special problems. Because the noise
standard was adopted under section 6(a) of the OSH Act as an established
federal standard in effect under the Walsh-Healey Act,[26] the standard must be
given the same meaning under the OSH Act that it had under the Walsh-Healey
Act, for the Secretary was generally not empowered to effect any substantive
change in adopting standards under section 6(a) of the OSH Act. American Can Co., 82 OSAHRC 5/A2, 10 BNA
OSHC 1305, 1982 CCH OSHD ¶25, 899 (No. 76–5162, 1982); George C. Christopher & Sons, Inc., 82 OSAHRC ___, 10 BNA OSHC
1436, 1982 CCH OSHD ¶25,956 (No. 76–647, 1982), citing Diebold, Inc. v. OSHRC, 585 F.2d 1327, 1332 (6th Cir. 1978); cf. Noblecraft Industries, Inc. v. Secretary,
614 F.2d 199 (9th Cir. 1980). But nowhere in the Walsh-Healey Act, its
legislative history, or the standards adopted under the statute is there any
indication what ‘feasible’ meant under Walsh-Healey. Accordingly, unlike
section 6(b)(5) of the OSH Act, for the Walsh-Healey noise standard there is no
legislative support for interpreting ‘feasible’ as simply ‘achievable.’
In
the absence of any ascertainable criteria to guide the enforcement of a
standard, any interpretation given by the Commission is derived, not from the
standard, but from the Commission majority’s own views of what the standard
should say.[27]
Such an interpretation is impermissible for any standard, but particularly for
one that, like the noise standard, may impose enormous costs on industry to
protect against a hazard that is not life-threatening.[28] The policy decisions that
must be made in such a situation should be made in rulemaking, in which all
persons affected by the standard have an opportunity to be heard. Indeed, the
Secretary is currently engaged in a rulemaking proceeding aimed at determining
the degree to which administrative or engineering controls must be used to
protect against excessive noise.[29] It is incongruous for the
Commission to apply the Supreme Court’s section 6(b)(5) definition of
‘feasible’ to the current standard’s requirement for administrative and
engineering controls when the Secretary is considering in rulemaking the
circumstances under which such controls are ‘feasible’ within the meaning of
section 6(b)(5).
The
extent of this incongruity is demonstrated by examining the nature of the
policy decisions the Secretary must make in determining whether administrative
and engineering controls are feasible within the meaning of section 6(b)(5). As
noted above, note 3 supra, one report
prepared for the Secretary calculated that the cost of achieving 90 dBA in all
workplaces would approximate $13.5 billion, unadjusted for the inflation that
has occurred in the past several years. The report also states that the cost of
achieving the 85 dBA limit of the hearing conservation standard through
engineering controls would approximate $31.6 billion, also unadjusted for
inflation. The Secretary must consider the impact these costs will have on each
industry affected by the standard, taking into account all the complex and
critical factors listed by Commissioner Cleary in his separate remarks in this
case. He must determine whether different requirements should be imposed on
different industries either because the nature of the hazard differs between
industries or because certain industries cannot afford to achieve noise levels
that other industries can, and perhaps already have, obtained. See AFL–CIO v. Marshall, 617 F.2d 825
(D.C. Cir. 1979); see also 39 Fed. Reg. 43802 (Environmental Protection
Agency’s comments in the Secretary’s rulemaking proceeding). He must consider
whether a requirement for administrative or engineering controls should be
phased in over a period of time, or whether different industries should be
given different periods for compliance. The difficulty of making these
determinations is illustrated by the fact that the Secretary has been unable to
adopt a final standard in the approximately ten years he has had the issue
under consideration.[30]
None
of the factors bearing on economic feasibility under section 6(b)(5) were
considered when the Secretary promulgated the present standard under the
Walsh-Healey Act, and were also not considered when the Secretary followed the
summary procedure for adopting that standard under the OSH Act. See Continental Can Co., 4 BNA OSHC at
1547, 1976–77 CCH OSHD at p. 25,256. The Secretary simply required that
engineering or administrative controls be implemented if ‘feasible,’ without
providing ascertainable criteria by which the meaning of ‘feasible’ could be
determined. Indeed, the Secretary’s very purpose in using the word ‘feasible’ was
probably to avoid establishing ascertainable criteria and to leave the
interpretation of the word for a later day.
I
recognize that, to this time, no court which has considered the noise standard
has decided that it impermissibly delegates to the Commission the unbounded
authority to establish criteria for its enforcement. Donovan v. Castle & Cooke Foods, supra; RMI Co. v. Secretary,
supra; Turner Co. v. Secretary, supra; see also Diversified Industries
Division, Independent Stave Co. v. OSHRC, supra. But the interpretation
before these courts for their consideration was that set forth by the
Commission in Continental Can, which
represented a good faith attempt to give genuine significance to costs of
compliance with the noise standard.[31] The Commission had not
yet issued the decisions in Samson Paper
Bag Co., supra, or this case, which so graphically illustrate that the word
‘feasible’ can mean whatever an individual adjudicator wants it to mean.
Because the Commission majority has now retreated from Continental Can at the urging of the Secretary, and has substituted
an unworkable test consisting of elements which the majority itself cannot
clearly define, I conclude that the requirement of section 1910.95(b)(1) to
abate by use of ‘feasible’ controls must be considered unenforceable.
III
Nobody
can deny that protection against excessive noise is necessary. However, it is
not necessary to enforce the requirement for ‘feasible administrative or
engineering controls’ in section 1910.95(b)(1) to provide employees with such
protection. The requirement of the Secretary’s new hearing conservation
standard that employees be protected against excessive noise levels by personal
protective equipment remains in force.[32] Indeed, in this case the
employee allegedly exposed to excessive noise was wearing Swedish wool
earplugs, and there is no allegation that this equipment was being improperly
used.
The
Secretary has been considering, in rulemaking, the circumstances in which
engineering or administrative controls shall be required to supplement the
protection afforded by the hearing conservation standard. The question requires
the Secretary to consider a number of complex issues, including significance of
the risk to employees despite the provisions of the hearing conservation
standard and the economic feasibility of controls for all industries and
industry segments affected by the standard. By their decision in this case,
however, the majority short-circuits the statutory rulemaking process and
decides that engineering or administrative controls must be implemented
regardless of the efficacy or use of personal protective equipment. The
majority further holds that the numerous and complex factors affecting the
ability of employers to afford the cost of controls, factors that are
peculiarly suited to consideration in rulemaking, must be addressed on a
case-by-case basis in adjudication.
Thus,
instead of the Commission applying ascertainable criteria established when the
standard was promulgated, each Commission proceeding on a noise citation will
become a mini-rulemaking proceeding. But because the record made in a
proceeding before the Commission cannot possibly permit an intelligent
evaluation of the factors the Secretary must consider in rulemaking, such
Commission proceedings will inevitably result in arbitrary and unequal
enforcement of the standard. Given the absence of any legislative history of
the standard establishing ascertainable criteria for its enforcement, I would
hold that the requirement for feasible engineering and administrative controls
is unenforceable. I would leave the issue of when such controls should be
required for the Secretary to resolve in rulemaking, the forum in which
Congress intended such questions to be resolved.
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 16118 |
SUN
SHIP, INC., |
|
Respondent. |
|
August 10, 1977
DECISION AND ORDER
APPEARANCES
FOR THE SECRETARY OF LABOR
Marshall H. Harris, Regional Solicitor
Attn: Howard K. Agran, Esq. U. S. Department of Labor
FOR THE RESPONDENT
Pepper, Hamilton & Scheetz Attn:
Kenneth L. Oliver, Esq. J. Anthony Messina, Esq.
Brennan, W. E.; A.L.J.
This
action arises under the provisions of Section 10(c) of the Occupational Safety
and Health Act of 1970, 29 U.S.C. 659(c) (hereinafter the Act), to review a
Citation for nonserious violations of Section 5(a)(2) of the Act, 29 U.S.C.
654(a)(2) and penalties proposed thereon issued pursuant to Sections 9(a) and
10(a) of the Act, 29 U.S.C. 658(a) and 659(a) by the Secretary of Labor through
the Area Director of the Occupational Safety and Health Administration for
Philadelphia, Pennsylvania (hereinafter Complainant), to Sun Shipbuilding and
Drydock Company (hereinafter Respondent), following an inspection of
Respondent’s shipyard located at the foot of Morton Avenue, Chester,
Pennsylvania (hereinafter work site).
Between
July 31, 1975, and September 30, 1975, three Industrial Hygienists—Compliance
Officers (Clark, Dubin and Crenshaw), made an industrial hygiene inspection of
Respondent’s work site. As a result of that inspection, Respondent, on November
26, 1975, was issued a Citation alleging nonserious violations of Section
5(a)(2) of the Act, 29 U.S.C. 654(a)(2) for failure to comply with the
Occupational Safety and Health Standards (hereinafter Standards) codified at 29
C.F.R. 1910.95, (Item No. 1) and 29 C.F.R. 1910.1000 (Item No. 2), as well as a
Notification proposing a total penalty of $60 based upon Item No. 2 (R.pp. 1,
2).
A
timely notice of contest to both Items of the Citation was filed by Respondent,
through its counsel, pursuant to Section 10(c) of the Act, 29 U.S.C. 659(c)
(R.p. 3).
After
the filing of a Complaint (R.p. 6) and Answer (R.p. 8), this case was
originally set down for trial for March 24, 1976 (R.p. J 1).
Item
No. 1 of the instant Citation involved the so called ‘noise’ Standard, 29
C.F.R. 1910.95, and Item No. 2, the Air Contaminant Standard, 29 C.F.R.
1910.1000, and there ensued rather protracted pretrial procedures involving a
reinspection of Respondent’s work site and discovery procedures (R.pp. J 2
through J 25).
On
August 24, 1976, the Review Commission issued its Decision in the case of Sec. of Labor v. Continental Can Company,
Inc., OSHRC Docket No. 3973, et al., which involved the noise Standard (29
C.F.R. 1910.95), and significantly altered the burden of proof of the parties
to such a type of case. A further delay in this trial was occasioned awaiting
the Complainant’s decision on whether to appeal the Continental Can case to an
appropriate U. S. Court of Appeals (R.pp. J 26 through J 32). It was finally
decided that any further delay of this trial pending the appeal in the Continental Can case was not warranted,
and the trial was finally convened pursuant to written notice on January 12,
1977, concluding on the fifth day, with an intermittent recess, on March 10,
1977 (R.pp. J 32 through J 35). Both parties were represented by counsel. No
affected employees or representatives thereof desired party status (Tr. Vol. I,
p. 6). Post-trial briefs were finally received from both parties on May 23,
1977 (R.pp. J 50, J 51).
Having
considered the entire record herein, the testimony and demeanor of the
witnesses, the exhibits, stipulations, representations, admissions and
arguments of the parties, it is concluded that the substantial, reliable and
probative evidence of this record considered as a whole supports the following
findings of fact and conclusions of law.
The
citation as issued herein, set forth the following information:
Item No. 1
Description of Alleged Violation
29 C.F.R. 1910.95—Employees, in the
following locations, were subjected to sound levels which exceeded the
permissible exposures listed in Table G 16 of this section, and their exposures
were not limited in accordance with the requirements of 29 CFR 1910.95(b)(1).
The sound levels were obtained at the hearing zone of the employees:
a) Shot Blast Building—shot blast operator
b) Building No. 42, Blacksmith
Shop—Blacksmith (grinding hatch opening rings and blacksmithing)
Employees at the preceding locations, ‘a’
and ‘b’, were subjected to sound levels for which the exposure fraction Cn/Tn
(see Table G 16, Note #1) exceeded 1.0.
c) Building No. 30, Boiler Shop—arcair
operator
Employee at the preceding location, ‘c’,
was subjected to sound levels in excess of 115 dBA.
Abatement was ordered in accordance with a specific
timetable set forth in the Citation, and a total penalty of $60, not allocated
to any of the three specified locations, was intended to be proposed (see fn.[33], supra).
Item No. 2
Description of Alleged Violation
29 C.F.R. 1910.1000—Employees, in the
following locations, were exposed to material listed in Table Z 1 of this
section, and their exposures were not limited in accordance with the
requirements of 29 CFR 1910.1000(a)(2), (d)(1) and (e). Samples were obtained
at the breathing zone of the employees:
a) Building No. 30, Boiler Shop—arcair
operator
Employees at the preceding location, ‘a’,
were exposed to iron oxide fume concentrations in excess of 10 mg/M3
(eight-hour time-weighted average).
Abatement was ordered in the same fashion
as under Item No. 1, and no penalty was intended to be proposed (R.pp. 1, 2).
The cited Standards provide:
Item No. 1
29 C.F.R. 1910.95
Occupational Noise Exposure
(a) Protection against the effects of
noise exposure shall be provided when the sound levels exceed those shown in
Table G 16 when measured on the A scale of a standard sound level meter at slow
response. When noise levels are determined by octave band analysis, the
equivalent A-weighted sound level may be determined as follows:
(b)(1) When employees are subjected to
sound exceeding those listed in Table G 16, feasible administrative or
engineering controls shall be utilized. If such controls fail to reduce sound
levels within the levels of Table G 16, personal protective equipment shall be
provided and used to reduce sound levels within the levels of the table.
TABLE
G–16—PERMISSIBLE NOISE EXPOSURES1 |
|
Duration
per day, hours |
Sound
level dBA slow response |
8 |
90 |
6 |
92 |
4 |
95 |
3 |
97 |
2 |
100 |
1 ½ |
102 |
1 |
105 |
½ |
110 |
¼ or
less |
115 |
(Footnote 1 omitted)
Exposure to impulsive or impact noise
should not exceed 140 dB peak sound pressure level.
(2) If the variations in noise level
involved maxima at intervals of 1 second or less, it is to be considered
continuous.
(3) In all cases where the sound levels
exceed the values shown herein, a continuing, effective hearing conservation
program shall be administered.
Item No. 2
29 C.F.R. 1910.1000
Air Contaminants
An employee’s exposure to any material
listed in table Z 1, Z 2, or Z 3 of this section shall be limited in accordance
with the requirements of the following paragraphs of this section.
(a) Table Z 1:
(2) Other materials—8-hour time weighted
averages. An employee’s exposure to any material in table Z 1, the name of
which is not preceded by ‘c’, in any 8-hour work shift of a 40-hour work week,
shall not exceed the 8-hour time weighted average given for that material in
the table.
Table Z-1 |
||
Substance |
p/m |
mg/M3 |
Iron
Oxide Fume |
|
10 |
(e) To achieve compliance with paragraph
(a) through (d) of this section, administrative or engineering controls must
first be determined and implemented whenever feasible. When such controls are
not feasible to achieve full compliance, protective equipment or any other
protective measures shall be used to keep the exposure of employees to air
contaminants within the limits prescribed in this section. Any equipment and/or
technical measures used for this purpose must be approved for each particular
use by a competent industrial hygienist or other technically qualified person.
Whenever respirators are used, their use shall comply with § 1910.134.
The
following matters were stipulated to by the parties at the outset of trial.
Exhibit
C 1 was admitted into evidence (Tr. Vol. I, p. 7). Samples of the iron oxide
contaminant obtained during the inspection of Respondent’s work site were sent
to the National Institute’s Occupational Safety and Health analytical
laboratory at Salt Lake City, Utah, where they were analyzed by Chemist Edward
F. Zimowski. Exhibit C 1 sets forth the substance of this chemist’s testimony
if he were produced as a witness, i.e., the receipt of the samples, the method
used to analyze them, and the results of this analysis. These samples were found
to contain iron oxide in excess of the 10 mg/M3[34] limit set forth in
the Standard, to wit; 23.4, 20.3, 27.2 and 19.9 mg/M3 (see Exhibit C 1, p. 3).
This exhibit obviated the need to call this chemist and relates to Item No. 2
of the Citation.
Exhibit
C 2, as amended by counsel at trial, was also admitted into evidence (Tr. Vol.
I, pp. 7 12).
This
exhibit involves Item 1(a) of the Citation, wherein, it is alleged that the
shotblast operator, working in a shotblast building at the work site, was
exposed to sound levels which exceeded the allowable levels set forth in the
cited Standard, 29 C.F.R. 1910.95, supra.
At
the close of the Complainant’s case, Respondent moved for the dismissal of the
Citation. During argument on that motion, Item 1(a) of the Citation was found
to have been established by the stipulation, Exhibit C 2. Because Respondent
had implemented two of the three engineering controls suggested by Complainant
in his reinspection of the work site thereby evidencing its good faith, it was
concluded that no penalty (or portion of the $60 penalty proposed for all the
alleged noise violations, Items 1(a), 1(b) and 1(c)), should be assessed (Tr.
Vol. V, pp. 38 62). That ruling is hereby confirmed.
Further,
at the beginning of trial, Complainant moved to vacate Item 1(c) of the
Citation, on the ground that there exists no known engineering technology to
reduce employee exposure who are arcairing[35] to permissible levels as
set forth in Table G 16 of the noise Standard. This motion was granted, which
ruling is hereby confirmed (Tr. Vol. I, pp. 12, 13).
Thus,
at the outset of trial, there remained for resolution the one remaining alleged
noise violation, Item No. 1(b), involving an employee located in Building No.
42 engaged in grinding hatch opening rings, with a hand held, pneumatic
grinder, and Item No. 2, involving an employee in Building No. 30, the Boiler
Shop, engaged in an arcairing operation and exposed to iron oxide fumes in
excess of the limit permissible under the cited Standard.
It
was additionally stipulated that Respondent is a Pennsylvania corporation with
its principal office located at its shipyard in Chester, Pennsylvania. It
purchases goods in excess of one million dollars a year from sources without
the State of Pennsylvania. No injuries are connected with this case. It is a
large employer in its geographic area, with an average daily number of 4000
employees. Its gross annual sales exceed 100 million dollars (Tr. Vol. I, pp.
17 21, Vol. II, p. 97).
Based
upon the foregoing, it is concluded that Respondent is an employer engaged in a
business affecting commerce who has employees within the meaning of Sections
3(5) and (6) of the Act, 29 U.S.C. 652(5) and (6). Upon the filing of the
Notice of Contest herein, the Review Commission has jurisdiction in this matter
pursuant to Section 10(c) of the Act, 29 U.S.C. 659(c).
The
first issue to be decided is Respondent’s contention that it was improperly
cited, in Item No. 2, for an alleged violation of the General Industry Standard
codified at 29 C.F.R. 1910.1000 because the arcairing operation in process,
which forms the factual basis of the allegation, involved shipbuilding and
thus, a Maritime-Shipbuilding Standard, specifically 29 C.F.R. 1916.82(d)(1)
should have been cited (see Respondent’s Brief, pp. 3, 4, 13 15; R.p. J 50).
The
General Industry Standard codified at 29 C.F.R. 1910.5, in pertinent part,
provides as follows:
Applicability
of Standards
(c)(1) If a particular standard is
specifically applicable to a condition, practice, means, method, operation, or
process, it shall prevail over any different general standard which might
otherwise be applicable to the same condition, practice, means, method,
operation, or process. For example, § 1501.23(c)(3) of this title prescribes
personal protective equipment for certain ship repairmen working in specified
areas. Such a standard shall apply, and shall not be deemed modified nor
superseded by any different general standard whose provisions might otherwise
be applicable, to the ship repairmen working in the areas specified in § 1915.23(c)(3).
(2) On the other hand, any standard shall
apply according to its terms to any employment and place of employment in any
industry, even though particular standards are also prescribed for the
industry, as in Subpart B or Subpart R of this part, to the extent that none of
such particular standards applies. To illustrate, the general standard
regarding noise exposure in § 1910.95 applies to employments and places of
employment in pulp, paper, and paperboard mills covered in § 1910.261.
Respondent
argues that the Shipbuilding Standard codified at 29 C.F.R. 1916.82(d)(1),[36] covers the activity here
in question because the coverage of the Longshoremen and Harbor Workers Act
(under which the Shipbuilding Standards were initially promulgated) has been
judicially broadened under the recent case of Dravo Corp. v. Maxin, 545 F.2d 374 (CA 3, 1976). Thus, the employee
who was arcairing in Respondent’s shipyard, although geographically removed
from the ‘navigable waters of the U. S.,’ would be covered under the Dravo case, supra, and also thereby covered under the Shipbuilding Standard.
The
solution to this issue, however, in my view, rests in determining the meaning
of the above quoted ‘applicability’ provisions of the General Industry
Standards, 29 C.F.R. 1910.5(c)(1) and (2).
Although
the quoted provisions are far from a model of clarity, they appear to intend to
make applicable to any given condition, the most specific Standard existent,
whether a General Industry or particular industry standard regardless of where
the alleged violative condition exists. Here, the General Industry Standard
cited and relied upon by Complainant, 29 C.F.R. 1910.1000 is much more specific
than the Shipbuilding Standard Respondent argues should apply. 1910.1000 makes
reference to the specific offending air contaminant herein, iron oxide fume by
name, and sets a specific employee exposure limit, 10 mg/M3, whereas
the Shipbuilding Standard is more general in its terms.
It
is therefore concluded that the appropriate and more specific General Industry
Standard is properly cited and relied upon herein and Respondent’s argument is
rejected.
The
next issue raised is whether the remaining noise violation, Item 1(b),
involving the grinding of hatch rings at Respondent’s work site, is established
by the evidence of record.
In
order to determine this question, reference must be made to the decision of the
Commission in its precedent case, Sec. of
Labor v. Continental Can Company, Inc., OSHRC Docket No. 3973 et al.
(August 24, 1976).
Chairman
Barnako, speaking for the majority, in part,[37] held that the Noise
Standard, 29 C.F.R. 1910.95, ‘. . . requires only the implementation of those
engineering controls which are economically, as well as technically feasible.’
(p. 3, Slip opinion). In short, the Chairman defined the word ‘feasible’ as it
appears in the Noise Standard, to mean both ‘economically’ and
‘technically’—feasible.
Further,
the Chairman stated:
In determining whether controls are
economically feasible, all the relevant cost and benefit factors must be
weighed. . . . any significant reduction in ambient noise levels which are
above G 16 limits will tend to provide some protection to the hearing of
employees. But we cannot overlook the fact that protection against most of the
detrimental effects of excessive noise can be achieved through the use of a
relatively reliable and convenient type of personal protective equipment.
Additionally, the effects of exposure to continuous noise levels as high as 115
dBA is permitted by the standard itself.
Other factors to be considered in the
benefits which noise reduction will achieve include the number of employees
exposed to excessive noise, and the net reduction in their exposure which
engineering or administrative controls can reasonably be expected to produce.
As to the last noted factor we would emphasize that the benefits to be obtained
will vary according to the magnitude of the noise levels existing prior to the
imposition of controls. Cost factors which must be considered include both the
direct costs of installing and maintaining controls, and indirect costs due to
any loss of productivity or efficiency resulting from their implementation.
This list is not meant to be all-inclusive. We cannot here establish specific
guidelines which will be applicable to all cases. The ultimate determination in
each individual case must be made by weighing all the relevant factors in light
of the objectives of the Act.
The burden of proving that engineering or
administrative controls are feasible lies with Labor. Love Box Co., OSHRC Docket No. 6286, BNA 4 OSHC 1138, CCH OSHD
para. 20,588 (April 7, 1976); Reynolds
Metals Co., OSHRC Docket No. 1551, BNA 3 OSHC 2051, CCH OSHD para. 20,447
(February 25, 1976).16
Fn 16 In Atlantic & Gulf Stevedores, Inc. v. OSHRC, [534 F2d 541 (3rd
Cir., March 26, 1976)], the Court indicated that an employer could generally
defend against an alleged violation of a standard by proving that the standard
was not economically feasible as to him. The standard here at issue, unlike the
one before the Court, explicitly requires only those engineering and
administrative controls which are feasible. Accordingly, proof of feasibility
is an element of the charge, and must be borne by Labor. In Love Box Co. and Reynolds Metals Co., supra, Labor conceded that it had the burden
of proving the feasibility of engineering or administrative controls.’
(Slip opinion, pp. 18 20).
As of this writing, the Continental Can case has not been
reviewed, reversed or modified by any U. S. Circuit Court of Appeals. It
therefore constitutes Review Commission precedent which binds the undersigned
and controls the determination of the issue stated, supra. Gindy Manufacturing
Company v. Secretary of Labor, 10 OSAHRC 367, (May 7, 1974).
As
Commissioner Cleary pointed out in his dissenting opinion in Continental Can, supra:
Perhaps the most disturbing aspect of the
Chairman’s holding is his placing of the burden of proving the economic
feasibility of engineering controls upon the Secretary. This imposition is
contrary to settled principles of law. More importantly, however, it places
upon the Secretary a burden that is so onerous that it may be impossible to
satisfy. As a necessary consequence, therefore, it will be virtually impossible
for the Secretary to enforce the noise standard so as to assure the continuing
development and implementation of technologically feasible engineering
controls.[38]
(Slip opinion, pp. 35 36).
As
to the case herein, and the issue stated, supra, the evidence of this record
does not establish the alleged noise violation set forth in Item 1(b). Under
the Continental case burden of proof,
Complainant failed to introduce any evidence whatever concerning the ‘. . .
indirect costs due to any loss of productivity or efficiency resulting from . .
.’, the implementation of ‘technically’ feasible engineering controls (i.e., a
muffled air driven grinder and a wooden workbench), which the evidence does
establish were available to this Respondent (see Tr. Vol. I, pp. 34 104, Exhs.
R 1, R 2; pp. 113 202, Exhs. C 3, C 4, C 5, C 6).[39] At the close of the
Complainant’s case, Respondent’s motion to dismiss Item 1(b) was granted for
the foregoing reasons (Tr. Vol. V, pp. 3 89). This ruling is hereby confirmed.[40]
There
remains for determination Item No. 2 of the nonserious Citation herein, which
alleges that an arcair operator in Respondent’s Boiler Shop, was exposed to
iron oxide fumes in excess of the 10 mg/M3 level set forth in the
Air Contaminant Standard, 29 C.F.R. 1910.1000, and Respondent failed to
determine and implement feasible engineering controls to reduce his exposure.
Paragraph
(e) of the cited Standard provides:
To achieve compliance with paragraph (a)
through (d) of this section, administrative or engineering controls must first
be determined and implemented whenever feasible. When such controls are not
feasible to achieve full compliance, protective equipment or any other
protective measures shall be used to keep the exposure of employees to air
contaminants within the limits prescribed in this section.
29 C.F.R. 1910.1000(e)
During
trial, Respondent’s counsel argued that the term ‘feasible’ as it appears in
the Air Contaminant Standard should be construed to mean what Chairman Barnako
said ‘feasible’ means in the Noise Standard (29 C.F.R. 1910.95) in the Continental Can case. (Tr. Vol. V, pp.
90 126).
This
argument is rejected. In my view, the term ‘feasible’ appearing in the Air
Contaminant Standard means ‘practically possible of accomplishment under all of
the circumstances of the case.’[41] (Tr. Vol. V, pp. 107,
127). ‘Feasible’ is defined in Webster’s New World Dictionary (The World
Publishing Co., Second College Ed., 1974), as follows:
1. Capable of being done or carried out;
practicable; possible. 2. Within reason, likely, probable. 3. Capable of being
used or dealt with successfully; suitable.
Inherent
in the foregoing definitions are concepts of both ‘technical’ and ‘economic’
feasibility. In my view, ‘economic’ feasibility, i.e., the financial capacity
of an employer to implement engineering or administrative controls, otherwise
‘technically feasible,’ is properly a matter of an affirmative defense to be
borne by employers, who are best situated to know their own financial status
and the financial impact, both as to ‘direct’ and ‘indirect’ costs,
implementation of ‘technically’ feasible controls will have.
The
definition ‘announced’ (as Respondent puts it), at trial, in the absence of
authority to the contrary, is therefore used herein to determine the alleged
iron oxide violation.
Industrial
Hygienist Martin Dubin, on September 30, 1975, very professionally, carefully
and competently obtained air samples from the breathing zone of the arcairing
employee, Mr. Wilson.[42] These samples, properly
handled throughout, were ultimately analyzed at the Salt Lake City laboratory
of NIOSH. This analysis revealed concentrations of iron oxide, in these samples
to be as follows: 23.4 mg/M3; 20.3 mg/M3; 27.2 mg/M3;
19.9 mg/M3. From these results, the eight hour time weighted
exposure of Mr. Wilson to the iron oxide fumes, was properly calculated to have
been 13.986 mg/M3, thus exceeding the 10 mg/M3 Standard limit. (Tr.
Vol. II, pp. 5 94).
The
evidence of record clearly establishes Mr. Wilson’s exposure to a level of iron
oxide fumes in excess of the limit set forth in the Standard. It further
establishes, however, without contradiction, that throughout this arcairing
operation, Mr. Wilson wore a respirator. It was Respondent’s practice, to issue
a respirator, either air line or canister type depending on the type of
arcairing to be performed, to any employee who is to do arcairing, with the
arcairing tool and equipment from the tool room, prior to each arcairing
operation. (Tr. Vol. II, pp. 98 109). Instructions on how to use these
respirators are given employees and Respondent’s safety personnel regularly
inspect and enforce the use of this respiratory equipment. (Tr. Vol. II, p.
113; Vol. V, p. 150).
Thus,
the question presented by this case is whether there existed ‘feasible’
administrative or engineering controls to achieve compliance with the cited
Standard, 29 C.F.R. 1910.1000(e). If so, a violation has been established. If
not, Respondent was justified in resorting to ‘protective equipment,’ i.e.,
respirators, as spelled out in paragraph (e) of 1910.1000 for the arcairing
operation in question; and no violation existed.
The
evidence reveals that Respondent’s Boiler Shop, within which the arcairing
operation in question took place, is approximately 500 feet long and 120 feet
wide. This building is divided into two open areas, the low bay and high bay.
The low bay is about 45 feet high, the high bay 70 to 75 feet high. In the low
bay, two 25-ton overhead cranes operate at about 25 feet from the floor. In the
high bay, one 100-ton and three 35-ton overhead cranes also operate. This
Boiler Shop, like Respondent’s other operations, is essentially a job shop, that
is, there exists no production line type of operation. Many varied and
individualized parts for ships are fabricated therein, such as bulbous bows,
rudders, propellers, boilers, smoke stacks and the like. Many of these ship
components are of gigantic size and weight, are fabricated at varying locations
within the Boiler Shop on a space available basis. Thus, the physical layout of
this shop varies from day to day. (Tr. Vol. V, pp. 177 180, 221 245).
The
arcairing type of operation is used extensively throughout Respondent’s
shipyard and as many as 50 such operations may be in progress on any given day.
Within the Boiler Shop, as many as seven or eight arcairing operations are
frequently in progress. Large ventilating blowers or fans, capable of moving 186,000
cubic feet of air per minute are located in the roof of the Boiler Shop.
Individual local ventilation equipment is provided to all welders and for
employees working in enclosed spaces on ships. Respondent employs ventilation
control experts to assure adequate ventilation in enclosed spaces which abound
at this shipyard. (Tr. Vol. II, pp. 100, 112; Vol. V, pp. 205 210).
On
the day of the inspection, Mr. Wilson was working in the low bay of the Boiler
Shop about 50 feet in from the river end of this building. He was engaged in
arcairing a large cone and a cylinder. The cylinder was a portion of an inner
smoke stack and was about 5 feet in diameter and 30 feet long, and was laying
on its side, on a platen (platform), thus resembling a large pipe. Respondent’s
quality assurance inspectors had marked various welds and other areas on the
surface of the cylinder which required arcairing. To accomplish the arcairing,
staging had been erected alongside of this cylinder, and Mr. Wilson was
observed to arcair from the staging, 5 to 6 feet off the floor, as well as on
the bottom portion of the cylinder, about 2 feet from the floor. Upon
completion of the arcairing operation, inspectors would reinspect the areas.
Other work was performed on this cylinder during the total arcairing process,
such as rewelding joints and further inspections. This cylinder was in the
Boiler Shop for approximately 45 days and arcairing took place inside as well
as outside of the cylinder. (Tr. Vol. V, pp. 177 189, 191, 230). There is no evidence
in this record concerning the specifics of the large cone Mr. Wilson was
arcairing on the day of the inspection.
As
noted earlier, the arcairing process involves melting unwanted metal, such as a
defective weld, to a molten state and blowing this molten metal away from the
surface by a jet of high velocity air, emitted from the arcairing tool at from
80 to 100 psi (pounds per square inch). The molten metal, which generates the
iron oxide fumes, is thus blown away at about 100 to 125 feet per second (Tr.
Vol. III, pp. 90 91). There is thus produced a large, defused shower of sparks
and molten metal propelled in a direction away from the operator. If the
arcairing operation is a shallow cut, the fume cloud is closer to the operator
than if a deep cut is being made. In the latter case, a tunnel like effect is
produced and the fume cloud is propelled as far as 25 feet from the operator
(Tr. Vol. V, pp. 230, 231). The trajectory of the shower of sparks and molten
metal, as well as the iron oxide fume cloud, will also vary depending upon the
geometry or shape of the surface being arcaired.
Respondent
produced a representative from the Arc Air Company, the manufacturer of the
arcair tool used by Mr. Wilson. Although this company, through its Research and
Development Department, is currently working in both the noise and fume control
area, having spent about $100,000 for various consultants, it as yet has not
been successful in devising any system to effectively vent arcairing fumes
under the conditions existent at Respondent’s work site. Further, he was
unaware of any commercially available equipment for dealing with this problem
(Tr. Vol. III, pp. 86 142).
Respondent
has also performed several experiments attempting to collect and vent away
arcairing fumes which were not successful. In 1970, Respondent found that its
experimental collector was not successful because the molten metal damaged the
impellers in the ventilating blowers and clogged the filters (Tr. Vol. V, pp.
225 227).
Complainant’s
primary witness concerning the arcairing operation, Mr. Gronka, an Industrial
Hygiene Engineer with a private consultant firm, testified at considerable
length to three proposed engineering methods to ventilate the iron oxide fumes
away from Mr. Wilson while working on the cylinder. (Mr. Gronka made a
post-inspection visit to Respondent’s Boiler Shop on May 7, 1976. The cylinder
in question was no longer there. He reviewed Industrial Hygienists Dubin’s
notes to visulize the arcairing operation in question.)
He
first suggested the most simple devise, a pedestal fan to blow the iron oxide
fume cloud away from Mr. Wilson (Tr. Vol. II, pp. 182 188). He next recommended
a ‘lamb’ air mover, which is nothing more than a relatively high velocity,
directional fan, to blow the fumes away from Mr. Wilson.
Neither
of these suggestions, however, are practical, as pointed out by Respondent’s
Safety Director, Mr. Walton. Either system merely moves the iron oxide fume
cloud from one location to another, which, because of the job shop nature of
Respondent’s work site, in all probability, would result in blowing the fumes
onto nearby workers. Additionally, the high velocity fan (variously denominated
a ‘lamb’ air mover, squirrel cage or copas blower), would subject an arcair
operator to a significant draft and thus a possible health hazard. Further, any
high velocity air mover would also blow dust particles about, with a
significant chance of causing such particles to be blown into the eyes of
nearby workers, compounding an already common employee complaint of foreign
matter in their eyes. Furthermore, because arcairing operations involve the
frequent movement of the operator from one location to another upon the huge
structures involved, any fan type of ventilation would require the repositioning
of any type of fan being used. This would have to be done by ventilation
employees, not the arcair operator, or a jurisdictional labor dispute might
well ensue (Tr. Vol. V, pp. 211, 216 236).
Mr.
Gronka’s next suggestion was a system of fume collection and exhaustion away
from the operator outside of the building. These systems were to employ various
types of collection hoods, connected by duct work to exhaust fans and by
additional duct work to outside of the building. Exhibits C 7(a), (b), (c) and
C 8 are copies of diagrams depicting these suggested engineering controls. Such
exhausting suggestions also involved the use of a platen or platform with
motorized rollers, onto which the stack in question would be placed, and
rotated so that the arcairing operation could be done at a constant, fixed
level off the floor.
These
systems all have significant difficulties which make them impracticable. As
pointed out by Respondent’s Safety Director, if Respondent’s work site involved
the same operation on a day-to-day basis, perhaps such systems might be made to
work effectively. However, Respondent’s work is just the contrary, with a
constantly changing work environment, with differently shaped, large components
of ships being fabricated at ever changing locations within the Boiler Shop.
The collection hoods also present a significant problem. The molten metal and
sparks created by the arcairing process, being jetted away at high speed from
the point of burning, would strike the collection hood and bounce back at the
operator, thus subjecting him to the danger of burns. These hoods, to be
effective in any way, would have to be positioned at a very precise distance
and angle to the point of burning, which would require the constant adjustment
of them from one spot to another as the various locations on the stack would be
arcaired. Because of the mechanically limited range and configuration which the
hooded ducts are capable of, such a system would not be possible of use inside
of large ship parts, such as the bulbous bows or rudders, the interior of which
are webbed with reinforcing steel supports. Additionally, the duct work to
carry off the fumes would significantly interfere with the movement of the
overhead cranes in this Boiler Shop.
The
very large, skid mounted exhaust fan also suggested is likewise not practical
(See Exhibit C 9). Its implementation would require frequent repositioning
within the Boiler Shop, which would require the use of overhead cranes as well
as flexible duct work running on the Shop floor to the fan. This ducting on the
Shop floor of course would create a tripping hazard.
The
use of the platen equipped with motorized rollers, to position the cylinder at
issue at a constant fixed level (a necessary part of the fume collection, hood
suggestion), is also impractical, because of the necessity for other employees
to work upon and within the cylinder during arcairing operations (Tr. Vol. II,
pp. 124 214, 215 233; Vol. III, pp. 5 85; Vol. IV, pp. 9 28, 29 103; Vol. V,
pp. 133 258).
Although
the evidence of record is rather meager as to the toxicity of iron oxide fumes,
both parties appear to agree that these fumes present the lowest form of
toxicity and constitute no risk of permanent physical injury or disability to
employees. It is compared to nuisance dust (Tr. Vol. IV, pp. 17 21; Exh. C 10).
Thus,
when dealing with a substance of such admittedly low toxicity, if toxic at all
on this record, the Complainant’s burden of proving the feasibility, i.e.,
practicality of suggested engineering or administrative controls, is higher
than if a more toxic air contaminant were involved. Similarly, Respondent’s
burden of showing infeasibility, i.e., impracticality is proportionately
reduced.
The
evidence is also clear and unrebutted that Respondent’s employees, including
Mr. Wilson, who carry out arcairing operation at this work site, are adequately
protected from iron oxide fumes by well maintained respirators, the use of
which is closely monitored and enforced by Respondent’s Safety Division.
Upon
the evidence of record herein, it is therefore concluded that there existed no
feasible engineering or administrative controls available to Respondent for the
arcairing operation in question on the day of the inspection. Respondent’s
utilization of personal protective equipment, i.e., a respirator for the
employee engaged in this operation, conformed to the requirements of the Air
Contaminant Standard, 29 C.F.R. 1910.1000, and thus, no violation of this
Standard has been established.
Based
upon the foregoing findings and conclusions, and pursuant to the provisions of
Sections 10(c) and 12(j) of the Act, 29 U.S.C. 659(c) and 661(i), it is hereby,
ORDERED:
1.
That Item No. 1(a) of the Nonserious Citation herein, alleging a violation of
Section 5(a)(2) of the Act, 29 U.S.C. 654(a)(2), for failure to comply with the
Noise Standard set forth at 29 C.F.R. 1910.95, is AFFIRMED. No penalty is
ASSESSED.
2.
Items No. 1(b) and 1(c) of said Citation are VACATED.
3.
Item No. 2 of said Citation, alleging a violation of Section 5(a)(2) of the
Act, 29 U.S.C. 654(a)(2) for failure to comply with the Air Contaminant
Standard set forth at 29 C.F.R. 1910.1000 is VACATED.
WILLIAM E. BRENNAN
Adm. Law Judge, OSHRC
Dated: August 10, 1977
Hyattsville, Maryland
[1] 29 C.F.R. §
1910.95(b)(1) provides:
§
1910.95 Occupational noise exposure.
(b)
(1) When employees are subjected to sound exceeding those listed in Table G–16,
feasible administrative or engineering controls shall be utilized. If such
controls fail to reduce sound levels within the levels of Table G–16, personal
protective equipment shall be provided and used to reduce sound levels within
the levels of the table.
TABLE
G–16—PERMISSIBLE NOISE EXPOSURES1 |
|
Duration per
day, hours |
Sound level dBA
slow response |
8 |
90 |
6 |
92 |
4 |
95 |
3 |
97 |
2 |
100 |
1 ½ |
102 |
1 |
105 |
½ |
110 |
¼ or less |
115 |
1 When the daily
noise exposure is composed of two or more periods of noise exposure of
different levels, their combined effect should be considered, rather than the
individual effect of each. If the sum of the following fractions: C1/T1 + C2/T2
Cn/Tn exceeds unity, then, the mixed exposure should be considered to exceed
the limit value. Cn indicates the total time of exposure at a specified noise
level, and Tn indicates the total time of exposure permitted at that level.
Exposure to impulsive or impact
noise should not exceed 140 dBA peak sound pressure level.
[2] The Occupational
Safety and Health Act of 1970, 29 U.S.C. §§ 651–678 (‘the Act’ or ‘the OSH
Act’).
[3] Section 6(b)(5),
29 U.S.C. § 655(b)(5), of the Act provides in pertinent part:
The
Secretary, in promulgating standards dealing with toxic materials or harmful
physical agents under this subsection, shall set the standard which most
adequately assures, to the extent feasible, on the basis of the best available
evidence, that no employee will suffer material impairment of health or
functional capacity. . . .
[4] The case is
before the Commission pursuant to § 12(j) of the Act, 29 U.S.C. § 661(i). Prior
to the Supreme Court’s decision in ATMI,
the parties filed briefs with the Commission. The Secretary contended that Continental Can was wrongly decided and
that, under a proper burden of proof, his case was sufficient. Sun Ship
contended that the Secretary’s case was insufficient under Continental Can and therefore was properly dismissed.
[5] Sun Ship argued
to the judge and on review that the Secretary was required, as a part of his
prima facie case, to establish the feasibility of the proposed engineering
controls for all other, similar operations performed in Sun Ship’s facility,
not just the feasibility of controls for the one cited operation. A similar
claim was made in Carnation Co. v.
Secretary of Labor. The Court of Appeals for the Ninth Circuit held that
the employer must be given the opportunity to show ‘that a piecemeal approach
differs significantly from a plant-wide approach,’ 641 F.2d at 805, and that,
if the employer shows there would be significantly different results, then the
Secretary must show that his controls are feasible for the entire plant.
[6] Section 6(b)
authorizes the Secretary to adopt safety and health standards after notice and
an opportunity to comment. See §§ 6(b)(2)–(4). Section 6(b)(5) contains
specific requirements imposed on ‘[t]he Secretary, in promulgating standards
dealing with toxic materials or harmful physical agents under this subsection.
.. .’ In ATMI the Supreme Court
reviewed a standard regulating exposure to cotton dust which was adopted
pursuant to § 6(b)(5).
[7] Section 6(a)
authorized the Secretary to adopt safety and health standards without regard to
other requirements for notice and comment rulemaking proceedings in the
Administrative Procedure Act, 5 U.S.C. §§ 551–706, and in this Act. The
authority was limited to the two years following the effective date of the Act
and concerned adoption of national consensus standards, see 29 U.S.C. § 652(9),
and established federal standards, see 29 U.S.C. § 652(10). See generally S. Rep. No. 1282, 91st Cong., 2d Sess., at 5–6,
reprinted in Legislative History of the Occupational Safety and Health Act of
1970, at 145–46 (1971). The noise standard, § 1910.95, was an established
federal standard adopted as an occupational safety and health standard pursuant
to § 6(a). The standard was originally promulgated by the Secretary under the
Walsh-Healey Act, 41 U.S.C. §§ 35–45.
[8] Our dissenting
colleague claims that the Commission errs in applying the Court’s ATMI
interpretation of the statutory term ‘feasible’ to the interpretation of the
same term in a section 6(a) standard. This new interpretation conforms the
Commission’s interpretation of ‘feasibility’ to the language and intent of the
Act as interpreted by the Supreme Court. Moreover, reappraisal of precedent is
permissible in the administrative process though the reversal of precedent must
be guided by caution. See NLRB v. J.
Weingarten, Inc., 420 U.S. 251, 265–6 (1975); Atchison, Topeka & Santa Fe R.R. Co. v. Wichita Board of Trade,
412 U.S. 800 (1973); NLRB v. Wentworth
Inst., 505 F.2d 550, 555 (1st Cir. 1975). Accordingly, we reject our
dissenting colleague’s suggestion that the Commission’s overruling of its
precedent of 6 years and its substitution of a new interpretation of the term
‘feasible’ supports his contention that the standard is unenforceably vague.
[9] The United States
Court of Appeals for the Ninth Circuit recently issued its decision in Donovan v. Castle & Cooke Foods, A Div.
of Castle & Cooke, Inc., No. 77–2565 (9th Cir. Nov. 19, 1982),
affirming a 1977 Commission decision that applied the Continental Can cost-benefit test. The court concluded that the
Commission’s interpretation was ‘neither unreasonable, arbitrary, nor an
extension of the authority granted the Commission by the Act,’ slip. op. at 13,
under the applicable standard for judicial review of agency decisions, slip.
op. at 6. The court deferred to the Commission’s expertise in interpreting the
standard. This case involves a necessary reevaluation of Continental Can and a reinterpretation of the noise standard in
light of the Supreme Court’s decision in ATMI.
The Ninth Circuit considered the
Supreme Court’s interpretation of the term ‘feasible’ in section 6(b)(5) of the
Act to be inapplicable to section 6(a) standards. However, we treat as
identical the term ‘feasible’ in the statute and the noise standard. When
Congress authorized the Secretary to adopt established federal standards and
national consensus standards as occupational safety and health standards, it
understood that the Walsh-Healey standards would be the primary source of
established federal standards for covered workplace hazards. General Motors Corp., GM Parts Div., 81
OSAHRC 13/C10, 9 BNA OSHC 1331, 1336–37, 1981 CCH OSHD ¶25,202 at pp. 31,122–24
(No. 79–4478, 1981), appeal dismissed,
No. 81–3194 (6th Cir. Sept. 16, 1981). Several of these standards, like the
noise standard, regulated exposure to ‘toxic materials’ and ‘harmful physical
agents’ and contained feasibility requirements. At the same time that Congress
authorized the adoption of section 6(a) standards, it authorized the
promulgation of standards dealing with toxic materials or harmful physical
agents under section 6(b)(5). Section 6(b)(5) also contains a feasibility
requirement. There is no indication that Congress intended the feasibility
requirement of existing standards that the Secretary was authorized to
implement immediately to be measured by a different criterion than feasibility
under section 6(b)(5).
Accordingly, we respectfully
decline to acquiesce in the Ninth Circuit’s divergent interpretation of the
term ‘feasible.’ Rather, we view the ATMI
interpretation to be applicable to the regulation in question. Cf. Baroid Div. of N.L. Industries, Inc. v.
OSHRC, 660 F.2d 439, 447 (10th Cir. 1981) (definition of ‘feasible’ as
economically and technologically capable of being done applied to a section
5(a)(1) violation based on Supreme Court’s definition in ATMI).
[10] In an early case
involving a challenge by a union to the promulgation of a § 6(b)(5) standard,
the Court of Appeals for the District of Columbia Circuit held that the
Secretary could properly consider the economic impact on an industry in
determining whether a standard is feasible. Industrial
Union Department, AFL–CIO v. Hodgson, 499 F.2d 467 (D.C. Cir. 1974). That
holding has been followed in other decisions involving challenges to 6(b)(5)
standards. United Steelworkers of
America, AFL–CIO–CLC v. Marshall, 647 F.2d 1139, 1265 (D.C. Cir. 1980), cert. denied, 101 S.Ct. 3148 (1981); American Iron & Steel Institute v. OSHA,
577 F.2d 825 (3d Cir. 1978), cert.
dismissed, 448 U.S. 917 (1980). Thus, by the time ATMI was decided by the Supreme Court, there was no longer any real
dispute that the Secretary could, and indeed must, consider the economic impact
on an industry in determining feasibility. Indeed, in the industry challenge to
the cotton dust standard that led to the Supreme Court’s decision in ATMI, the D.C. Circuit held that the
Secretary had not established the economic feasibility of the standard for the
cottonseed oil industry. AFL–CIO v.
Marshall, 617 F.2d 825 (D.C. Cir. 1979). That holding was not in issue
before the Supreme Court.
[11] The initial
inquiry into feasibility of administrative or engineering controls involves
whether such controls are technologically feasible. The Commission has held
that, because the standard expressly requires that administrative or
engineering controls be used in preference to personal protective equipment,
controls which achieve a significant reduction in noise exposure will be deemed
technologically feasible even if they do not result in absolute compliance with
Table G–16 levels. Continental Can Co.,
4 BNA OSHC at 1545–46, 1976–77 CCH OSHD at pp. 25,254–55; see also Samson Paper Bag Co., supra; Turner Co., 76 OSAHRC 108/A2, 4 BNA OSHC 1554, 1976–77 CCH OHSD
¶21, 023 (No. 3635, 1976), rev’d on other
grounds, 561 F.2d 82 (7th Cir. 1977). This test for technological
feasibility is consistent with the ordinary meaning of ‘feasible’ as set forth
by the Supreme Court in ATMI.
[12] In most cases
arising under the noise standard, there will not be a serious question of the
employer’s ability to afford the cost of technologically feasible controls;
economic feasibility will be clear. See,
e.g., Continental Can Co., 4 BNA OSHC at 1542 n.4, 1976–77 CCH OSHD at p.
25,251 n.4. It has been our experience that the controls suggested by the
Secretary in cases arising under section 1910.95(b)(1) are not generally so
expensive as to give rise to substantial question of their economic
feasibility. Moreover, in most cases it will be possible to alleviate the
employer’s financial difficulty by extending the time required for the
installation of controls. See Samson
Paper Bag Co., supra (lead and separate opinions). Thus, in cases where
financial hardship is asserted, the Commission will consider whether this
hardship can be adequately cured through an extended abatement date before
concluding that the controls are infeasible.
Commissioner Cleary notes that,
when there is a question whether controls will be so costly as to threaten an
employer’s ability to remain in business, a range of economic factors may merit
consideration. These factors could include the competitive structure of the
industry involved, the competition that the industry faces from other
industries or from other countries, inflation, the ability of the company to
raise capital, its ability to alter employees’ work schedules and assignments,
its other capital investment requirements, energy costs, and the like. See
ATMI; Samson Paper Bag, supra
(Cleary, concurring).
[13] In Commissioner
Cleary’s view, the Secretary may make out a prima facie showing of economic
feasibility by showing that the estimated costs of the controls are small
compared with other figures that represent the company’s financial ability. For
example, if implementation of the controls would require an initial capital
investment, the Secretary could show that the company regularly makes capital
investments that are substantially larger than implementation of the controls
would require. If the controls would involve annual costs, the Secretary could
show that the company’s annual cash flow or profits, over a representative
period of time, are substantially larger than the annual cost the controls
would impose. Such information is readily available to the Secretary either
through public reports that corporations must file or through discovery.
The employer may then rebut the
Secretary’s case by showing that the cost figures are incorrect or that
additional, indirect, costs will be incurred, or that any of the factors listed
above, such as the competitive structure of the industry, make controls
infeasible. The employer may also rebut the Secretary’s case by showing that
while controls for the cited locations are economically feasible, the cost of
plant-wide controls would exceed the bounds of economic feasibility. Carnation Co. v. Secretary of Labor, 641
F.2d 801 (9th Cir. 1981).
[14] The following
fractions were added:
1/1.5
+ 2/8 + 1/infinity (zero) + 3.25/6
(The
permissible time for exposure to 102 dBA is 1.5 hours, for 90 dBA is 8 hours,
for less than 90 dBA is unlimited, and for 92 dBA is 6 hours).
[15] The expert
estimated that the muffler could be designed in one day for about $400. In two
days, a draftsman could produce detailed engineering design drawings and
investigate the availability of materials. The cost for the draftsman’s work
would be about $800. The expert estimated that additional expenses could bring
the design cost to about $1500.
The expert further estimated that
labor for making the housing would be about $120 (for 6 hours at $20 per hour).
Labor at the same wage rate for the muffler would be about $80 (4 hours) and
about $80 (4 hours) to apply the parts to the tool. The expert estimated the
cost of materials at about $40, for a total fabrication cost of approximately $320.
[16] Because the
compliance officer detected noise levels of 102 dBA when there was no
background noise (from other employees working near the blacksmith), we do not
ascribe any part of the elevated noise levels to background noise.
[17] The Secretary’s
expert did not specify what dBA reduction he would expect from the
sound-dampening workbench, but he testified that it should be made of wood
which he stated has ‘significant’ sound-dampening properties. He also specified
that the workbench should have clamps to hold the workpiece in place firmly
against the wood. Thus, most if not all vibration noise can be eliminated using
the wooden workbench with clamps.
[18] On the basis of
the expert’s testimony, see note 17 supra, most of the vibration noise can be
eliminated. Because the noise level was 102 dBA when the blacksmith was exposed
only to the noise generated by grinding metal and about 10 dBA of this noise
level was vibration noise, we find that using the proposed workbench can be
expected to reduce the vibration noise by approximately 7–8 dBA. Adding to this
the 3 dBA reduction in grinder noise, the 102 dBA noise level can be reduced by
about 10–11 dBA. The computation based on Table G–16 and the footnote to it,
see note 1 supra, will be:
1/6
+ 2/8 + 1/infinity (zero) + 3.25/6
(The
permissible time for exposure to 92 dBA is 6 hours.)
The compliance officer’s
computation was:
1/1.5
+ 2/8 + 1/infinity (zero) + 3.25/6
The sum will be .96 rather than
1.46. See note 14 supra and accompanying text. The total reduction may be even
greater. The expert stated that a 6 dBA reduction in grinder noise from the
muffler could be possible.
[19] The cases relied
on by our dissenting colleague in support of his conclusion that the noise
standard is unenforceable because it is ‘so uncertain of meaning as to result
in arbitrary and discriminatory treatment’ are inapposite to these proceedings
because they involve either criminal or First Amendment issues. The standard
for review of the constitutional sufficiency of a regulatory warning is not the
‘reasonably explicit’ test taken from Grayned
v. City of Rockford, 408 U.S. 104 (1972). As the omitted footnote citations
to Papachristou v. City of Jacksonville,
405 U.S. 156, 162 (1972), reveal, the test of Grayned is subject to the qualification that administrative
regulations are governed by a less stringent standard. 408 U.S. at 108–09 nn. 3
& 4; see Diebold, Inc. v. OSHRC,
585 F.2d 1327, 1337 (6th Cir. 1978).
When
considering remedial legislation such as the OSH Act and its implementing
regulations, the purported vagueness of a standard is judged not on its face
but rather in the light of its application to the facts of the case. PBR, Inc. v. Secretary of Labor, 643
F.2d 890, 897 (1st Cir. 1981); McLean
Trucking Co. v. OSHRC, 503 F.2d 8, 10–11 (4th Cir. 1974). Moreover, the
regulations will pass constitutional muster even though they are not drafted
with the utmost precision; all that due process requires is a fair and
reasonable warning. Allis-Chalmers Corp.
v. OSHRC, 542 F.2d 27, 30 (7th Cir. 1976).
Faultless
Div., Bliss & Laughlin Indus., Inc. v. Secretary of Labor & OSHRC, 674 F.2d 1177,
1185 (7th Cir. 1982). See Diebold, Inc.
v. OSHRC, supra, citing, Boyce Motor
Lines v. United States, 342 U.S. 337, 340 (1952). A standard is not
unconstitutionally vague simply because judgment must be exercised in
determining its application. See
Bethlehem Steel Corp., 82 OSAHRC ___, 10 BNA OSHC 1673, 1677 n.8, 1982 CCH
OSHD ¶26,093 at p. 32,832 n.8 (No. 77–1807, 1982). See Turner Co., supra note 11. A standard must be read in light of
the conduct to which it is addressed. United
States v. National Dairy Products, Inc., 372 U.S. 29, 36 (1963); Bethlehem Steel Corp., supra.
Additionally, while we do not agree
with the dissenting Member that the standard in question is constitutionally
infirm, we note that
[I]t
is axiomatic that defects in the constitutional sufficiency of a regulatory
warning may be cured by authoritative judicial or administrative
interpretations which clarify obscurities or resolve ambiguities.
Diebold,
Inc. v. OSHRC,
585 F.2d at 1338 (footnote omitted), citing, Rose v. Locke, 423 U.S. 48, 52 (1975); Parker v. Levy, 417 U.S. 733, 752–54 (1974); Smith v. Gougen, 415 U.S. 566, 575 ( 974); Wainwright v. Stone, 414
U.S. 21, 22–23 (1973); Jackson v. Dorrier,
424 F.2d 213, 217–18 (6th Cir.), cert.
denied, 400 U.S. 850 (1970). See S
& H Riggers & Erectors, Inc., 79 OSAHRC 23/A2, 7 BNA OSHC 1260,
1264 & n.14, 1978 CCH OSHD ¶23, 490 at p. 28,437 & n.14 (No. 15855,
1979), rev’d on other grounds, 659
F.2d 1273 (5th Cir. 1981).
The Commission has consistently and
repeatedly held that the noise standard is not unenforceably vague. E.g., Turner Co., supra, cited in Wheeling-Pittsburgh Steel Corp., 79
OSAHRC 66/A2, 7 BNA OSHC 1581, 1979 CCH OSHD ¶23, 784 (No. 14702, 1979); Wheeling Corrugating Co., A Div. of
Wheeling-Pittsburgh Steel Corp., 77 OSAHRC 204/E9, 6 BNA OSHC 1661, 1977–78
CCH OSHD ¶22,350 (No. 13286, 1977), petition
denied, No. 77–1030 (3d Cir. Nov. 20, 1978); Castle & Cooke Foods, A Div. of Castle & Cooke, Inc., 77
OSAHRC 87/A2, 5 BNA OSHC 1435, 1977–78 CCH OSHD ¶21,954 (No. 10925, 1977), aff’d, No. 77–2565 (9th Cir. Nov. 19,
1982); accord Plum Creek Lumber Co. v.
Hutton, 608 F.2d 1283 (9th Cir. 1979); cf.
Turner Co. v. Secretary of Labor, 561 F.2d 82, 84 (7th Cir. 1977)
(consideration of relevant economic considerations under Continental Can will
‘obviate any due process challenge’). The term ‘feasible’ is not so devoid of
meaning that a fair determination of the required conduct cannot be made. See Boyce Motor Lines v. United States,
supra. Furthermore, one of the cases relied on by our colleague indicates
that perceived ambiguities can be cured by interpretation—a course that is
preferable to invalidation. See
International Society for Krishna Consciousness of Atlanta v. Eaves, 601
F.2d 809, 822 (5th Cir. 1979).
In ATMI v. Donovan, the Court determined that the term ‘feasibility’
had an ascertainable meaning based on the statute. 101 S.Ct. at 2490. The
definition set forth by the Court is applicable to the regulation at issue. We
reject our colleague’s suggestion that the term is devoid of meaning.
[20] Commissioner
Cottine further notes that the dissent’s conclusion that the noise standard
represents an impermissible delegation depends on the erroneous premise that
the noise standard is vague. The dissent characterizes the noise standard as an
impermissible delegation to the Commission of the Secretary’s authority to
promulgate standards and establish enforcement criteria under the Act. This broad
characterization ignores the fact that the noise standard establishes a
definite criteria for occupational noise exposure—an 8-hour time weighted
average of 90 dBA. § 1910.95(a). This required performance is to be achieved by
‘feasible’ administrative or engineering controls. § 1910.95(b). As previously
noted, the term ‘feasible’ permits a fair determination of the required conduct
and is capable of application to the factual controversies presented to this
adjudicatory forum. See Boyce Motor Lines
v. United States, supra note 19.
Like any factual inquiry ‘feasibility’ is determined by the unique
characteristics of an employer’s economic conditions and the technological
attributes of the abatement methodology. The ‘feasibility’ criterion is
ascertainable and the possibility of more than one interpretation does not
justify invalidation under the delegation doctrine. ATMI v. Donovan, 101 S.Ct. at 2506 n.75. The mere fact that a term
requires a factual analysis does not invalidate the standard. Factual determinations
are both the heart of adjudication and the focus of delegation. See Atlas Roofing Co., Inc. v. OSHRC,
430 U.S. 442, 449–60 (1977). See
generally L. Jaffe, Judicial Control
of Administrative Action ch. 3 (1965). Moreover, a feasibility determination
is the type of complex fact-finding regularly committed to an administrative
agency for specialized adjudication in the context of the forum’s experience
and expertise. See, e.g., Crowell v.
Benson, 285 U.S. 22, 46–47 (1932); Reconstruction
Finance Corp. v. Bankers Trust Co., 318 U.S. 163, 170 (1943). Accordingly,
Commissioner Cottine rejects the dissent’s conclusion that the noise standard
is unenforceable because the regulatory use of the term ‘feasible’ results in
an impermissible delegation.
In addition, Commissioner Cottine
notes that the Commission’s adjudicatory responsibility does not permit it to
question a standard’s stringency or appropriateness. W.J. Lazynski, Inc., 79 OSAHRC 108/B6, 7 BNA OSHC 2064, 2072, 1980
CCH OSHD ¶24,145 at p. 29,336 (No. 13864, 1979); Austin Bridge Co., 79 OSAHRC 81/A2, 7 BNA OSHC 1761, 1764, 1979 CCH
OSHD ¶23,934 at p. 29,021 (No. 76–93, 1979); Fleming Foods of Nebraska, Inc., 77 OSAHRC 196/C12, 6 BNA OSHC
1233, 1978 CCH OSHD ¶22,889 (No. 14484, 1977). However, the Commission’s
independent adjudicatory responsibility necessarily includes the interpretation
of the statute and its implementing regulations. Donovan v. Castle & Cooke Foods Div., Castle & Cooke, Inc.,
No. 77–2565, slip op. at 7 (9th Cir. Nov. 19, 1982) and cases cited; Brennan v. OSHRC & Ron M. Fiegen, Inc.,
513 F.2d 713 (8th Cir. 1975). In interpreting the term ‘feasibility,’ it is
irrelevant that the Secretary has under consideration revisions to the present
standard, see, Modern Drop Forge Co. v.
Secretary of Labor, 683 F.2d 1105, 1111 (7th Cir. 1982); Koppers Co., Inc., 77 OSAHRC 44/A2, 2
BNA OSHC 1354, 1974–75 CCH OSHD ¶ 19,063 (No. 3449, 1974); United States Steel Corp., 77 OSAHRC 12/C3, 2 BNA OSHC 1343,
1974–75 CCH OSHD ¶19, 047 (Nos. 2975 & 4349, 1974) (alternate holding), appeal dismissed, 517 F.2d 1400 (3d Cir.
1975), or that individual members of the Commission have expressed differing
personal views on the proper interpretation of this term, see Public Service Commission of the State of New York v. Federal Power
Commission, 543 F.2d 757, 777–78 (D.C. Cir. 1974). It is the Commission’s
institutional responsibility as an adjudicatory body, 29 U.S.C.
§ 651(b)(3), to apply precedent unless overruled or distinguished, see Atchison, Topeka & Santa Fe Railway
Co. v. Wichita Board of Trade, 412 U.S. 800, 808 (1973); Secretary of Agriculture v. United States,
347 U.S. 645 (1954); Local 777, Democratic
Union Organizing Committee Seafarers Int’l Union of North America v. NLRB,
603 F.2d 862, 894 (D.C. Cir. 1978), and to interpret the applicable legal
requirements in the context of factual controversies.
[21] American Textile Manufacturers Institute v.
Donovan, 101 S.Ct. 2478 (1978) (‘ATMI’).
[22] 76 OSAHRC 109/A2,
4 BNA OSHC 1541, 1976–77 CCH OSHD ¶21,009 (No. 3973, 1976), appeal withdrawn, No. 76–3229 (9th Cir.
Apr. 26, 1977) (‘Continental Can’).
[23] Engineering
controls to reduce noise levels can be very expensive. A study prepared for
OSHA in the early 1970’s projected that the cost of achieving the 90 dBA 8-hour
time weighted average limit of the noise standard using engineering controls
would be about $13.5 billion. 1973–74 CCH Developments ¶ 9126. And, since that
time, inflation has undoubtedly increased the cost considerably. In contrast,
according to OSHA’s preamble to the new hearing conservation standard, 46 Fed.
Reg. 4078, 4117–18 (1981), the cost of a hearing protection program meeting the
requirements of the new standard is expected to be, at most, $270 million.
The cost of engineering controls
obviously will fall unevenly on different industries and different employers
within an industry. Thus, there is a very real possibility that the costs
associated with engineering controls will jeopardize the financial health of
particular employers or even of entire industries.
[24] Although they
agree on this broad, general test, it appears that Commissioners Cleary and
Cottine do not agree on how the test is to be applied. Commissioner Cleary
specifies numerous factors that may be considered in such inquiry, and it is
not clear whether Commissioner Cottine considers those factors relevant. See
notes 12 and 13 of the lead opinion. Moreover, the wide range of factors
Commissioner Cleary would consider provide a further demonstration that
‘feasible’ can mean whatever a person wants it to mean. As Justice Rehnquist
stated, ‘feasible’ is a ‘legislative mirage . . . assuming any form desired by
the beholder.’ IUD v. API, 100 S.Ct.
at 2883 (concurring opinion).
[25] In this case, the
Secretary argues that the Court’s interpretation of ‘feasible’ as it appears in
§ 6(b)(5) rulemaking should be applied to the judicial interpretation of the
noise standard, promulgated under § 6(a). However, in another case, the Secretary
has argued to the Commission that the ‘significant risk’ test for § 6(b)(5)
standards established by the Supreme Court in IUD v. API should not be applied to the interpretation and
application of standards because that decision of the Court applies only to
rulemaking, and not adjudication. See
Pratt & Whitney Aircraft, 10 BNA OSHC 2011, 1982 CCH OSHD ¶26,257 (No.
13591, 1982), appeal filed, No.
82–4180 (2d Cir. Nov. 16, 1982).
[26] See note 7 of the
majority opinion.
[27] See Continental Can Co., 4 BNA OSHC at
1546–47 and n. 14, 1976–77 CCH OSHD at p. 25,255 and n. 14. Having recognized
that the legislative history of the standard provided no guidance as to the
role economic considerations were to play, the majority in Continental Can
proceeded to hold that the standard required a balancing of costs and benefits.
Although I believe such an interpretation is ‘reasonable,’ the Commission
cannot create an interpretation of a standard that has no basis in the language
and intent of the standard. As I have noted, it is the duty of the
congressionally delegated authority, in this case the Secretary, to provide
ascertainable criteria by which standards can be interpreted and applied. To
hold otherwise would mean that the Commission, not the Secretary, is setting
the standard, and would constitute an impermissible delegation of the
Secretary’s rulemaking authority. Thus, although I believe that the Continental
Can interpretation was reasonable, I also believe that the majority’s analysis
in Continental Can supports the conclusion that the standard is unenforceable.
[28] The abatement of
many life-threatening hazards involves costs far less than those at stake in
implementing engineering controls for noise. For example, OSHA estimated the
cost of engineering controls for cotton dust at $543 million. ATMI, 101 S.Ct. at 2498. OSHA believed
that the cost of such controls for benzene would be $266 million. IUD v. API, 100 S.Ct. at 2857. The cost
of engineering controls for lead, to be implemented by primary and secondary
smelters, battery manufacturers, and the paints and coatings industry, OSHA
projected to be between approximately $337 and 395 million. United Steelworkers of America, AFL–CIO–CLC
v. Marshall, 647 F.2d 1189, 1278–1303 (D.C. Cir. 1980), cert. denied, 101 S.Ct. 3148 (1981). And
OSHA estimated that the costs for compliance with the coke oven emissions
standard would be between $240 and 1,280 million. American Iron & Steel Institute v. OSHA, 577 F.2d 825, 836 (3d
Cir. 1978), cert. dismissed, 448 U.S.
917 (1980).
The costs associated with abating
these life-threatening hazards have been subjected to intense scrutiny in
administrative rulemaking and in judicial review of the rulemaking actions. In
contrast, the potentially much greater costs associated with engineering
controls for noise, see note 3 supra, were apparently not considered before
section 1910.95(b)(1) was promulgated under the Walsh-Healey Act and the policy
decisions that Congress intended should be made before such costs are imposed
on industry have not been made or scrutinized in any forum.
[29] In 1972, pursuant
to authority granted by 29 U.S.C. §§ 669(a) and 671(d), the National Institute
for Occupational Safety and Health (‘NIOSH’) developed a criteria document on
noise exposure recommending that the Secretary study the feasibility of
reducing the permissible time weighted exposure level to 85 dBA. In 1973,
pursuant to authority granted by 29 U.S.C. § 656(b), the Assistant Secretary of
Labor for Occupational Safety and Health appointed an Advisory Committee on
Noise to receive and evaluate the views of labor, management, government, and
independent experts in noise problems and make recommendations to OSHA for a
revised noise standard. In late 1973, the Advisory Committee transmitted its
report to OSHA and, during the first nine or ten months of 1974, OSHA considered
the information and recommendations contained in the NIOSH criteria document
and the Advisory Committee’s recommendations, as well as other available
information. 46 Fed. Reg. 4102–4103. Then, on October 24, 1974, OSHA proposed a
revision to the noise standard and solicited comments and objections. 39 Fed.
Reg. 37773–37778. Subsequently, the comment period was extended several times
because of the complexity of the issues and over the next several years, two
informal hearings were held. See 46 Fed. Reg. 4103–04 (summarization of notices
and proceedings). These proceedings resulted in the hearing conservation
amendment to the noise standard and OSHA’s solicitation of further information
about revision of the noise standard’s current requirement for the use of
‘feasible’ engineering and administrative controls. See 46 Fed. Reg. 4105.
[30] In this case, the
Secretary contends that Sun Ship violated section 1910.95(b)(1) by exposing a
single employee to excessive noise and by failing to implement engineering
controls for the equipment that employee was using. However, the interpretation
established in this case will control the disposition of more than twenty other
cases now before the Commission. Many of those cases will have implications for
the types of noise controls required in entire industries. E.g., Cox Enterprises, Docket No. 12074 (newspaper industry); Pabst Brewing Co., Docket No. 13068 and
77–1895 (beverage packaging); Plum Creek
Lumber Co., Docket No. 78–1753 (sawmill operations); Deering-Milliken, Inc., Docket Nos. 12598 and 13037 (textile
manufacturing); Southwest Forest
Industries, Docket No. 78–3976 (corrugated paperboard manufacturing); Sherwin Williams, Inc., Docket No. 14131
(can manufacturing). Therefore, although this case has relatively simplistic
facts, its decision will have a broad impact on numerous industries, and it is
necessary to consider that impact in deciding this case.
[31] In Donovan v. Castle & Cooke Foods, the
Ninth Circuit concluded that the Supreme Court’s decision in ATMI did not preclude a weighing of
costs and benefits in the enforcement of a § 6(a) standard. The Ninth Circuit
therefore accepted the Commission’s interpretation of § 1910.95(b)(1)
because that interpretation was not unreasonable, arbitrary, or inconsistent
with the Act. Slip op. at 13. I agree with the Ninth Circuit that ATMI does not preclude a weighing of
costs and benefits in interpreting a § 6(a) standard. However, as I have
explained above, the enforcement of any standard must be consistent with the regulatory
intent underlying the standard. The Commission is not free to fill a regulatory
void by supplying its own interpretation of a standard lacking in regulatory
intent, no matter how reasonable that interpretation may be.
[32] The hearing
conservation standard requires employers to ensure that all employees exposed
to noise levels in excess of those listed in Table G–16 wear personal hearing
protectors. In addition, employers must make hearing protectors available to
employees exposed to time weighted average noise levels greater than 85 dBA,
and must ensure that employees exposed to such noise levels who have
experienced a permanent significant threshold shift in their hearing ability
wear such protectors. 29 C.F.R. § 1910.95(1).
Properly used, personal protective
equipment is capable of as much as a 20 to 30 dB attenuation in existing noise
levels, see 46 Fed. Reg. at 4111 (1981), and can reasonably be expected to
produce a 10 to 15 dB attenuation, see 46 Fed. Reg. 4113–14. Of course, the
effectiveness of personal protective equipment depends on its correct use and,
therefore, personal protective equipment is generally regarded as inferior to
engineering controls. See Continental Can Co., supra; Turner Co., 76 OSAHRC
108/A2, 4 BNA OSHC 1554, 1976–77 CCH OSHD ¶21,023 (No. 3635, 1976), remanded, 561 F.2d 82 (7th Cir. 1977); see generally 46 Fed. Reg. at 4078,
4113, 4114. However, in the hearing conservation amendment to the noise
standard, OSHA prescribes a program for effective use of personal protective
equipment. The employer is required to make available a variety of suitable
protective devices, to insure their proper fit, and to train and supervise
employees in the proper use and care of hearing protectors. Detailed
instructions are also prescribed for evaluating the degree of noise attenuation
which will be achieved by protective equipment. Presumably, the program can be
successfully implemented. Moreover, engineering controls can also be used
ineffectively and can become progressively less effective from wear and abuse.
For example, removable barriers or enclosures can be circumvented, left out of
place, or damaged by employees. See Ormet
Corp., 81 OSAHRC 35/C3, 9 BNA OSHC 1828, 1981 CCH OSHD ¶25,322 (No.
76–4398, 1981) (employees deliberately damaged a locking clasp on a main
electrical disconnect switch so that they could use it as an on-off switch); MRS Printing, Inc., 78 OSAHRC 84/B10, 6
BNA OSHC 2025, 1978 CCH OSHD ¶23, 102 (No. 76–3113, 1978)) (employee
circumvented dual controls activating a guillotine cutter by tripping the left
hand lever with his left knee, leaving his left hand free while the blade was
activated by his right hand). Thus, engineering controls, too, involve human
elements that can undermine the protection.
[33] During the trial
herein, without objection, the Notification of Proposed Penalty was amended, to
reflect Complainant’s true intention, to wit, to propose the $60 penalty for
the alleged noise violation, Item No. 1, and no penalty for Item No. 2 (Tr.
Vol. IV, p. 20).
[35] Arcairing is a
process of burning away unwanted metal. It is the opposite of welding. The
arcair tool is hand held. It is fitted with various diameter carbon rods, which
are electrically arced producing intense heat which melts the unwanted metal to
a molten state. An air stream at high velocity (80 to 100 p.s.i.) moves through
the tool and blows the molten metal away at approximately 100 to 125 feet per
second. The process is used to gouge out defective welds or to burn and blow
away other types of unwanted metal from surfaces. The molten metal generates
the iron oxide fumes at issue herein (Tr. Vol. III, pp. 90, 91; Vol. pp. 224
226).
[36] This Standard
provides:
(d)
Protection against particulate contaminants not immediately dangerous to life.
(1)
When employees are exposed to unsafe concentrations of particulate
contaminants, such as dusts and fumes, mists and fogs or combinations of solids
and liquids, they shall be protected by either air line or filter respirators,
except as otherwise provided in the regulations of this part.
[37] See ‘concurring’
opinion of Commissioner Moran, p. 23, Slip opinion.
[38] I find myself in
agreement with the compelling logic of Commissioner Cleary’s well reasoned
dissent in the Continental Can case,
Slip opinion, pp. 24 37. Regrettably, I am not free to follow it however.
[39] This failure of
evidence is quite understandable. I fail to understand how Complainant can
produce such evidence absent a thorough and extensive cost analysis of all of
Respondent’s relevant financial, as well as production records, coupled with a
thorough time and motion study of the noise operation both before and after the
‘technically’ feasible engineering or administrative control. (Complainant
might well have to resort to Section 8(b) of the Act, 29 U.S.C. 657(b) to
accomplish this.) Even this type of evidence might well prove to be
insufficient under Continental Can
because the Chairman advises that the indicated ‘indirect costs,’ ‘. . . is not
meant to be all-inclusive.’
[40] This
determination is one example of what I conceive to be the accuracy and wisdom
of Commissioner Cleary’s caveat in his dissenting opinion in the Continental Can case, quoted, supra.
[41] The term
‘feasible’ is not defined in the Act or the Air Contaminant Standard.
[42] All sampling done by the inspecting Industrial Hygienists were professionally and competently carried out.